posam
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As filed with the Securities and Exchange Commission on December 11, 2009
Registration No. 333-114413
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
POST-EFFECTIVE AMENDMENT NO. 1
TO
FORM S-3
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
Avocent Corporation
(Exact name of registrant as specified in its charter)
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Delaware
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91-2032368 |
(State or other jurisdiction of
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(I.R.S. Employer |
incorporation or organization)
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Identification Number) |
4991 Corporate Drive
Huntsville, Alabama 35805
(256) 430-4000
(Address, including zip code, and telephone number, including area code, of registrants principal executive offices)
Samuel F. Saracino
Executive Vice President of Legal and Corporate Affairs,
General Counsel and Secretary
Avocent Corporation
4991 Corporate Drive
Huntsville, Alabama 35805
(256) 430-4000
(Name, address, including zip code, and telephone number, including area code, of agent for service)
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With a copy to:
John Shively
Emerson Electric Co.
8000 West Florissant Avenue
St. Louis, Missouri 63136
(314) 553-2000
Approximate date of commencement of proposed sale to the public: Not applicable.
If the only securities being registered on this Form are being offered pursuant to dividend or interest reinvestment plans,
please check the following box: o
If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule
415 under the Securities Act of 1933, other than securities offered only in connection with dividend or interest
reinvestment plans, check the following box:
If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act,
please check the following box and list the Securities Act registration statement number of the earlier effective
registration statement for the same offering. o
If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box
and list the Securities Act registration statement number of the earlier effective registration statement for the same
offering. o
If this Form is a registration statement pursuant to General Instruction I.D. or a post-effective amendment thereto that
shall become effective upon filing with the Commission pursuant to Rule 462(e) under the Securities Act, check the
following box. o
If this Form is a post-effective amendment to a registration statement filed pursuant to General Instruction I.D. filed to
register additional securities or additional classes of securities pursuant to Rule 413(b) under the Securities Act, check
the following box. o
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer,
or a smaller reporting company. See the definitions of large accelerated filer, accelerated filer and smaller
reporting company in Rule 12b-2 of the Exchange Act.
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Large accelerated filer
Accelerated filer
Non-accelerated filer (Do not check if a smaller reporting company)
Smaller reporting company |
DEREGISTRATION OF SHARES
This Post-Effective Amendment No. 1 relates to the registration statement on Form S-3
(Registration No. 333-114413) previously filed by Avocent Corporation (Avocent) on April 12, 2004
with the Securities and Exchange Commission, and as subsequently amended, pertaining to the
registration of shares (the Shares) of Avocent common stock, par value $0.001 per share (the
Common Stock), in connection with the resale of the Shares by the former stockholders of Soronti,
Inc., Crystal Link Technologies, Inc., and OSA Technologies, Inc., who received the Shares in
connection with Avocents acquisitions of those companies (the Registration Statement).
Pursuant to an Agreement and Plan of Merger (the Merger Agreement) dated as of October 5,
2009 among Emerson Electric Co. (Emerson), Globe Acquisition Corporation (Globe), a wholly
owned subsidiary of Emerson, and Avocent, on October 15, 2009, Globe commenced a tender offer for
all of the outstanding shares of Common Stock. The tender offer was
consummated on December 11,
2009. Pursuant to the Merger Agreement, Globe will be merged with and into Avocent as soon as
practicable after the consummation of the tender offer.
Accordingly, Avocent has terminated all offerings of its securities pursuant to its existing
registration statements, including the Registration Statement. In accordance with an undertaking
made by Avocent to remove from registration, by means of a post-effective amendment, any of the
securities registered under the Registration Statement that remain unsold at the termination of the
offering, Avocent hereby removes from registration all Shares registered under the Registration
Statement that remain unsold as of the date of this Post-Effective Amendment No. 1.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it
has reasonable grounds to believe that it meets all of the requirements for filing on Form S-3 and
has duly caused this Post-Effective Amendment No. 1 to the registration statement to be signed on
its behalf by the undersigned, thereunto duly authorized, in the City of Seattle, State of
Washington, on the 11th day of December, 2009.
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AVOCENT CORPORATION
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By: |
/s/ Samuel F. Saracino
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Samuel F. Saracino |
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Executive Vice President of Legal and Corporate
Affairs, General Counsel and Secretary |
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Pursuant to the requirements of the Securities Act of 1933, this Post-Effective Amendment No.
1 to the registration statement has been signed by the following persons in the capacities and on
the dates indicated.
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Signature |
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Title |
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Date |
/s/ Michael J. Borman
Michael J. Borman |
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Chief Executive Officer and Director
(Principal Executive Officer)
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December 11, 2009 |
/s/ Edward H. Blankenship
Edward H. Blankenship |
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Senior Vice President and Chief
Financial Officer
(Principal Financial and Accounting
Officer)
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December 11, 2009 |
/s/ Robert P. Kerley
Robert P. Kerley |
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Vice President and Corporate Controller
(Controller)
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December 11, 2009 |
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Harold D. Copperman |
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Director
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December 11, 2009 |
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Francis A. Dramis |
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Director
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December 11, 2009 |
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Edwin L. Harper |
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Chairman of the Board
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December 11, 2009 |
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William H. McAleer |
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Director
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December 11, 2009 |
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David P. Vieau |
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Director
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December 11, 2009 |
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Doyle C. Weeks |
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Director
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December 11, 2009 |
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*
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By:
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/s/ Samuel F. Saracino |
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Samuel F. Saracino
Attorney-in-Fact |