CUSIP No. 98973P101
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SCHEDULE 13G
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Page 2 of 7 Pages
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1
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NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Merlin BioMed Private Equity Advisors, LLC (IRS No. 13-4178606)
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) o
(b) o
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware limited liability company
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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5
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SOLE VOTING POWER
0
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6
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SHARED VOTING POWER
1,209,750
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7
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SOLE DISPOSITIVE POWER
0
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8
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SHARED DISPOSITIVE POWER
1,209,750
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,209,750
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10
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
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o | ||
11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
1.2%
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12
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TYPE OF REPORTING PERSON (See Instructions)
OO
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CUSIP No. 98973P101
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SCHEDULE 13G
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Page 3 of 7 Pages
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1
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NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Dominique Sémon
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2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) o
(b) o
|
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||
3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
Switzerland
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
5
|
SOLE VOTING POWER
0
|
||
6
|
SHARED VOTING POWER
1,209,750
|
|||
7
|
SOLE DISPOSITIVE POWER
0
|
|||
8
|
SHARED DISPOSITIVE POWER
1,209,750
|
|||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,209,750
|
|||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
|
o | ||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
1.2%
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|||
12
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TYPE OF REPORTING PERSON (See Instructions)
OO
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Item 1. | (a) |
Name of Issuer:
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Ziopharm Oncology, Inc. | ||
(b) | Address of Issuer’s Principal Executive Offices: | |
PO Box 5350 | ||
Princeton, New Jersey 08543-5350 |
Item 2. | (a) |
Name of Person Filing:
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Merlin BioMed Private Equity Advisors, LLC | ||
Dominique Sémon | ||
(b) | Address of Principal Business Office or, if none, Residence: | |
230 Park Avenue, Suite 928 | ||
New York, New York 10169
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(c) | Citizenship: | |
Merlin BioMed Private Equity Advisors, LLC is a Delaware Limited Liability Company.
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Dominique Sémon is a citizen of Switzerland. | ||
(d) | Title of Class of Securities: | |
Common Stock | ||
(e) | CUSIP Number: | |
98973P101
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Item 3. |
If this statement is being filed pursuant to Rule 13d-1(b) or (c), or 13d-2(b), check whether the person filing is:
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(a) | o |
Broker or dealer registered under Section 15 of the Act
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(b) | o |
Bank as defined in section 3(a)(6) of the Act
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(c)
|
o |
Insurance company as defined in section 3(a)(19) of the Act
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(d)
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o |
Investment company registered under section 8 of the Investment Company Act of 1940
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(e)
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o |
An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E)
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(f)
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o |
An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F)
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(g)
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o |
A parent holding company or control person in accordance with Rule 13d-1(b)(ii)(G)
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(h)
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o |
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act
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(i)
|
o |
A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940
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(j)
|
o |
Group, in accordance with 13d-1(b)(1)(ii)(J)
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Item 4. | Ownership: | ||||
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(a) | Amount Beneficially Owned: |
1,209,750*
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(b) | Percent of Class: | 1.2% | ||
(c) | Number of Shares as to which such person has: | ||||
(i) | Sole power to vote or direct the vote: | 0 | |||
(ii) | Shared power to vote or direct the vote: |
1,209,750*
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(iii) | Sole power to dispose or direct the disposition of: | 0 | |||
(iv) | Shared power to dispose or direct the disposition of: |
1,209,750*
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*See Attachment A |
Item 5. |
Ownership of Five Percent or Less of a Class:
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Item 6. |
Ownership of More than Five Percent on Behalf of Another Person:
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Item 7. |
Identification and Classification of the Subsidiary which Acquired the Security Being Reported on By the Parent Holding Company
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N/A |
Item 8. |
Identification and Classification of Members of the Group
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N/A |
Item 9. | Notice of Dissolution of Group |
N/A |
Item 10. | Certification |
Merlin BioMed Private Equity Advisors, LLC | |||
By: | Dominique Sémon, as Managing Member | ||
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/s/ Dominique Sémon | |
Dominique Sémon | |||
/s/ Dominique Sémon | |||
Dominique Sémon
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Merlin BioMed Private Equity Advisors, LLC | |||
By: | Dominique Sémon, as Managing Member | ||
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/s/ Dominique Sémon | ||
Managing Member | |||
Dominique Sémon | |||
/s/ Dominique Sémon | |||
Dominique Sémon |