UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Option to Purchase Common Stock (1) | 09/17/2008(2) | 09/17/2017 | Common Stock | 1,500 | $ 8.29 | D | Â |
Option to Purchase Common Stock (1) | 11/19/2008(2) | 11/19/2017 | Common Stock | 3,500 (3) | $ 7.95 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Fordonski Thomas J 1703 N. RANDALL ROAD ELGIN, IL 60123 |
 |  |  Vice President Human Resources |  |
/s/Thomas J. Fordonski | 09/09/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Reflects options granted pursuant to the John B. Sanfilippo & Son, Inc. 1998 Equity Incentive Plan. |
(2) | Options become exercisable in four equal annual installments beginning on the date listed, provided reporting person remains an employee of the company on such dates. The foregoing excercise installments are cumulative and may be excercised in whole or in part. |
(3) | In addition, on 11/19/07, 2,500 stock options were granted to the reporting person. These shares become exercisable in four equal annual installments beginning on the date listed, provided that (i) the reporting person remains an employee of the issuer on such date and (ii) the issuer meets certain performance criteria that is not tied directly to the market price of the issuer's securities. |
 Remarks: This form is filed to reflect a Board of Directors resolution designating Thomas J. Fordonski an officer of John B. Sanfilippo & Son, Inc. as of September 4, 2008 for the purposes of Section 16(a) of the Securities Exchange Act of 1934. Exhibit 24 - Power of Attorney |