k852109.htm
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the
Securities
Exchange Act of 1934
May
21, 2009
Date of
report (date of earliest event reported)
Raymond
James Financial, Inc.
(Exact
Name of Registrant as Specified in Its Charter)
Florida
(State or
Other Jurisdiction of Incorporation)
|
1-9109
|
|
59-1517485
|
|
(Commission
File Number)
|
|
(IRS
Employer Identification No.)
|
880
Carillon Parkway St. Petersburg, FL 33716
(Address
of Principal Executive Offices) (Zip Code)
(727)
567-1000
(Registrant’s
Telephone Number, Including Area Code)
Not
Applicable
(Former
Name or Former Address, if Changed Since Last Report)
Check the
appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following
provisions:
o Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
o Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
o Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
o Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
Item
7.01 Regulation FD Disclosure
On May
21, 2009, Raymond James Financial, Inc. issued a press release announcing the
board’s authorization of a quarterly cash dividend on its common shares of $0.11
per share and approval of the filing of a “universal shelf” registration
statement with the Securities and Exchange Commission. In addition, this
press release discusses the Company's withdrawal of its application to
participate in the U.S. Treasury's Capital Purchase Program and its related
request to eliminate this approval as a condition for borrowing under its $100
million revolving credit facility. A copy of the release is attached as Exhibit
99.1 to this report.
The
information furnished herein, including Exhibit 99.1, is not deemed to be
"filed" for purposes of Section 18 of the Exchange Act, or otherwise subject to
the liability of that section. This information will not be deemed to
be incorporated by reference into any filing under the Securities Act or the
Exchange Act, except to the extent that the registrant specifically incorporates
them by reference.
Exhibit
No.
99.1
Press release dated May 21, 2009 issued by Raymond James Financial,
Inc.
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the Registrant has
duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
|
|
RAYMOND
JAMES FINANCIAL, INC.
|
|
|
|
|
|
|
|
Date:
May 22, 2009
|
By:
|
/s/
Jeffrey P. Julien
|
|
|
|
Jeffrey
P. Julien
|
|
|
|
Senior
Vice President - Finance
|
|
|
|
and
Chief Financial Officer
|
|
|
|
|
|
|
|
|
|
|
|
|