ADAMS DIVERSIFIED EQUITY FUND, INC. - FORM N-PX - JUNE 30, 2016

FORM N-PX

 

 

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-00248

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ADAMS DIVERSIFIED EQUITY FUND, INC.
-------------------------------------------------------------------------
(Exact name of registrant as specified in charter)

 

 

 

500 East Pratt Street, Suite 1300, Baltimore, Maryland 21202
-------------------------------------------------------------------------
(Address of principal executive offices)

 

 

 

Lawrence L. Hooper, Jr.
Adams Diversified Equity Fund, Inc.
500 East Pratt Street, Suite 1300
Baltimore, Maryland 21202

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(Name and address of agent for service)

 

 

 

Registrant's telephone number, including area code: (410) 752-5900
Date of fiscal year end: December 31
Date of reporting period: July 1, 2015 - June 30, 2016

 

 

 

Item 1. Proxy Voting Record

 

 

ABBVIE INC.

                         
 

Security

   

00287Y109

           

Meeting Type

   

Annual

 

Ticker Symbol

   

ABBV

           

Meeting Date

   

06-May-2016

 

ISIN

     

US00287Y1091

         

Agenda

   

934348524 - Management

 

Record Date

   

09-Mar-2016

           

Holding Recon Date

   

09-Mar-2016

 

City /

Country

   

/

United States

       

Vote Deadline Date

   

05-May-2016

 

SEDOL(s)

                 

Quick Code

     
 

Item

Proposal

         

Proposed
by

Vote

For/Against
Management

 

1.

DIRECTOR

         

Management

         
     

1

WILLIAM H.L. BURNSIDE

       

For

 

For

 
     

2

BRETT J. HART

           

For

 

For

 
     

3

EDWARD J. RAPP

         

For

 

For

 
 

2.

RATIFICATION OF ERNST & YOUNG LLP AS ABBVIE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016

Management

 

For

 

For

 
 

3.

SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION

Management

 

For

 

For

 
 

4.

APPROVAL OF A MANAGEMENT PROPOSAL REGARDING THE ANNUAL ELECTION OF DIRECTORS

Management

 

For

 

For

 
 

5.

APPROVAL OF THE MATERIAL TERMS OF PERFORMANCE GOALS UNDER THE ABBVIE PERFORMANCE INCENTIVE PLAN

Management

 

For

 

For

 
 

6.

STOCKHOLDER PROPOSAL - DRUG DISPOSAL REPORT

Shareholder

 

Against

 

For

 
 

7.

STOCKHOLDER PROPOSAL - LOBBYING REPORT

Shareholder

 

Against

 

For

 
 

ADAMS NATURAL RESOURCES FUND, INC

               
 

Security

   

00548F105

           

Meeting Type

   

Annual

 

Ticker Symbol

   

PEO

           

Meeting Date

   

14-Apr-2016

 

ISIN

     

US00548F1057

         

Agenda

   

934330286 - Management

 

Record Date

   

05-Feb-2016

           

Holding Recon Date

   

05-Feb-2016

 

City /

Country

   

/

United States

       

Vote Deadline Date

   

13-Apr-2016

 

SEDOL(s)

                 

Quick Code

     
 

Item

Proposal

         

Proposed
by

Vote

For/Against
Management

 

1.

DIRECTOR

         

Management

         
     

1

ENRIQUE R. ARZAC

       

For

 

For

 
     

2

PHYLLIS O. BONANNO

       

For

 

For

 
     

3

KENNETH J. DALE

         

For

 

For

 
     

4

FREDERIC A. ESCHERICH

       

For

 

For

 
     

5

ROGER W. GALE

         

For

 

For

 
     

6

KATHLEEN T. MCGAHRAN

       

For

 

For

 
     

7

CRAIG R. SMITH

           

For

 

For

 
     

8

MARK E. STOECKLE

       

For

 

For

 
 

2.

THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT PUBLIC AUDITORS.

Management

 

For

 

For

 
 

ADOBE SYSTEMS INCORPORATED

                   
 

Security

   

00724F101

           

Meeting Type

   

Annual

 

Ticker Symbol

   

ADBE

           

Meeting Date

   

13-Apr-2016

 

ISIN

     

US00724F1012

         

Agenda

   

934333143 - Management

 

Record Date

   

17-Feb-2016

           

Holding Recon Date

   

17-Feb-2016

 

City /

Country

   

/

United States

       

Vote Deadline Date

   

12-Apr-2016

 

SEDOL(s)

                 

Quick Code

     
 

Item

Proposal

         

Proposed
by

Vote

For/Against
Management

 

1A.

ELECTION OF DIRECTOR: AMY L. BANSE

 

Management

 

For

 

For

 
 

1B.

ELECTION OF DIRECTOR: EDWARD W. BARNHOLT

Management

 

For

 

For

 
 

1C.

ELECTION OF DIRECTOR: ROBERT K. BURGESS

Management

 

For

 

For

 
 

1D.

ELECTION OF DIRECTOR: FRANK A. CALDERONI

Management

 

For

 

For

 
 

1E.

ELECTION OF DIRECTOR: JAMES E. DALEY

 

Management

 

For

 

For

 
 

1F.

ELECTION OF DIRECTOR: LAURA B. DESMOND

Management

 

For

 

For

 
 

1G.

ELECTION OF DIRECTOR: CHARLES M. GESCHKE

Management

 

For

 

For

 
 

1H.

ELECTION OF DIRECTOR: SHANTANU NARAYEN

Management

 

For

 

For

 
 

1I.

ELECTION OF DIRECTOR: DANIEL L. ROSENSWEIG

Management

 

For

 

For

 
 

1J.

ELECTION OF DIRECTOR: JOHN E. WARNOCK

Management

 

For

 

For

 
 

2.

APPROVAL OF THE 2003 EQUITY INCENTIVE PLAN AS AMENDED TO INCREASE THE AVAILABLE SHARE RESERVE BY 10 MILLION SHARES AND PROVIDE A MAXIMUM ANNUAL LIMIT ON NON-EMPLOYEE DIRECTOR COMPENSATION.

Management

 

Against

 

Against

 
 

3.

APPROVAL OF THE 2016 EXECUTIVE CASH PERFORMANCE BONUS PLAN.

Management

 

For

 

For

 
 

4.

RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.

Management

 

For

 

For

 
 

5.

APPROVAL ON AN ADVISORY BASIS OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS.

Management

 

For

 

For

 
 

AETNA INC.

                         
 

Security

   

00817Y108

           

Meeting Type

   

Special

 

Ticker Symbol

   

AET

           

Meeting Date

   

19-Oct-2015

 

ISIN

     

US00817Y1082

         

Agenda

   

934282005 - Management

 

Record Date

   

16-Sep-2015

           

Holding Recon Date

   

16-Sep-2015

 

City /

Country

   

/

United States

       

Vote Deadline Date

   

16-Oct-2015

 

SEDOL(s)

                 

Quick Code

     
 

Item

Proposal

         

Proposed
by

Vote

For/Against
Management

 

1.

TO APPROVE THE ISSUANCE OF AETNA INC. COMMON SHARES, PAR VALUE $0.01 PER SHARE ("AETNA COMMON SHARES"), TO HUMANA INC. STOCKHOLDERS IN THE MERGER BETWEEN ECHO MERGER SUB, INC., A DELAWARE CORPORATION AND WHOLLY OWNED SUBSIDIARY OF AETNA INC., AND HUMANA INC. PURSUANT TO THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JULY 2, 2015, AMONG AETNA INC., ECHO MERGER SUB, INC., ECHO MERGER SUB, LLC, A DELAWARE LIMITED LIABILITY COMPANY AND WHOLLY OWNED SUBSIDIARY OF AETNA INC., AND HUMANA INC., AS IT MAY BE AMENDED FROM TIME TO TIME (THE "MERGER AGREEMENT").

Management

 

For

 

For

 
 

2.

TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING OF SHAREHOLDERS OF AETNA INC. IF NECESSARY TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO APPROVE THE ISSUANCE OF AETNA COMMON SHARES PURSUANT TO THE MERGER AGREEMENT AT THE TIME OF THE SPECIAL MEETING OF SHAREHOLDERS OF AETNA INC.

Management

 

For

 

For

 
 

AETNA INC.

                         
 

Security

   

00817Y108

           

Meeting Type

   

Annual

 

Ticker Symbol

   

AET

           

Meeting Date

   

20-May-2016

 

ISIN

     

US00817Y1082

         

Agenda

   

934370646 - Management

 

Record Date

   

18-Mar-2016

           

Holding Recon Date

   

18-Mar-2016

 

City /

Country

   

/

United States

       

Vote Deadline Date

   

19-May-2016

 

SEDOL(s)

                 

Quick Code

     
 

Item

Proposal

         

Proposed
by

Vote

For/Against
Management

 

1A.

ELECTION OF DIRECTOR: FERNANDO AGUIRRE

Management

 

For

 

For

 
 

1B.

ELECTION OF DIRECTOR: MARK T. BERTOLINI

Management

 

For

 

For

 
 

1C.

ELECTION OF DIRECTOR: FRANK M. CLARK

 

Management

 

For

 

For

 
 

1D.

ELECTION OF DIRECTOR: BETSY Z. COHEN

 

Management

 

For

 

For

 
 

1E.

ELECTION OF DIRECTOR: MOLLY J. COYE, M.D.

Management

 

For

 

For

 
 

1F.

ELECTION OF DIRECTOR: ROGER N. FARAH

 

Management

 

For

 

For

 
 

1G.

ELECTION OF DIRECTOR: JEFFREY E. GARTEN

Management

 

For

 

For

 
 

1H.

ELECTION OF DIRECTOR: ELLEN M. HANCOCK

Management

 

For

 

For

 
 

1I.

ELECTION OF DIRECTOR: RICHARD J. HARRINGTON

Management

 

For

 

For

 
 

1J.

ELECTION OF DIRECTOR: EDWARD J. LUDWIG

Management

 

For

 

For

 
 

1K.

ELECTION OF DIRECTOR: JOSEPH P. NEWHOUSE

Management

 

For

 

For

 
 

1L.

ELECTION OF DIRECTOR: OLYMPIA J. SNOWE

Management

 

For

 

For

 
 

2.

APPROVAL OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

Management

 

For

 

For

 
 

3.

APPROVAL OF AETNA INC. 2016 EMPLOYEE STOCK PURCHASE PLAN

Management

 

For

 

For

 
 

4.

APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION ON A NON-BINDING ADVISORY BASIS

Management

 

For

 

For

 
 

5.

SHAREHOLDER PROPOSAL TO REQUIRE CERTAIN ADDITIONAL DISCLOSURE OF POLITICAL CONTRIBUTIONS

Shareholder

 

Against

 

For

 
 

AGL RESOURCES INC.

                     
 

Security

   

001204106

           

Meeting Type

   

Special

 

Ticker Symbol

   

GAS

           

Meeting Date

   

19-Nov-2015

 

ISIN

     

US0012041069

         

Agenda

   

934290610 - Management

 

Record Date

   

09-Oct-2015

           

Holding Recon Date

   

09-Oct-2015

 

City /

Country

   

/

United States

       

Vote Deadline Date

   

18-Nov-2015

 

SEDOL(s)

                 

Quick Code

     
 

Item

Proposal

         

Proposed
by

Vote

For/Against
Management

 

1.

PROPOSAL TO APPROVE THE AGREEMENT AND PLAN OF MERGER, DATED AUGUST 23, 2015, BY AND AMONG THE SOUTHERN COMPANY, AMS CORP. AND AGL RESOURCES INC.

Management

 

For

 

For

 
 

2.

PROPOSAL TO APPROVE A NON-BINDING, ADVISORY PROPOSAL TO APPROVE THE COMPENSATION THAT MAY BE PAID OR MAY BECOME PAYABLE TO THE COMPANY'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH, OR FOLLOWING, THE CONSUMMATION OF THE MERGER.

Management

 

For

 

For

 
 

3.

PROPOSAL TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE MERGER AGREEMENT.

Management

 

For

 

For

 
 

ALLERGAN PLC

                       
 

Security

   

G0177J108

           

Meeting Type

   

Annual

 

Ticker Symbol

   

AGN

           

Meeting Date

   

05-May-2016

 

ISIN

     

IE00BY9D5467

         

Agenda

   

934354565 - Management

 

Record Date

   

07-Mar-2016

           

Holding Recon Date

   

07-Mar-2016

 

City /

Country

   

/

United States

       

Vote Deadline Date

   

02-May-2016

 

SEDOL(s)

                 

Quick Code

     
 

Item

Proposal

         

Proposed
by

Vote

For/Against
Management

 

1.

DIRECTOR

         

Management

         
     

1

NESLI BASGOZ, M.D.

       

For

 

For

 
     

2

PAUL M. BISARO

         

For

 

For

 
     

3

JAMES H. BLOEM

         

For

 

For

 
     

4

CHRISTOPHER W. BODINE

       

For

 

For

 
     

5

CHRISTOPHER J. COUGHLIN

       

For

 

For

 
     

6

MICHAEL R. GALLAGHER

       

For

 

For

 
     

7

CATHERINE M. KLEMA

       

For

 

For

 
     

8

PETER J. MCDONNELL, M.D

       

For

 

For

 
     

9

PATRICK J. O'SULLIVAN

       

For

 

For

 
     

10

BRENTON L. SAUNDERS

       

For

 

For

 
     

11

RONALD R. TAYLOR

       

For

 

For

 
     

12

FRED G. WEISS

           

For

 

For

 
 

2.

TO APPROVE, IN A NON-BINDING VOTE, NAMED EXECUTIVE OFFICER COMPENSATION

Management

 

For

 

For

 
 

3.

TO RATIFY, IN A NON-BINDING VOTE, THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016 AND TO AUTHORIZE, IN A BINDING VOTE, THE BOARD OF DIRECTORS, ACTING THROUGH THE AUDIT AND COMPLIANCE COMMITTEE, TO DETERMINE PRICEWATERHOUSECOOPERS LLP'S REMUNERATION

Management

 

For

 

For

 
 

4A.

TO APPROVE THE AMENDMENT OF THE COMPANY'S: MEMORANDUM OF ASSOCIATION TO MAKE CERTAIN ADMINISTRATIVE AMENDMENTS

Management

 

For

 

For

 
 

4B.

TO APPROVE THE AMENDMENT OF THE COMPANY'S: ARTICLES OF ASSOCIATION TO MAKE CERTAIN ADMINISTRATIVE AMENDMENTS

Management

 

For

 

For

 
 

5A.

TO APPROVE THE AMENDMENT OF THE COMPANY'S ARTICLES OF ASSOCIATION IN ORDER TO: PROVIDE FOR A PLURALITY VOTING STANDARD IN THE EVENT OF A CONTESTED ELECTION

Management

 

For

 

For

 
 

5B.

TO APPROVE THE AMENDMENT OF THE COMPANY'S ARTICLES OF ASSOCIATION IN ORDER TO: GRANT THE BOARD OF DIRECTORS SOLE AUTHORITY TO DETERMINE ITS SIZE

Management

 

For

 

For

 
 

6.

TO APPROVE THE REDUCTION OF COMPANY CAPITAL

Management

 

For

 

For

 
 

7.

TO CONSIDER A SHAREHOLDER PROPOSAL REGARDING AN ANNUAL REPORT ON LOBBYING ACTIVITIES, IF PROPERLY PRESENTED AT THE MEETING

Shareholder

 

Against

 

For

 
 

8.

TO CONSIDER A SHAREHOLDER PROPOSAL REGARDING AN INDEPENDENT BOARD CHAIRMAN, IF PROPERLY PRESENTED AT THE MEETING

Shareholder

 

Against

 

For

 
 

ALPHABET INC

                       
 

Security

   

02079K305

           

Meeting Type

   

Annual

 

Ticker Symbol

   

GOOGL

         

Meeting Date

   

08-Jun-2016

 

ISIN

     

US02079K3059

         

Agenda

   

934406667 - Management

 

Record Date

   

11-Apr-2016

           

Holding Recon Date

   

11-Apr-2016

 

City /

Country

   

/

United States

       

Vote Deadline Date

   

07-Jun-2016

 

SEDOL(s)

                 

Quick Code

     
 

Item

Proposal

         

Proposed
by

Vote

For/Against
Management

 

1.

DIRECTOR

         

Management

         
     

1

LARRY PAGE

           

For

 

For

 
     

2

SERGEY BRIN

           

For

 

For

 
     

3

ERIC E. SCHMIDT

         

For

 

For

 
     

4

L. JOHN DOERR

           

For

 

For

 
     

5

DIANE B. GREENE

         

For

 

For

 
     

6

JOHN L. HENNESSY

       

For

 

For

 
     

7

ANN MATHER

           

For

 

For

 
     

8

ALAN R. MULALLY

         

For

 

For

 
     

9

PAUL S. OTELLINI

         

For

 

For

 
     

10

K. RAM SHRIRAM

         

For

 

For

 
     

11

SHIRLEY M. TILGHMAN

       

For

 

For

 
 

2.

THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS ALPHABET'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016.

Management

 

For

 

For

 
 

3.

THE APPROVAL OF AMENDMENTS TO ALPHABET'S 2012 STOCK PLAN TO ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL).

Management

 

Against

 

Against

 
 

4.

THE APPROVAL OF AN AMENDMENT TO THE FOURTH AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF GOOGLE INC., ALPHABET'S WHOLLY OWNED SUBSIDIARY, TO REMOVE A PROVISION THAT REQUIRES THE VOTE OF THE STOCKHOLDERS OF ALPHABET, IN ADDITION TO THE VOTE OF ALPHABET (AS SOLE STOCKHOLDER), IN ORDER FOR GOOGLE TO TAKE CERTAIN ACTIONS.

Management

 

For

 

For

 
 

5.

A STOCKHOLDER PROPOSAL REGARDING EQUAL SHAREHOLDER VOTING, IF PROPERLY PRESENTED AT THE MEETING.

Shareholder

 

Against

 

For

 
 

6.

A STOCKHOLDER PROPOSAL REGARDING A LOBBYING REPORT, IF PROPERLY PRESENTED AT THE MEETING.

Shareholder

 

Against

 

For

 
 

7.

A STOCKHOLDER PROPOSAL REGARDING A POLITICAL CONTRIBUTIONS REPORT, IF PROPERLY PRESENTED AT THE MEETING.

Shareholder

 

Against

 

For

 
 

8.

A STOCKHOLDER PROPOSAL REGARDING THE ADOPTION OF A MAJORITY VOTE STANDARD FOR THE ELECTION OF DIRECTORS, IF PROPERLY PRESENTED AT THE MEETING.

Shareholder

 

Against

 

For

 
 

9.

A STOCKHOLDER PROPOSAL REGARDING AN INDEPENDENT CHAIRMAN OF THE BOARD POLICY, IF PROPERLY PRESENTED AT THE MEETING.

Shareholder

 

Against

 

For

 
 

10.

A STOCKHOLDER PROPOSAL REGARDING A REPORT ON GENDER PAY, IF PROPERLY PRESENTED AT THE MEETING.

Shareholder

 

Against

 

For

 
 

AMAZON.COM, INC.

                     
 

Security

   

023135106

           

Meeting Type

   

Annual

 

Ticker Symbol

   

AMZN

           

Meeting Date

   

17-May-2016

 

ISIN

     

US0231351067

         

Agenda

   

934366623 - Management

 

Record Date

   

23-Mar-2016

           

Holding Recon Date

   

23-Mar-2016

 

City /

Country

   

/

United States

       

Vote Deadline Date

   

16-May-2016

 

SEDOL(s)

                 

Quick Code

     
 

Item

Proposal

         

Proposed
by

Vote

For/Against
Management

 

1A.

ELECTION OF DIRECTOR: JEFFREY P. BEZOS

Management

 

For

 

For

 
 

1B.

ELECTION OF DIRECTOR: TOM A. ALBERG

 

Management

 

For

 

For

 
 

1C.

ELECTION OF DIRECTOR: JOHN SEELY BROWN

Management

 

For

 

For

 
 

1D.

ELECTION OF DIRECTOR: WILLIAM B. GORDON

Management

 

For

 

For

 
 

1E.

ELECTION OF DIRECTOR: JAMIE S. GORELICK

Management

 

For

 

For

 
 

1F.

ELECTION OF DIRECTOR: JUDITH A. MCGRATH

Management

 

For

 

For

 
 

1G.

ELECTION OF DIRECTOR: JONATHAN J. RUBINSTEIN

Management

 

For

 

For

 
 

1H.

ELECTION OF DIRECTOR: THOMAS O. RYDER

 

Management

 

For

 

For

 
 

1I.

ELECTION OF DIRECTOR: PATRICIA Q. STONESIFER

Management

 

For

 

For

 
 

1J.

ELECTION OF DIRECTOR: WENDELL P. WEEKS

Management

 

For

 

For

 
 

2.

RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS

Management

 

For

 

For

 
 

3.

SHAREHOLDER PROPOSAL REGARDING SUSTAINABILITY REPORTING

Shareholder

 

Against

 

For

 
 

4.

SHAREHOLDER PROPOSAL REGARDING A REPORT CONCERNING HUMAN RIGHTS

Shareholder

 

Against

 

For

 
 

5.

SHAREHOLDER PROPOSAL REGARDING A REPORT CONCERNING CORPORATE POLITICAL CONTRIBUTIONS

Shareholder

 

Against

 

For

 
 

AMERICAN INTERNATIONAL GROUP, INC.

               
 

Security

   

026874784

           

Meeting Type

   

Annual

 

Ticker Symbol

   

AIG

           

Meeting Date

   

11-May-2016

 

ISIN

     

US0268747849

         

Agenda

   

934356735 - Management

 

Record Date

   

21-Mar-2016

           

Holding Recon Date

   

21-Mar-2016

 

City /

Country

   

/

United States

       

Vote Deadline Date

   

10-May-2016

 

SEDOL(s)

                 

Quick Code

     
 

Item

Proposal

         

Proposed
by

Vote

For/Against
Management

 

1A.

ELECTION OF DIRECTOR: W. DON CORNWELL

Management

 

For

 

For

 
 

1B.

ELECTION OF DIRECTOR: PETER R. FISHER

 

Management

 

For

 

For

 
 

1C.

ELECTION OF DIRECTOR: JOHN H. FITZPATRICK

Management

 

For

 

For

 
 

1D.

ELECTION OF DIRECTOR: PETER D. HANCOCK

Management

 

For

 

For

 
 

1E.

ELECTION OF DIRECTOR: WILLIAM G. JURGENSEN

Management

 

For

 

For

 
 

1F.

ELECTION OF DIRECTOR: CHRISTOPHER S. LYNCH

Management

 

For

 

For

 
 

1G.

ELECTION OF DIRECTOR: SAMUEL J. MERKSAMER

Management

 

For

 

For

 
 

1H.

ELECTION OF DIRECTOR: GEORGE L. MILES, JR.

Management

 

For

 

For

 
 

1I.

ELECTION OF DIRECTOR: HENRY S. MILLER

 

Management

 

For

 

For

 
 

1J.

ELECTION OF DIRECTOR: ROBERT S. MILLER

 

Management

 

For

 

For

 
 

1K.

ELECTION OF DIRECTOR: LINDA A. MILLS

 

Management

 

For

 

For

 
 

1L.

ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON

Management

 

For

 

For

 
 

1M.

ELECTION OF DIRECTOR: JOHN A. PAULSON

 

Management

 

For

 

For

 
 

1N.

ELECTION OF DIRECTOR: RONALD A. RITTENMEYER

Management

 

For

 

For

 
 

1O.

ELECTION OF DIRECTOR: DOUGLAS M. STEENLAND

Management

 

For

 

For

 
 

1P.

ELECTION OF DIRECTOR: THERESA M. STONE

Management

 

For

 

For

 
 

2.

TO VOTE, ON A NON-BINDING ADVISORY BASIS, TO APPROVE EXECUTIVE COMPENSATION.

Management

 

For

 

For

 
 

3.

TO ACT UPON A PROPOSAL TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS AIG'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016.

Management

 

For

 

For

 
 

AMERICAN TOWER CORPORATION

                   
 

Security

   

03027X100

           

Meeting Type

   

Annual

 

Ticker Symbol

   

AMT

           

Meeting Date

   

01-Jun-2016

 

ISIN

     

US03027X1000

         

Agenda

   

934393226 - Management

 

Record Date

   

06-Apr-2016

           

Holding Recon Date

   

06-Apr-2016

 

City /

Country

   

/

United States

       

Vote Deadline Date

   

31-May-2016

 

SEDOL(s)

                 

Quick Code

     
 

Item

Proposal

         

Proposed
by

Vote

For/Against
Management

 

1A.

ELECTION OF DIRECTOR: RAYMOND P. DOLAN

Management

 

For

 

For

 
 

1B.

ELECTION OF DIRECTOR: ROBERT D. HORMATS

Management

 

For

 

For

 
 

1C.

ELECTION OF DIRECTOR: CAROLYN F. KATZ

 

Management

 

For

 

For

 
 

1D.

ELECTION OF DIRECTOR: GUSTAVO LARA CANTU

Management

 

For

 

For

 
 

1E.

ELECTION OF DIRECTOR: CRAIG MACNAB

 

Management

 

For

 

For

 
 

1F.

ELECTION OF DIRECTOR: JOANN A. REED

 

Management

 

For

 

For

 
 

1G.

ELECTION OF DIRECTOR: PAMELA D.A. REEVE

Management

 

For

 

For

 
 

1H.

ELECTION OF DIRECTOR: DAVID E. SHARBUTT

Management

 

For

 

For

 
 

1I.

ELECTION OF DIRECTOR: JAMES D. TAICLET, JR.

Management

 

For

 

For

 
 

1J.

ELECTION OF DIRECTOR: SAMME L. THOMPSON

Management

 

For

 

For

 
 

2.

TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016

Management

 

For

 

For

 
 

3.

TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S EXECUTIVE COMPENSATION

Management

 

For

 

For

 
 

4.

TO AMEND THE BYLAWS TO REDUCE THE OWNERSHIP THRESHOLD REQUIRED TO CALL A SPECIAL MEETING OF THE STOCKHOLDERS

Shareholder

 

Against

 

For

 
 

APPLE INC.

                         
 

Security

   

037833100

           

Meeting Type

   

Annual

 

Ticker Symbol

   

AAPL

           

Meeting Date

   

26-Feb-2016

 

ISIN

     

US0378331005

         

Agenda

   

934319016 - Management

 

Record Date

   

28-Dec-2015

           

Holding Recon Date

   

28-Dec-2015

 

City /

Country

   

/

United States

       

Vote Deadline Date

   

25-Feb-2016

 

SEDOL(s)

                 

Quick Code

     
 

Item

Proposal

         

Proposed
by

Vote

For/Against
Management

 

1A.

ELECTION OF DIRECTOR: JAMES BELL

 

Management

 

For

 

For

 
 

1B.

ELECTION OF DIRECTOR: TIM COOK

 

Management

 

For

 

For

 
 

1C.

ELECTION OF DIRECTOR: AL GORE

 

Management

 

For

 

For

 
 

1D.

ELECTION OF DIRECTOR: BOB IGER

 

Management

 

For

 

For

 
 

1E.

ELECTION OF DIRECTOR: ANDREA JUNG

 

Management

 

For

 

For

 
 

1F.

ELECTION OF DIRECTOR: ART LEVINSON

 

Management

 

For

 

For

 
 

1G.

ELECTION OF DIRECTOR: RON SUGAR

 

Management

 

For

 

For

 
 

1H.

ELECTION OF DIRECTOR: SUE WAGNER

 

Management

 

For

 

For

 
 

2.

RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS APPLE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016

Management

 

For

 

For

 
 

3.

AN ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION

Management

 

For

 

For

 
 

4.

APPROVAL OF THE AMENDED AND RESTATED APPLE INC. 2014 EMPLOYEE STOCK PLAN

Management

 

For

 

For

 
 

5.

A SHAREHOLDER PROPOSAL ENTITLED "NET-ZERO GREENHOUSE GAS EMISSIONS BY 2030"

Shareholder

 

Against

 

For

 
 

6.

A SHAREHOLDER PROPOSAL REGARDING DIVERSITY AMONG OUR SENIOR MANAGEMENT AND BOARD OF DIRECTORS

Shareholder

 

Against

 

For

 
 

7.

A SHAREHOLDER PROPOSAL ENTITLED "HUMAN RIGHTS REVIEW - HIGH RISK REGIONS"

Shareholder

 

Against

 

For

 
 

8.

A SHAREHOLDER PROPOSAL ENTITLED "SHAREHOLDER PROXY ACCESS"

Shareholder

 

Against

 

For

 
 

AUTOMATIC DATA PROCESSING, INC.

               
 

Security

   

053015103

           

Meeting Type

   

Annual

 

Ticker Symbol

   

ADP

           

Meeting Date

   

10-Nov-2015

 

ISIN

     

US0530151036

         

Agenda

   

934282170 - Management

 

Record Date

   

11-Sep-2015

           

Holding Recon Date

   

11-Sep-2015

 

City /

Country

   

/

United States

       

Vote Deadline Date

   

09-Nov-2015

 

SEDOL(s)

                 

Quick Code

     
 

Item

Proposal

         

Proposed
by

Vote

For/Against
Management

 

1.

DIRECTOR

         

Management

         
     

1

ELLEN R. ALEMANY

       

For

 

For

 
     

2

PETER BISSON

           

For

 

For

 
     

3

RICHARD T. CLARK

       

For

 

For

 
     

4

ERIC C. FAST

           

For

 

For

 
     

5

LINDA R. GOODEN

         

For

 

For

 
     

6

MICHAEL P. GREGOIRE

       

For

 

For

 
     

7

R. GLENN HUBBARD

       

For

 

For

 
     

8

JOHN P. JONES

           

For

 

For

 
     

9

CARLOS A. RODRIGUEZ

       

For

 

For

 
 

2.

ADVISORY VOTE ON EXECUTIVE COMPENSATION.

Management

 

For

 

For

 
 

3.

RATIFICATION OF THE APPOINTMENT OF AUDITORS.

Management

 

For

 

For

 
 

BIOGEN INC.

                       
 

Security

   

09062X103

           

Meeting Type

   

Annual

 

Ticker Symbol

   

BIIB

           

Meeting Date

   

08-Jun-2016

 

ISIN

     

US09062X1037

         

Agenda

   

934393442 - Management

 

Record Date

   

11-Apr-2016

           

Holding Recon Date

   

11-Apr-2016

 

City /

Country

   

/

United States

       

Vote Deadline Date

   

07-Jun-2016

 

SEDOL(s)

                 

Quick Code

     
 

Item

Proposal

         

Proposed
by

Vote

For/Against
Management

 

1A.

ELECTION OF DIRECTOR: ALEXANDER J. DENNER

Management

 

For

 

For

 
 

1B.

ELECTION OF DIRECTOR: CAROLINE D. DORSA

Management

 

For

 

For

 
 

1C.

ELECTION OF DIRECTOR: NANCY L. LEAMING

Management

 

For

 

For

 
 

1D.

ELECTION OF DIRECTOR: RICHARD C. MULLIGAN

Management

 

For

 

For

 
 

1E.

ELECTION OF DIRECTOR: ROBERT W. PANGIA

Management

 

For

 

For

 
 

1F.

ELECTION OF DIRECTOR: STELIOS PAPADOPOULOS

Management

 

For

 

For

 
 

1G.

ELECTION OF DIRECTOR: BRIAN S. POSNER

 

Management

 

For

 

For

 
 

1H.

ELECTION OF DIRECTOR: ERIC K. ROWINSKY

Management

 

For

 

For

 
 

1I.

ELECTION OF DIRECTOR: GEORGE A. SCANGOS

Management

 

For

 

For

 
 

1J.

ELECTION OF DIRECTOR: LYNN SCHENK

 

Management

 

For

 

For

 
 

1K.

ELECTION OF DIRECTOR: STEPHEN A. SHERWIN

Management

 

For

 

For

 
 

2.

TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS BIOGEN INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016.

Management

 

For

 

For

 
 

3.

SAY ON PAY - TO APPROVE AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.

Management

 

For

 

For

 
 

BLACKROCK, INC.

                       
 

Security

   

09247X101

           

Meeting Type

   

Annual

 

Ticker Symbol

   

BLK

           

Meeting Date

   

25-May-2016

 

ISIN

     

US09247X1019

         

Agenda

   

934385130 - Management

 

Record Date

   

30-Mar-2016

           

Holding Recon Date

   

30-Mar-2016

 

City /

Country

   

/

United States

       

Vote Deadline Date

   

24-May-2016

 

SEDOL(s)

                 

Quick Code

     
 

Item

Proposal

         

Proposed
by

Vote

For/Against
Management

 

1A.

ELECTION OF DIRECTOR: ABDLATIF YOUSEF AL- HAMAD

Management

 

For

 

For

 
 

1B.

ELECTION OF DIRECTOR: MATHIS CABIALLAVETTA

Management

 

For

 

For

 
 

1C.

ELECTION OF DIRECTOR: PAMELA DALEY

 

Management

 

For

 

For

 
 

1D.

ELECTION OF DIRECTOR: WILLIAM S. DEMCHAK

Management

 

For

 

For

 
 

1E.

ELECTION OF DIRECTOR: JESSICA P. EINHORN

Management

 

For

 

For

 
 

1F.

ELECTION OF DIRECTOR: LAURENCE D. FINK

 

Management

 

For

 

For

 
 

1G.

ELECTION OF DIRECTOR: FABRIZIO FREDA

 

Management

 

For

 

For

 
 

1H.

ELECTION OF DIRECTOR: MURRY S. GERBER

 

Management

 

For

 

For

 
 

1I.

ELECTION OF DIRECTOR: JAMES GROSFELD

 

Management

 

For

 

For

 
 

1J.

ELECTION OF DIRECTOR: ROBERT S. KAPITO

 

Management

 

For

 

For

 
 

1K.

ELECTION OF DIRECTOR: DAVID H. KOMANSKY

Management

 

For

 

For

 
 

1L.

ELECTION OF DIRECTOR: SIR DERYCK MAUGHAN

Management

 

For

 

For

 
 

1M.

ELECTION OF DIRECTOR: CHERYL D. MILLS

 

Management

 

For

 

For

 
 

1N.

ELECTION OF DIRECTOR: GORDON M. NIXON

 

Management

 

For

 

For

 
 

1O.

ELECTION OF DIRECTOR: THOMAS H. O'BRIEN

Management

 

For

 

For

 
 

1P.

ELECTION OF DIRECTOR: IVAN G. SEIDENBERG

Management

 

For

 

For

 
 

1Q.

ELECTION OF DIRECTOR: MARCO ANTONIO SLIM DOMIT

Management

 

For

 

For

 
 

1R.

ELECTION OF DIRECTOR: JOHN S. VARLEY

 

Management

 

For

 

For

 
 

1S.

ELECTION OF DIRECTOR: SUSAN L. WAGNER

Management

 

For

 

For

 
 

2.

APPROVAL, IN A NON-BINDING ADVISORY VOTE, OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS, AS DISCLOSED AND DISCUSSED IN THE PROXY STATEMENT.

Management

 

For

 

For

 
 

3.

RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS BLACKROCK'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2016.

Management

 

For

 

For

 
 

4.

APPROVAL OF A MANAGEMENT PROPOSAL TO AMEND THE BYLAWS TO IMPLEMENT "PROXY ACCESS".

Management

 

For

 

For

 
 

5.

A STOCKHOLDER PROPOSAL BY THE STEPHEN M. SILBERSTEIN REVOCABLE TRUST REGARDING PROXY VOTING PRACTICES RELATING TO EXECUTIVE COMPENSATION.

Shareholder

 

Against

 

For

 
 

CAPITAL ONE FINANCIAL CORPORATION

               
 

Security

   

14040H105

           

Meeting Type

   

Annual

 

Ticker Symbol

   

COF

           

Meeting Date

   

05-May-2016

 

ISIN

     

US14040H1059

         

Agenda

   

934347154 - Management

 

Record Date

   

10-Mar-2016

           

Holding Recon Date

   

10-Mar-2016

 

City /

Country

   

/

United States

       

Vote Deadline Date

   

04-May-2016

 

SEDOL(s)

                 

Quick Code

     
 

Item

Proposal

         

Proposed
by

Vote

For/Against
Management

 

1A.

ELECTION OF DIRECTOR: RICHARD D. FAIRBANK

Management

 

For

 

For

 
 

1B.

ELECTION OF DIRECTOR: PATRICK W. GROSS

Management

 

For

 

For

 
 

1C.

ELECTION OF DIRECTOR: ANN FRITZ HACKETT

Management

 

For

 

For

 
 

1D.

ELECTION OF DIRECTOR: LEWIS HAY, III

 

Management

 

For

 

For

 
 

1E.

ELECTION OF DIRECTOR: BENJAMIN P. JENKINS III

Management

 

For

 

For

 
 

1F.

ELECTION OF DIRECTOR: PETER THOMAS KILLALEA

Management

 

For

 

For

 
 

1G.

ELECTION OF DIRECTOR: PIERRE E. LEROY

 

Management

 

For

 

For

 
 

1H.

ELECTION OF DIRECTOR: PETER E. RASKIND

 

Management

 

For

 

For

 
 

1I.

ELECTION OF DIRECTOR: MAYO A. SHATTUCK III

Management

 

For

 

For

 
 

1J.

ELECTION OF DIRECTOR: BRADFORD H. WARNER

Management

 

For

 

For

 
 

1K.

ELECTION OF DIRECTOR: CATHERINE G. WEST

Management

 

For

 

For

 
 

2.

RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS OF CAPITAL ONE FOR 2016.

Management

 

For

 

For

 
 

3.

ADVISORY APPROVAL OF CAPITAL ONE'S 2015 NAMED EXECUTIVE OFFICER COMPENSATION.

Management

 

For

 

For

 
 

CELGENE CORPORATION

                   
 

Security

   

151020104

           

Meeting Type

   

Annual

 

Ticker Symbol

   

CELG

           

Meeting Date

   

15-Jun-2016

 

ISIN

     

US1510201049

         

Agenda

   

934403419 - Management

 

Record Date

   

18-Apr-2016

           

Holding Recon Date

   

18-Apr-2016

 

City /

Country

   

/

United States

       

Vote Deadline Date

   

14-Jun-2016

 

SEDOL(s)

                 

Quick Code

     
 

Item

Proposal

         

Proposed
by

Vote

For/Against
Management

 

1.

DIRECTOR

         

Management

         
     

1

ROBERT J. HUGIN

         

For

 

For

 
     

2

MARK J. ALLES

           

For

 

For

 
     

3

RICHARD W BARKER D PHIL

       

For

 

For

 
     

4

MICHAEL W. BONNEY

       

For

 

For

 
     

5

MICHAEL D. CASEY

       

For

 

For

 
     

6

CARRIE S. COX

           

For

 

For

 
     

7

JACQUALYN A. FOUSE, PHD

       

For

 

For

 
     

8

MICHAEL A. FRIEDMAN, MD

       

For

 

For

 
     

9

JULIA A. HALLER, M.D.

       

For

 

For

 
     

10

GILLA S. KAPLAN, PH.D.

       

For

 

For

 
     

11

JAMES J. LOUGHLIN

       

For

 

For

 
     

12

ERNEST MARIO, PH.D.

       

For

 

For

 
 

2.

RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016.

Management

 

For

 

For

 
 

3.

APPROVAL OF AN AMENDMENT TO THE COMPANY'S 2008 STOCK INCENTIVE PLAN.

Management

 

Against

 

Against

 
 

4.

APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.

Management

 

For

 

For

 
 

5.

RATIFICATION OF AN AMENDMENT TO THE COMPANY'S BY-LAWS.

Management

 

For

 

For

 
 

6.

STOCKHOLDER PROPOSAL TO REQUEST A BY-LAW PROVISION GRANTING STOCKHOLDERS THE RIGHT TO CALL SPECIAL MEETINGS, DESCRIBED IN MORE DETAIL IN THE PROXY STATEMENT.

Shareholder

 

Against

 

For

 
 

7.

STOCKHOLDER PROPOSAL TO REQUEST A PROXY ACCESS BY-LAW PROVISION, DESCRIBED IN MORE DETAIL IN THE PROXY STATEMENT.

Shareholder

 

Against

 

For

 
 

CF INDUSTRIES HOLDINGS, INC.

                   
 

Security

   

125269100

           

Meeting Type

   

Annual

 

Ticker Symbol

   

CF

           

Meeting Date

   

12-May-2016

 

ISIN

     

US1252691001

         

Agenda

   

934357395 - Management

 

Record Date

   

21-Mar-2016

           

Holding Recon Date

   

21-Mar-2016

 

City /

Country

   

/

United States

       

Vote Deadline Date

   

11-May-2016

 

SEDOL(s)

                 

Quick Code

     
 

Item

Proposal

         

Proposed
by

Vote

For/Against
Management

 

1A.

ELECTION OF DIRECTOR: ROBERT C. ARZBAECHER

Management

 

For

 

For

 
 

1B.

ELECTION OF DIRECTOR: WILLIAM DAVISSON

Management

 

For

 

For

 
 

1C.

ELECTION OF DIRECTOR: STEPHEN A. FURBACHER

Management

 

For

 

For

 
 

1D.

ELECTION OF DIRECTOR: STEPHEN J. HAGGE

Management

 

For

 

For

 
 

1E.

ELECTION OF DIRECTOR: JOHN D. JOHNSON

 

Management

 

For

 

For

 
 

1F.

ELECTION OF DIRECTOR: ROBERT G. KUHBACH

Management

 

For

 

For

 
 

1G.

ELECTION OF DIRECTOR: ANNE P. NOONAN

 

Management

 

For

 

For

 
 

1H.

ELECTION OF DIRECTOR: EDWARD A. SCHMITT

Management

 

For

 

For

 
 

1I.

ELECTION OF DIRECTOR: THERESA E. WAGLER

Management

 

For

 

For

 
 

1J.

ELECTION OF DIRECTOR: W. ANTHONY WILL

 

Management

 

For

 

For

 
 

2.

APPROVAL OF AN ADVISORY RESOLUTION REGARDING THE COMPENSATION OF CF INDUSTRIES HOLDINGS, INC.'S NAMED EXECUTIVE OFFICERS.

Management

 

For

 

For

 
 

3.

RATIFICATION OF THE SELECTION OF KPMG LLP AS CF INDUSTRIES HOLDINGS, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016.

Management

 

For

 

For

 
 

4.

STOCKHOLDER PROPOSAL REGARDING THE RIGHT TO ACT BY WRITTEN CONSENT, IF PROPERLY PRESENTED AT THE MEETING.

Shareholder

 

Against

 

For

 
 

CHEVRON CORPORATION

                   
 

Security

   

166764100

           

Meeting Type

   

Annual

 

Ticker Symbol

   

CVX

           

Meeting Date

   

25-May-2016

 

ISIN

     

US1667641005

         

Agenda

   

934375925 - Management

 

Record Date

   

30-Mar-2016

           

Holding Recon Date

   

30-Mar-2016

 

City /

Country

   

/

United States

       

Vote Deadline Date

   

24-May-2016

 

SEDOL(s)

                 

Quick Code

     
 

Item

Proposal

         

Proposed
by

Vote

For/Against
Management

 

1A.

ELECTION OF DIRECTOR: A.B. CUMMINGS JR.

Management

 

For

 

For

 
 

1B.

ELECTION OF DIRECTOR: L.F. DEILY

 

Management

 

For

 

For

 
 

1C.

ELECTION OF DIRECTOR: R.E. DENHAM

 

Management

 

For

 

For

 
 

1D.

ELECTION OF DIRECTOR: A.P. GAST

 

Management

 

For

 

For

 
 

1E.

ELECTION OF DIRECTOR: E. HERNANDEZ JR.

 

Management

 

For

 

For

 
 

1F.

ELECTION OF DIRECTOR: J.M. HUNTSMAN JR.

Management

 

For

 

For

 
 

1G.

ELECTION OF DIRECTOR: C.W. MOORMAN IV

 

Management

 

For

 

For

 
 

1H.

ELECTION OF DIRECTOR: J.G. STUMPF

 

Management

 

For

 

For

 
 

1I.

ELECTION OF DIRECTOR: R.D. SUGAR

 

Management

 

For

 

For

 
 

1J.

ELECTION OF DIRECTOR: I.G. THULIN

 

Management

 

For

 

For

 
 

1K.

ELECTION OF DIRECTOR: J.S. WATSON

 

Management

 

For

 

For

 
 

2.

RATIFICATION OF APPOINTMENT OF PWC AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

Management

 

For

 

For

 
 

3.

ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION

Management

 

For

 

For

 
 

4.

AMENDMENT TO THE CHEVRON CORPORATION NON-EMPLOYEE DIRECTORS' EQUITY COMPENSATION AND DEFERRAL PLAN

Management

 

For

 

For

 
 

5.

REPORT ON LOBBYING

     

Shareholder

 

Against

 

For

 
 

6.

ADOPT TARGETS TO REDUCE GHG EMISSIONS

Shareholder

 

Against

 

For

 
 

7.

REPORT ON CLIMATE CHANGE IMPACT ASSESSMENT

Shareholder

 

Against

 

For

 
 

8.

REPORT ON RESERVE REPLACEMENTS

 

Shareholder

 

Against

 

For

 
 

9.

ADOPT DIVIDEND POLICY

     

Shareholder

 

Against

 

For

 
 

10.

REPORT ON SHALE ENERGY OPERATIONS

 

Shareholder

 

Against

 

For

 
 

11.

RECOMMEND INDEPENDENT DIRECTOR WITH ENVIRONMENTAL EXPERTISE

Shareholder

 

Against

 

For

 
 

12.

SET SPECIAL MEETINGS THRESHOLD AT 10%

Shareholder

 

Against

 

For

 
 

CHUBB LIMITED

                       
 

Security

   

H1467J104

           

Meeting Type

   

Annual

 

Ticker Symbol

   

CB

           

Meeting Date

   

19-May-2016

 

ISIN

     

CH0044328745

         

Agenda

   

934374404 - Management

 

Record Date

   

28-Mar-2016

           

Holding Recon Date

   

28-Mar-2016

 

City /

Country

   

/

Bermuda

       

Vote Deadline Date

   

17-May-2016

 

SEDOL(s)

                 

Quick Code

     
                               
 

Item

Proposal

         

Proposed
by

Vote

For/Against
Management

 

1.

APPROVAL OF THE MANAGEMENT REPORT, STANDALONE FINANCIAL STATEMENTS AND CONSOLIDATED FINANCIAL STATEMENTS OF CHUBB LIMITED FOR THE YEAR ENDED DECEMBER 31, 2015

Management

 

For

 

For

 
 

2A.

ALLOCATION OF DISPOSABLE PROFIT AND DISTRIBUTION OF A DIVIDEND: ALLOCATION OF DISPOSABLE PROFIT

Management

 

For

 

For

 
 

2B.

ALLOCATION OF DISPOSABLE PROFIT AND DISTRIBUTION OF A DIVIDEND: DISTRIBUTION OF A DIVIDEND OUT OF LEGAL RESERVES (BY WAY OF RELEASE AND ALLOCATION TO A DIVIDEND RESERVE)

Management

 

For

 

For

 
 

3.

DISCHARGE OF THE BOARD OF DIRECTORS

 

Management

 

For

 

For

 
 

4A.

ELECTION OF AUDITORS: ELECTION OF PRICEWATERHOUSECOOPERS AG (ZURICH) AS OUR STATUTORY AUDITOR

Management

 

For

 

For

 
 

4B.

ELECTION OF AUDITORS: RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP (UNITED STATES) AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR PURPOSES OF U.S. SECURITIES LAW REPORTING

Management

 

For

 

For

 
 

4C.

ELECTION OF AUDITORS: ELECTION OF BDO AG (ZURICH) AS SPECIAL AUDIT FIRM

Management

 

For

 

For

 
 

5A.

ELECTION OF THE BOARD OF DIRECTORS: EVAN G. GREENBERG

Management

 

For

 

For

 
 

5B.

ELECTION OF THE BOARD OF DIRECTORS: ROBERT M. HERNANDEZ

Management

 

For

 

For

 
 

5C.

ELECTION OF THE BOARD OF DIRECTORS: MICHAEL G. ATIEH

Management

 

For

 

For

 
 

5D.

ELECTION OF THE BOARD OF DIRECTORS: SHEILA P. BURKE

Management

 

For

 

For

 
 

5E.

ELECTION OF THE BOARD OF DIRECTORS: JAMES I. CASH

Management

 

For

 

For

 
 

5F.

ELECTION OF THE BOARD OF DIRECTORS: MARY A. CIRILLO

Management

 

For

 

For

 
 

5G.

ELECTION OF THE BOARD OF DIRECTORS: MICHAEL P. CONNORS

Management

 

For

 

For

 
 

5H.

ELECTION OF THE BOARD OF DIRECTORS: JOHN EDWARDSON

Management

 

For

 

For

 
 

5I.

ELECTION OF THE BOARD OF DIRECTORS: LAWRENCE W. KELLNER

Management

 

For

 

For

 
 

5J.

ELECTION OF THE BOARD OF DIRECTORS: LEO F. MULLIN

Management

 

For

 

For

 
 

5K.

ELECTION OF THE BOARD OF DIRECTORS: KIMBERLY ROSS

Management

 

For

 

For

 
 

5L.

ELECTION OF THE BOARD OF DIRECTORS: ROBERT SCULLY

Management

 

For

 

For

 
 

5M.

ELECTION OF THE BOARD OF DIRECTORS: EUGENE B. SHANKS, JR.

Management

 

For

 

For

 
 

5N.

ELECTION OF THE BOARD OF DIRECTORS: THEODORE E. SHASTA

Management

 

For

 

For

 
 

5O.

ELECTION OF THE BOARD OF DIRECTORS: DAVID SIDWELL

Management

 

For

 

For

 
 

5P.

ELECTION OF THE BOARD OF DIRECTORS: OLIVIER STEIMER

Management

 

For

 

For

 
 

5Q.

ELECTION OF THE BOARD OF DIRECTORS: JAMES M. ZIMMERMAN

Management

 

For

 

For

 
 

6.

ELECTION OF THE CHAIRMAN OF THE BOARD OF DIRECTORS

Management

 

For

 

For

 
 

7A.

ELECTION OF THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS: MICHAEL P. CONNORS

Management

 

For

 

For

 
 

7B.

ELECTION OF THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS: MARY A. CIRILLO

Management

 

For

 

For

 
 

7C.

ELECTION OF THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS: ROBERT M. HERNANDEZ

Management

 

For

 

For

 
 

7D.

ELECTION OF THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS: ROBERT SCULLY

Management

 

For

 

For

 
 

7E.

ELECTION OF THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS: JAMES M. ZIMMERMAN

Management

 

For

 

For

 
 

8.

ELECTION OF HOMBURGER AG AS INDEPENDENT PROXY

Management

 

For

 

For

 
 

9.

AMENDMENT TO THE ARTICLES OF ASSOCIATION RELATING TO AUTHORIZED SHARE CAPITAL FOR GENERAL PURPOSES

Management

 

For

 

For

 
 

10.

APPROVAL OF THE CHUBB LIMITED 2016 LONG- TERM INCENTIVE PLAN

Management

 

Against

 

Against

 
 

11A

APPROVAL OF THE MAXIMUM COMPENSATION OF THE BOARD OF DIRECTORS AND EXECUTIVE MANAGEMENT: COMPENSATION OF THE BOARD OF DIRECTORS UNTIL THE NEXT ANNUAL GENERAL MEETING

Management

 

For

 

For

 
 

11B

APPROVAL OF THE MAXIMUM COMPENSATION OF THE BOARD OF DIRECTORS AND EXECUTIVE MANAGEMENT: COMPENSATION OF EXECUTIVE MANAGEMENT FOR THE NEXT CALENDAR YEAR

Management

 

For

 

For

 
 

12.

ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION UNDER U.S. SECURITIES LAW REQUIREMENTS

Management

 

For

 

For

 
 

13.

IF A NEW AGENDA ITEM OR A NEW PROPOSAL FOR AN EXISTING AGENDA ITEM IS PUT BEFORE THE MEETING, I/WE HEREBY AUTHORIZE AND INSTRUCT THE INDEPENDENT PROXY TO VOTE AS FOLLOWS: MARK "FOR" TO VOTE IN ACCORDANCE WITH THE POSITION OF OUR BOARD OF DIRECTORS, MARK "AGAINST" TO VOTE AGAINST NEW ITEMS AND PROPOSALS, AND MARK "ABSTAIN" TO ABSTAIN

Management

 

Abstain

 

Against

 
 

CIGNA CORPORATION

                     
 

Security

   

125509109

           

Meeting Type

   

Special

 

Ticker Symbol

   

CI

           

Meeting Date

   

03-Dec-2015

 

ISIN

     

US1255091092

         

Agenda

   

934297044 - Management

 

Record Date

   

22-Oct-2015

           

Holding Recon Date

   

22-Oct-2015

 

City /

Country

   

/

United States

       

Vote Deadline Date

   

02-Dec-2015

 

SEDOL(s)

                 

Quick Code

     
 

Item

Proposal

         

Proposed
by

Vote

For/Against
Management

 

1.

ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JULY 23, 2015 (AS IT MAY BE AMENDED FROM TIME TO TIME, THE "MERGER AGREEMENT"), AMONG ANTHEM, INC., AN INDIANA CORPORATION ("ANTHEM"), ANTHEM MERGER SUB CORP., A DELAWARE CORPORATION ("MERGER SUB"), AND CIGNA CORPORATION, A DELAWARE CORPORATION ("CIGNA").

Management

 

For

 

For

 
 

2.

APPROVAL ON AN ADVISORY (NON-BINDING) BASIS OF THE COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO CIGNA'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE COMPLETION OF THE MERGER.

Management

 

For

 

For

 
 

3.

ADJOURNMENT OF THE CIGNA SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO ADOPT THE MERGER AGREEMENT.

Management

 

For

 

For

 
 

CIGNA CORPORATION

                     
 

Security

   

125509109

           

Meeting Type

   

Annual

 

Ticker Symbol

   

CI

           

Meeting Date

   

27-Apr-2016

 

ISIN

     

US1255091092

         

Agenda

   

934341520 - Management

 

Record Date

   

29-Feb-2016

           

Holding Recon Date

   

29-Feb-2016

 

City /

Country

   

/

United States

       

Vote Deadline Date

   

26-Apr-2016

 

SEDOL(s)

                 

Quick Code

     
 

Item

Proposal

         

Proposed
by

Vote

For/Against
Management

 

1.1

ELECTION OF DIRECTOR: DAVID M. CORDANI

Management

 

For

 

For

 
 

1.2

ELECTION OF DIRECTOR: ISAIAH HARRIS, JR.

Management

 

For

 

For

 
 

1.3

ELECTION OF DIRECTOR: JANE E. HENNEY, M.D.

Management

 

For

 

For

 
 

1.4

ELECTION OF DIRECTOR: DONNA F. ZARCONE

Management

 

For

 

For

 
 

2.

ADVISORY APPROVAL OF CIGNA'S EXECUTIVE COMPENSATION.

Management

 

For

 

For

 
 

3.

RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS CIGNA'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016.

Management

 

For

 

For

 
 

CISCO SYSTEMS, INC.

                     
 

Security

   

17275R102

           

Meeting Type

   

Annual

 

Ticker Symbol

   

CSCO

           

Meeting Date

   

19-Nov-2015

 

ISIN

     

US17275R1023

         

Agenda

   

934284592 - Management

 

Record Date

   

21-Sep-2015

           

Holding Recon Date

   

21-Sep-2015

 

City /

Country

   

/

United States

       

Vote Deadline Date

   

18-Nov-2015

 

SEDOL(s)

                 

Quick Code

     
 

Item

Proposal

         

Proposed
by

Vote

For/Against
Management

 

1A.

ELECTION OF DIRECTOR: CAROL A. BARTZ

 

Management

 

For

 

For

 
 

1B.

ELECTION OF DIRECTOR: M. MICHELE BURNS

Management

 

For

 

For

 
 

1C.

ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS

Management

 

For

 

For

 
 

1D.

ELECTION OF DIRECTOR: JOHN T. CHAMBERS

Management

 

For

 

For

 
 

1E.

ELECTION OF DIRECTOR: BRIAN L. HALLA

 

Management

 

For

 

For

 
 

1F.

ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY

Management

 

For

 

For

 
 

1G.

ELECTION OF DIRECTOR: DR. KRISTINA M. JOHNSON

Management

 

For

 

For

 
 

1H.

ELECTION OF DIRECTOR: RODERICK C. MCGEARY

Management

 

For

 

For

 
 

1I.

ELECTION OF DIRECTOR: CHARLES H. ROBBINS

Management

 

For

 

For

 
 

1J.

ELECTION OF DIRECTOR: ARUN SARIN

 

Management

 

For

 

For

 
 

1K.

ELECTION OF DIRECTOR: STEVEN M. WEST

 

Management

 

For

 

For

 
 

2.

APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE COMPENSATION.

Management

 

For

 

For

 
 

3.

RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS CISCO'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2016.

Management

 

For

 

For

 
 

4.

APPROVAL TO REQUEST THE BOARD MAKE EFFORTS TO IMPLEMENT A SET OF PRINCIPLES CALLED THE "HOLY LAND PRINCIPLES" APPLICABLE TO CORPORATIONS DOING BUSINESS IN PALESTINE-ISRAEL.

Shareholder

 

Against

 

For

 
 

5.

APPROVAL TO REQUEST THE BOARD TO ADOPT, AND PRESENT FOR SHAREHOLDER APPROVAL, A "PROXY ACCESS" BYLAW AMENDMENT.

Shareholder

 

Against

 

For

 
 

CITIGROUP INC.

                       
 

Security

   

172967424

           

Meeting Type

   

Annual

 

Ticker Symbol

   

C

           

Meeting Date

   

26-Apr-2016

 

ISIN

     

US1729674242

         

Agenda

   

934339183 - Management

 

Record Date

   

29-Feb-2016

           

Holding Recon Date

   

29-Feb-2016

 

City /

Country

   

/

United States

       

Vote Deadline Date

   

25-Apr-2016

 

SEDOL(s)

                 

Quick Code

     
 

Item

Proposal

         

Proposed
by

Vote

For/Against
Management

 

1A.

ELECTION OF DIRECTOR: MICHAEL L. CORBAT

Management

 

For

 

For

 
 

1B.

ELECTION OF DIRECTOR: ELLEN M. COSTELLO

Management

 

For

 

For

 
 

1C.

ELECTION OF DIRECTOR: DUNCAN P. HENNES

Management

 

For

 

For

 
 

1D.

ELECTION OF DIRECTOR: PETER B. HENRY

 

Management

 

For

 

For

 
 

1E.

ELECTION OF DIRECTOR: FRANZ B. HUMER

 

Management

 

For

 

For

 
 

1F.

ELECTION OF DIRECTOR: RENEE J. JAMES

 

Management

 

For

 

For

 
 

1G.

ELECTION OF DIRECTOR: EUGENE M. MCQUADE

Management

 

For

 

For

 
 

1H.

ELECTION OF DIRECTOR: MICHAEL E. O'NEILL

Management

 

For

 

For

 
 

1I.

ELECTION OF DIRECTOR: GARY M. REINER

 

Management

 

For

 

For

 
 

1J.

ELECTION OF DIRECTOR: JUDITH RODIN

 

Management

 

For

 

For

 
 

1K.

ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO

Management

 

For

 

For

 
 

1L.

ELECTION OF DIRECTOR: JOAN E. SPERO

 

Management

 

For

 

For

 
 

1M.

ELECTION OF DIRECTOR: DIANA L. TAYLOR

 

Management

 

For

 

For

 
 

1N.

ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, JR.

Management

 

For

 

For

 
 

1O.

ELECTION OF DIRECTOR: JAMES S. TURLEY

 

Management

 

For

 

For

 
 

1P.

ELECTION OF DIRECTOR: ERNESTO ZEDILLO PONCE DE LEON

Management

 

For

 

For

 
 

2.

PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS CITI'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016.

Management

 

For

 

For

 
 

3.

ADVISORY APPROVAL OF CITI'S 2015 EXECUTIVE COMPENSATION.

Management

 

For

 

For

 
 

4.

APPROVAL OF AN AMENDMENT TO THE CITIGROUP 2014 STOCK INCENTIVE PLAN AUTHORIZING ADDITIONAL SHARES.

Management

 

For

 

For

 
 

5.

APPROVAL OF THE AMENDED AND RESTATED 2011 CITIGROUP EXECUTIVE PERFORMANCE PLAN.

Management

 

For

 

For

 
 

6.

STOCKHOLDER PROPOSAL REQUESTING A REPORT DEMONSTRATING THE COMPANY DOES NOT HAVE A GENDER PAY GAP.

Shareholder

 

Against

 

For

 
 

7.

STOCKHOLDER PROPOSAL REQUESTING A REPORT ON LOBBYING AND GRASSROOTS LOBBYING CONTRIBUTIONS.

Shareholder

 

Against

 

For

 
 

8.

STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD APPOINT A STOCKHOLDER VALUE COMMITTEE.

Shareholder

 

Against

 

For

 
 

9.

STOCKHOLDER PROPOSAL REQUESTING AN AMENDMENT TO THE GENERAL CLAWBACK POLICY.

Shareholder

 

Against

 

For

 
 

10.

STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD ADOPT A POLICY PROHIBITING THE VESTING OF EQUITY-BASED AWARDS FOR SENIOR EXECUTIVES DUE TO A VOLUNTARY RESIGNATION TO ENTER GOVERNMENT SERVICE.

Shareholder

 

Against

 

For

 
 

CMS ENERGY CORPORATION

                   
 

Security

   

125896100

           

Meeting Type

   

Annual

 

Ticker Symbol

   

CMS

           

Meeting Date

   

06-May-2016

 

ISIN

     

US1258961002

         

Agenda

   

934349920 - Management

 

Record Date

   

08-Mar-2016

           

Holding Recon Date

   

08-Mar-2016

 

City /

Country

   

/

United States

       

Vote Deadline Date

   

05-May-2016

 

SEDOL(s)

                 

Quick Code

     
 

Item

Proposal

         

Proposed
by

Vote

For/Against
Management

 

1A.

ELECTION OF DIRECTOR: JON E. BARFIELD

 

Management

 

For

 

For

 
 

1B.

ELECTION OF DIRECTOR: DEBORAH H. BUTLER

Management

 

For

 

For

 
 

1C.

ELECTION OF DIRECTOR: KURT L. DARROW

 

Management

 

For

 

For

 
 

1D.

ELECTION OF DIRECTOR: STEPHEN E. EWING

Management

 

For

 

For

 
 

1E.

ELECTION OF DIRECTOR: RICHARD M. GABRYS

Management

 

For

 

For

 
 

1F.

ELECTION OF DIRECTOR: WILLIAM D. HARVEY

Management

 

For

 

For

 
 

1G.

ELECTION OF DIRECTOR: PHILIP R. LOCHNER, JR.

Management

 

For

 

For

 
 

1H.

ELECTION OF DIRECTOR: PATRICIA K. POPPE

Management

 

For

 

For

 
 

1I.

ELECTION OF DIRECTOR: JOHN G. RUSSELL

 

Management

 

For

 

For

 
 

1J.

ELECTION OF DIRECTOR: MYRNA M. SOTO

 

Management

 

For

 

For

 
 

1K.

ELECTION OF DIRECTOR: JOHN G. SZNEWAJS

Management

 

For

 

For

 
 

1L.

ELECTION OF DIRECTOR: LAURA H. WRIGHT

 

Management

 

For

 

For

 
 

2.

ADVISORY VOTE TO APPROVE THE CORPORATION'S EXECUTIVE COMPENSATION.

Management

 

For

 

For

 
 

3.

RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM (PRICEWATERHOUSECOOPERS LLP).

Management

 

For

 

For

 
 

COMCAST CORPORATION

                   
 

Security

   

20030N101

           

Meeting Type

   

Special

 

Ticker Symbol

   

CMCSA

         

Meeting Date

   

10-Dec-2015

 

ISIN

     

US20030N1019

         

Agenda

   

934300132 - Management

 

Record Date

   

20-Oct-2015

           

Holding Recon Date

   

20-Oct-2015

 

City /

Country

   

/

United States

       

Vote Deadline Date

   

09-Dec-2015

 

SEDOL(s)

                 

Quick Code

     
 

Item

Proposal

         

Proposed
by

Vote

For/Against
Management

 

1.

VOTE ON A PROPOSAL TO AMEND AND RESTATE OUR AMENDED AND RESTATED ARTICLES OF INCORPORATION AS DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT, AND IN CONNECTION THEREWITH, TO RECLASSIFY EACH ISSUED SHARE OF OUR CLASS A SPECIAL COMMON STOCK INTO ONE SHARE OF CLASS A COMMON STOCK

Management

 

For

 

For

 
 

COMCAST CORPORATION

                   
 

Security

   

20030N101

           

Meeting Type

   

Annual

 

Ticker Symbol

   

CMCSA

         

Meeting Date

   

19-May-2016

 

ISIN

     

US20030N1019

         

Agenda

   

934357460 - Management

 

Record Date

   

10-Mar-2016

           

Holding Recon Date

   

10-Mar-2016

 

City /

Country

   

/

United States

       

Vote Deadline Date

   

18-May-2016

 

SEDOL(s)

                 

Quick Code

     
 

Item

Proposal

         

Proposed
by

Vote

For/Against
Management

 

1.

DIRECTOR

         

Management

         
     

1

KENNETH J. BACON

       

For

 

For

 
     

2

MADELINE S. BELL

         

For

 

For

 
     

3

SHELDON M. BONOVITZ

       

For

 

For

 
     

4

EDWARD D. BREEN

       

For

 

For

 
     

5

JOSEPH J. COLLINS

       

For

 

For

 
     

6

GERALD L. HASSELL

       

For

 

For

 
     

7

JEFFREY A. HONICKMAN

       

For

 

For

 
     

8

EDUARDO MESTRE

       

For

 

For

 
     

9

BRIAN L. ROBERTS

         

For

 

For

 
     

10

JOHNATHAN A. RODGERS

       

For

 

For

 
     

11

DR. JUDITH RODIN

         

For

 

For

 
 

2.

RATIFICATION OF THE APPOINTMENT OF OUR INDEPENDENT AUDITORS

Management

 

For

 

For

 
 

3.

APPROVAL OF OUR AMENDED AND RESTATED 2002 RESTRICTED STOCK PLAN

Management

 

Against

 

Against

 
 

4.

APPROVAL OF OUR AMENDED AND RESTATED 2003 STOCK OPTION PLAN

Management

 

Against

 

Against

 
 

5.

APPROVAL OF THE AMENDED AND RESTATED COMCAST CORPORATION 2002 EMPLOYEE STOCK PURCHASE PLAN

Management

 

Against

 

Against

 
 

6.

APPROVAL OF THE AMENDED AND RESTATED COMCAST- NBCUNIVERSAL 2011 EMPLOYEE STOCK PURCHASE PLAN

Management

 

Against

 

Against

 
 

7.

TO PROVIDE A LOBBYING REPORT

 

Shareholder

 

Against

 

For

 
 

8.

TO PROHIBIT ACCELERATED VESTING OF STOCK UPON A CHANGE IN CONTROL

Shareholder

 

Against

 

For

 
 

9.

TO REQUIRE AN INDEPENDENT BOARD CHAIRMAN

Shareholder

 

Against

 

For

 
 

10.

TO STOP 100-TO-ONE VOTING POWER

 

Shareholder

 

Against

 

For

 
 

CONCHO RESOURCES INC

                   
 

Security

   

20605P101

           

Meeting Type

   

Annual

 

Ticker Symbol

   

CXO

           

Meeting Date

   

02-Jun-2016

 

ISIN

     

US20605P1012

         

Agenda

   

934397274 - Management

 

Record Date

   

04-Apr-2016

           

Holding Recon Date

   

04-Apr-2016

 

City /

Country

   

/

United States

       

Vote Deadline Date

   

01-Jun-2016

 

SEDOL(s)

                 

Quick Code

     
 

Item

Proposal

         

Proposed
by

Vote

For/Against
Management

 

1.

DIRECTOR

         

Management

         
     

1

GARY A. MERRIMAN

       

For

 

For

 
     

2

RAY M. POAGE

           

For

 

For

 
 

2.

TO RATIFY THE SELECTION OF GRANT THORNTON LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016.

Management

 

For

 

For

 
 

3.

ADVISORY VOTE TO APPROVE EXECUTIVE OFFICER COMPENSATION ("SAY-ON-PAY").

Management

 

For

 

For

 
 

CVS HEALTH CORPORATION

                   
 

Security

   

126650100

           

Meeting Type

   

Annual

 

Ticker Symbol

   

CVS

           

Meeting Date

   

19-May-2016

 

ISIN

     

US1266501006

         

Agenda

   

934366584 - Management

 

Record Date

   

24-Mar-2016

           

Holding Recon Date

   

24-Mar-2016

 

City /

Country

   

/

United States

       

Vote Deadline Date

   

18-May-2016

 

SEDOL(s)

                 

Quick Code

     
 

Item

Proposal

         

Proposed
by

Vote

For/Against
Management

 

1A.

ELECTION OF DIRECTOR: RICHARD M. BRACKEN

Management

 

For

 

For

 
 

1B.

ELECTION OF DIRECTOR: C. DAVID BROWN II

Management

 

For

 

For

 
 

1C.

ELECTION OF DIRECTOR: ALECIA A. DECOUDREAUX

Management

 

For

 

For

 
 

1D.

ELECTION OF DIRECTOR: NANCY-ANN M. DEPARLE

Management

 

For

 

For

 
 

1E.

ELECTION OF DIRECTOR: DAVID W. DORMAN

Management

 

For

 

For

 
 

1F.

ELECTION OF DIRECTOR: ANNE M. FINUCANE

Management

 

For

 

For

 
 

1G.

ELECTION OF DIRECTOR: LARRY J. MERLO

 

Management

 

For

 

For

 
 

1H.

ELECTION OF DIRECTOR: JEAN-PIERRE MILLON

Management

 

For

 

For

 
 

1I.

ELECTION OF DIRECTOR: RICHARD J. SWIFT

 

Management

 

For

 

For

 
 

1J.

ELECTION OF DIRECTOR: WILLIAM C. WELDON

Management

 

For

 

For

 
 

1K.

ELECTION OF DIRECTOR: TONY L. WHITE

 

Management

 

For

 

For

 
 

2.

PROPOSAL TO RATIFY INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2016.

Management

 

For

 

For

 
 

3.

SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION.

Management

 

For

 

For

 
 

4.

STOCKHOLDER PROPOSAL REGARDING A REPORT ON ALIGNMENT OF CORPORATE VALUES AND POLITICAL CONTRIBUTIONS.

Shareholder

 

Against

 

For

 
 

5.

STOCKHOLDER PROPOSAL REGARDING A REPORT ON EXECUTIVE PAY.

Shareholder

 

Against

 

For

 
 

DELTA AIR LINES, INC.

                     
 

Security

   

247361702

           

Meeting Type

   

Annual

 

Ticker Symbol

   

DAL

           

Meeting Date

   

10-Jun-2016

 

ISIN

     

US2473617023

         

Agenda

   

934402025 - Management

 

Record Date

   

18-Apr-2016

           

Holding Recon Date

   

18-Apr-2016

 

City /

Country

   

/

United States

       

Vote Deadline Date

   

09-Jun-2016

 

SEDOL(s)

                 

Quick Code

     
 

Item

Proposal

         

Proposed
by

Vote

For/Against
Management

 

1A.

ELECTION OF DIRECTOR: RICHARD H. ANDERSON

Management

 

For

 

For

 
 

1B.

ELECTION OF DIRECTOR: EDWARD H. BASTIAN

Management

 

For

 

For

 
 

1C.

ELECTION OF DIRECTOR: FRANCIS S. BLAKE

 

Management

 

For

 

For

 
 

1D.

ELECTION OF DIRECTOR: DANIEL A. CARP

 

Management

 

For

 

For

 
 

1E.

ELECTION OF DIRECTOR: DAVID G. DEWALT

 

Management

 

For

 

For

 
 

1F.

ELECTION OF DIRECTOR: THOMAS E. DONILON

Management

 

For

 

For

 
 

1G.

ELECTION OF DIRECTOR: WILLIAM H. EASTER III

Management

 

For

 

For

 
 

1H.

ELECTION OF DIRECTOR: MICKEY P. FORET

 

Management

 

For

 

For

 
 

1I.

ELECTION OF DIRECTOR: SHIRLEY C. FRANKLIN

Management

 

For

 

For

 
 

1J.

ELECTION OF DIRECTOR: GEORGE N. MATTSON

Management

 

For

 

For

 
 

1K.

ELECTION OF DIRECTOR: DOUGLAS R. RALPH

Management

 

For

 

For

 
 

1L.

ELECTION OF DIRECTOR: SERGIO A.L. RIAL

 

Management

 

For

 

For

 
 

1M.

ELECTION OF DIRECTOR: KATHY N. WALLER

 

Management

 

For

 

For

 
 

1N.

ELECTION OF DIRECTOR: KENNETH B. WOODROW

Management

 

For

 

For

 
 

2.

TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF DELTA'S NAMED EXECUTIVE OFFICERS.

Management

 

For

 

For

 
 

3.

TO APPROVE THE AMENDMENT AND RESTATEMENT OF DELTA'S PERFORMANCE COMPENSATION PLAN.

Management

 

For

 

For

 
 

4.

TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS DELTA'S INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2016.

Management

 

For

 

For

 
 

5.

A STOCKHOLDER PROPOSAL FOR SENIOR EXECUTIVES TO RETAIN SIGNIFICANT STOCK.

Shareholder

 

Against

 

For

 
 

DOLLAR GENERAL CORPORATION

                   
 

Security

   

256677105

           

Meeting Type

   

Annual

 

Ticker Symbol

   

DG

           

Meeting Date

   

25-May-2016

 

ISIN

     

US2566771059

         

Agenda

   

934368160 - Management

 

Record Date

   

17-Mar-2016

           

Holding Recon Date

   

17-Mar-2016

 

City /

Country

   

/

United States

       

Vote Deadline Date

   

24-May-2016

 

SEDOL(s)

                 

Quick Code

     
 

Item

Proposal

         

Proposed
by

Vote

For/Against
Management

 

1A.

ELECTION OF DIRECTOR: WARREN F. BRYANT

Management

 

For

 

For

 
 

1B.

ELECTION OF DIRECTOR: MICHAEL M. CALBERT

Management

 

For

 

For

 
 

1C.

ELECTION OF DIRECTOR: SANDRA B. COCHRAN

Management

 

For

 

For

 
 

1D.

ELECTION OF DIRECTOR: PATRICIA D. FILI- KRUSHEL

Management

 

For

 

For

 
 

1E.

ELECTION OF DIRECTOR: PAULA A. PRICE

 

Management

 

For

 

For

 
 

1F.

ELECTION OF DIRECTOR: WILLIAM C. RHODES, III

Management

 

For

 

For

 
 

1G.

ELECTION OF DIRECTOR: DAVID B. RICKARD

 

Management

 

For

 

For

 
 

1H.

ELECTION OF DIRECTOR: TODD J. VASOS

 

Management

 

For

 

For

 
 

2.

TO RATIFY ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2016.

Management

 

For

 

For

 
 

DOVER CORPORATION

                     
 

Security

   

260003108

           

Meeting Type

   

Annual

 

Ticker Symbol

   

DOV

           

Meeting Date

   

05-May-2016

 

ISIN

     

US2600031080

         

Agenda

   

934345693 - Management

 

Record Date

   

07-Mar-2016

           

Holding Recon Date

   

07-Mar-2016

 

City /

Country

   

/

United States

       

Vote Deadline Date

   

04-May-2016

 

SEDOL(s)

                 

Quick Code

     
 

Item

Proposal

         

Proposed
by

Vote

For/Against
Management

 

1A.

ELECTION OF DIRECTOR: P.T. FRANCIS

 

Management

 

For

 

For

 
 

1B.

ELECTION OF DIRECTOR: K.C. GRAHAM

 

Management

 

For

 

For

 
 

1C.

ELECTION OF DIRECTOR: M.F. JOHNSTON

 

Management

 

For

 

For

 
 

1D.

ELECTION OF DIRECTOR: R.A. LIVINGSTON

 

Management

 

For

 

For

 
 

1E.

ELECTION OF DIRECTOR: R.K. LOCHRIDGE

 

Management

 

For

 

For

 
 

1F.

ELECTION OF DIRECTOR: B.G. RETHORE

 

Management

 

For

 

For

 
 

1G.

ELECTION OF DIRECTOR: M.B. STUBBS

 

Management

 

For

 

For

 
 

1H.

ELECTION OF DIRECTOR: S.M. TODD

 

Management

 

For

 

For

 
 

1I.

ELECTION OF DIRECTOR: S.K. WAGNER

 

Management

 

For

 

For

 
 

1J.

ELECTION OF DIRECTOR: K.E. WANDELL

 

Management

 

For

 

For

 
 

1K.

ELECTION OF DIRECTOR: M.A. WINSTON

 

Management

 

For

 

For

 
 

2.

TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2016.

Management

 

For

 

For

 
 

3.

TO APPROVE, ON AN ADVISORY BASIS, NAMED EXECUTIVE OFFICER COMPENSATION.

Management

 

For

 

For

 
 

4.

APPROVE AMENDMENTS TO ARTICLE 16 OF OUR RESTATED CERTIFICATE OF INCORPORATION TO ALLOW SHAREHOLDERS TO ACT BY WRITTEN CONSENT.

Management

 

For

 

For

 
 

5.

TO CONSIDER A SHAREHOLDER PROPOSAL REGARDING PROXY ACCESS, IF PROPERLY PRESENTED AT THE MEETING.

Shareholder

 

Against

 

For

 
 

EDISON INTERNATIONAL

                   
 

Security

   

281020107

           

Meeting Type

   

Annual

 

Ticker Symbol

   

EIX

           

Meeting Date

   

28-Apr-2016

 

ISIN

     

US2810201077

         

Agenda

   

934338977 - Management

 

Record Date

   

29-Feb-2016

           

Holding Recon Date

   

29-Feb-2016

 

City /

Country

   

/

United States

       

Vote Deadline Date

   

27-Apr-2016

 

SEDOL(s)

                 

Quick Code

     
 

Item

Proposal

         

Proposed
by

Vote

For/Against
Management

 

1A.

ELECTION OF DIRECTOR: JAGJEET S. BINDRA

Management

 

For

 

For

 
 

1B.

ELECTION OF DIRECTOR: VANESSA C.L. CHANG

Management

 

For

 

For

 
 

1C.

ELECTION OF DIRECTOR: THEODORE F. CRAVER, JR.

Management

 

For

 

For

 
 

1D.

ELECTION OF DIRECTOR: JAMES T. MORRIS

 

Management

 

For

 

For

 
 

1E.

ELECTION OF DIRECTOR: RICHARD T. SCHLOSBERG, III

Management

 

For

 

For

 
 

1F.

ELECTION OF DIRECTOR: LINDA G. STUNTZ

 

Management

 

For

 

For

 
 

1G.

ELECTION OF DIRECTOR: WILLIAM P. SULLIVAN

Management

 

For

 

For

 
 

1H.

ELECTION OF DIRECTOR: ELLEN O. TAUSCHER

Management

 

For

 

For

 
 

1I.

ELECTION OF DIRECTOR: PETER J. TAYLOR

 

Management

 

For

 

For

 
 

1J.

ELECTION OF DIRECTOR: BRETT WHITE

 

Management

 

For

 

For

 
 

2.

RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

Management

 

For

 

For

 
 

3.

ADVISORY VOTE TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION

Management

 

For

 

For

 
 

4.

APPROVAL OF AN AMENDMENT TO THE EIX 2007 PERFORMANCE INCENTIVE PLAN

Management

 

Against

 

Against

 
 

5.

SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER PROXY ACCESS

Shareholder

 

Against

 

For

 
 

EDWARDS LIFESCIENCES CORPORATION

               
 

Security

   

28176E108

           

Meeting Type

   

Annual

 

Ticker Symbol

   

EW

           

Meeting Date

   

12-May-2016

 

ISIN

     

US28176E1082

         

Agenda

   

934365392 - Management

 

Record Date

   

18-Mar-2016

           

Holding Recon Date

   

18-Mar-2016

 

City /

Country

   

/

United States

       

Vote Deadline Date

   

11-May-2016

 

SEDOL(s)

                 

Quick Code

     
 

Item

Proposal

         

Proposed
by

Vote

For/Against
Management

 

1A.

ELECTION OF DIRECTOR: MICHAEL A. MUSSALLEM

Management

 

For

 

For

 
 

1B.

ELECTION OF DIRECTOR: JOHN T. CARDIS

 

Management

 

For

 

For

 
 

1C.

ELECTION OF DIRECTOR: KIERAN T. GALLAHUE

Management

 

For

 

For

 
 

1D.

ELECTION OF DIRECTOR: WILLIAM J. LINK, PH.D.

Management

 

For

 

For

 
 

1E.

ELECTION OF DIRECTOR: STEVEN R. LORANGER

Management

 

For

 

For

 
 

1F.

ELECTION OF DIRECTOR: MARTHA H. MARSH

 

Management

 

For

 

For

 
 

1G.

ELECTION OF DIRECTOR: WESLEY W. VON SCHACK

Management

 

For

 

For

 
 

1H.

ELECTION OF DIRECTOR: NICHOLAS J. VALERIANI

Management

 

For

 

For

 
 

2.

ADVISORY VOTE TO APPROVE COMPENSATION OF NAMED EXECUTIVE OFFICERS

Management

 

For

 

For

 
 

3.

AMENDMENT AND RESTATEMENT OF THE LONG- TERM STOCK INCENTIVE COMPENSATION PROGRAM

Management

 

Against

 

Against

 
 

4.

RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

Management

 

For

 

For

 
 

EOG RESOURCES, INC.

                   
 

Security

   

26875P101

           

Meeting Type

   

Annual

 

Ticker Symbol

   

EOG

           

Meeting Date

   

26-Apr-2016

 

ISIN

     

US26875P1012

         

Agenda

   

934342267 - Management

 

Record Date

   

26-Feb-2016

           

Holding Recon Date

   

26-Feb-2016

 

City /

Country

   

/

United States

       

Vote Deadline Date

   

25-Apr-2016

 

SEDOL(s)

                 

Quick Code

     
 

Item

Proposal

         

Proposed
by

Vote

For/Against
Management

 

1A.

ELECTION OF DIRECTOR: JANET F. CLARK

 

Management

 

For

 

For

 
 

1B.

ELECTION OF DIRECTOR: CHARLES R. CRISP

Management

 

For

 

For

 
 

1C.

ELECTION OF DIRECTOR: JAMES C. DAY

 

Management

 

For

 

For

 
 

1D.

ELECTION OF DIRECTOR: H. LEIGHTON STEWARD

Management

 

For

 

For

 
 

1E.

ELECTION OF DIRECTOR: DONALD F. TEXTOR

Management

 

For

 

For

 
 

1F.

ELECTION OF DIRECTOR: WILLIAM R. THOMAS

Management

 

For

 

For

 
 

1G.

ELECTION OF DIRECTOR: FRANK G. WISNER

 

Management

 

For

 

For

 
 

2.

TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF DELOITTE & TOUCHE LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS AUDITORS FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2016.

Management

 

For

 

For

 
 

3.

TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.

Management

 

For

 

For

 
 

EXXON MOBIL CORPORATION

                   
 

Security

   

30231G102

           

Meeting Type

   

Annual

 

Ticker Symbol

   

XOM

           

Meeting Date

   

25-May-2016

 

ISIN

     

US30231G1022

         

Agenda

   

934383504 - Management

 

Record Date

   

06-Apr-2016

           

Holding Recon Date

   

06-Apr-2016

 

City /

Country

   

/

United States

       

Vote Deadline Date

   

24-May-2016

 

SEDOL(s)

                 

Quick Code

     
 

Item

Proposal

         

Proposed
by

Vote

For/Against
Management

 

1.

DIRECTOR

         

Management

         
     

1

M.J. BOSKIN

           

For

 

For

 
     

2

P. BRABECK-LETMATHE

       

For

 

For

 
     

3

A.F. BRALY

           

For

 

For

 
     

4

U.M. BURNS

           

For

 

For

 
     

5

L.R. FAULKNER

           

For

 

For

 
     

6

J.S. FISHMAN

           

For

 

For

 
     

7

H.H. FORE

           

For

 

For

 
     

8

K.C. FRAZIER

           

For

 

For

 
     

9

D.R. OBERHELMAN

         

For

 

For

 
     

10

S.J. PALMISANO

         

For

 

For

 
     

11

S.S REINEMUND

           

For

 

For

 
     

12

R.W. TILLERSON

         

For

 

For

 
     

13

W.C. WELDON

           

For

 

For

 
     

14

D.W. WOODS

           

For

 

For

 
 

2.

RATIFICATION OF INDEPENDENT AUDITORS (PAGE 24)

Management

 

For

 

For

 
 

3.

ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION (PAGE 26)

Management

 

For

 

For

 
 

4.

INDEPENDENT CHAIRMAN (PAGE 56)

 

Shareholder

 

Against

 

For

 
 

5.

CLIMATE EXPERT ON BOARD (PAGE 58)

 

Shareholder

 

Against

 

For

 
 

6.

HIRE AN INVESTMENT BANK (PAGE 59)

 

Shareholder

 

Against

 

For

 
 

7.

PROXY ACCESS BYLAW (PAGE 59)

 

Shareholder

 

Against

 

For

 
 

8.

REPORT ON COMPENSATION FOR WOMEN (PAGE 61)

Shareholder

 

Against

 

For

 
 

9.

REPORT ON LOBBYING (PAGE 63)

 

Shareholder

 

Against

 

For

 
 

10.

INCREASE CAPITAL DISTRIBUTIONS (PAGE 65)

Shareholder

 

Against

 

For

 
 

11.

POLICY TO LIMIT GLOBAL WARMING TO 2 C (PAGE 67)

Shareholder

 

Against

 

For

 
 

12.

REPORT ON IMPACTS OF CLIMATE CHANGE POLICIES (PAGE 69)

Shareholder

 

Against

 

For

 
 

13.

REPORT RESERVE REPLACEMENTS IN BTUS (PAGE 71)

Shareholder

 

Against

 

For

 
 

14.

REPORT ON HYDRAULIC FRACTURING (PAGE 72)

Shareholder

 

Against

 

For

 
 

FACEBOOK INC.

                       
 

Security

   

30303M102

           

Meeting Type

   

Annual

 

Ticker Symbol

   

FB

           

Meeting Date

   

20-Jun-2016

 

ISIN

     

US30303M1027

         

Agenda

   

934444946 - Management

 

Record Date

   

29-Apr-2016

           

Holding Recon Date

   

29-Apr-2016

 

City /

Country

   

/

United States

       

Vote Deadline Date

   

17-Jun-2016

 

SEDOL(s)

                 

Quick Code

     
 

Item

Proposal

         

Proposed
by

Vote

For/Against
Management

 

1.

DIRECTOR

         

Management

         
     

1

MARC L. ANDREESSEN

       

For

 

For

 
     

2

ERSKINE B. BOWLES

       

For

 

For

 
     

3

S.D. DESMOND-HELLMANN

       

For

 

For

 
     

4

REED HASTINGS

         

For

 

For

 
     

5

JAN KOUM

           

For

 

For

 
     

6

SHERYL K. SANDBERG

       

For

 

For

 
     

7

PETER A. THIEL

           

For

 

For

 
     

8

MARK ZUCKERBERG

       

For

 

For

 
 

2.

TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS FACEBOOK, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016.

Management

 

For

 

For

 
 

3.

TO HOLD A NON-BINDING ADVISORY VOTE ON THE COMPENSATION PROGRAM FOR OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED IN OUR PROXY STATEMENT.

Management

 

For

 

For

 
 

4.

TO RATIFY OUR GRANT OF RESTRICTED STOCK UNITS (RSUS) TO OUR NON-EMPLOYEE DIRECTORS DURING THE YEAR ENDED DECEMBER 31, 2013.

Management

 

For

 

For

 
 

5.

TO RATIFY OUR GRANT OF RSUS TO OUR NON- EMPLOYEE DIRECTORS DURING THE YEARS ENDED DECEMBER 31, 2014 AND 2015.

Management

 

For

 

For

 
 

6.

TO APPROVE OUR ANNUAL COMPENSATION PROGRAM FOR NON-EMPLOYEE DIRECTORS.

Management

 

For

 

For

 
 

7A.

TO APPROVE THE ADOPTION OF OUR AMENDED AND RESTATED CERTIFICATE OF INCORPORATION, COMPRISING: THE APPROVAL OF THE ADOPTION OF AMENDMENTS TO OUR RESTATED CERTIFICATE OF INCORPORATION TO ESTABLISH THE CLASS C CAPITAL STOCK AND TO MAKE CERTAIN CLARIFYING CHANGES.

Management

 

For

 

For

 
 

7B.

TO APPROVE THE ADOPTION OF OUR AMENDED AND RESTATED CERTIFICATE OF INCORPORATION, COMPRISING: THE APPROVAL OF THE ADOPTION OF AMENDMENTS TO OUR RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF CLASS A COMMON STOCK FROM 5,000,000,000 TO 20,000,000,000.

Management

 

For

 

For

 
 

7C.

TO APPROVE THE ADOPTION OF OUR AMENDED AND RESTATED CERTIFICATE OF INCORPORATION, COMPRISING: THE APPROVAL OF THE ADOPTION OF AMENDMENTS TO OUR RESTATED CERTIFICATE OF INCORPORATION TO PROVIDE FOR THE EQUAL TREATMENT OF SHARES OF CLASS A COMMON STOCK, CLASS B COMMON STOCK, AND CLASS C CAPITAL STOCK IN CONNECTION WITH DIVIDENDS AND DISTRIBUTIONS, CERTAIN TRANSACTIONS, AND UPON OUR LIQUIDATION, DISSOLUTION, OR WINDING UP.

Management

 

For

 

For

 
 

7D.

TO APPROVE THE ADOPTION OF OUR AMENDED AND RESTATED CERTIFICATE OF INCORPORATION, COMPRISING: THE APPROVAL OF THE ADOPTION OF AMENDMENTS TO OUR RESTATED CERTIFICATE OF INCORPORATION TO PROVIDE FOR ADDITIONAL EVENTS UPON WHICH ALL OF OUR SHARES OF CLASS B COMMON STOCK WILL AUTOMATICALLY CONVERT TO CLASS A COMMON STOCK, TO PROVIDE FOR ADDITIONAL INSTANCES WHERE CLASS B COMMON STOCK WOULD NOT CONVERT TO CLASS A COMMON STOCK IN CONNECTION WITH CERTAIN TRANSFERS, AND TO MAKE CERTAIN RELATED CHANGES TO THE CLASS B COMMON STOCK CONVERSION PROVISIONS.

Management

 

For

 

For

 
 

8.

TO AMEND AND RESTATE OUR 2012 EQUITY INCENTIVE PLAN.

Management

 

For

 

For

 
 

9.

A STOCKHOLDER PROPOSAL REGARDING CHANGE IN STOCKHOLDER VOTING.

Shareholder

 

Against

 

For

 
 

10.

A STOCKHOLDER PROPOSAL REGARDING AN ANNUAL SUSTAINABILITY REPORT.

Shareholder

 

Against

 

For

 
 

11.

A STOCKHOLDER PROPOSAL REGARDING A LOBBYING REPORT.

Shareholder

 

Against

 

For

 
 

12.

A STOCKHOLDER PROPOSAL REGARDING AN INTERNATIONAL PUBLIC POLICY COMMITTEE.

Shareholder

 

Against

 

For

 
 

13.

A STOCKHOLDER PROPOSAL REGARDING A GENDER PAY EQUITY REPORT.

Shareholder

 

Against

 

For

 
 

FEDEX CORPORATION

                     
 

Security

   

31428X106

           

Meeting Type

   

Annual

 

Ticker Symbol

   

FDX

           

Meeting Date

   

28-Sep-2015

 

ISIN

     

US31428X1063

         

Agenda

   

934269843 - Management

 

Record Date

   

03-Aug-2015

           

Holding Recon Date

   

03-Aug-2015

 

City /

Country

   

/

United States

       

Vote Deadline Date

   

25-Sep-2015

 

SEDOL(s)

                 

Quick Code

     
 

Item

Proposal

         

Proposed
by

Vote

For/Against
Management

 

1A.

ELECTION OF DIRECTOR: JAMES L. BARKSDALE

Management

 

For

 

For

 
 

1B.

ELECTION OF DIRECTOR: JOHN A. EDWARDSON

Management

 

For

 

For

 
 

1C.

ELECTION OF DIRECTOR: MARVIN R. ELLISON

Management

 

For

 

For

 
 

1D.

ELECTION OF DIRECTOR: KIMBERLY A. JABAL

Management

 

For

 

For

 
 

1E.

ELECTION OF DIRECTOR: SHIRLEY ANN JACKSON

Management

 

For

 

For

 
 

1F.

ELECTION OF DIRECTOR: GARY W. LOVEMAN

Management

 

For

 

For

 
 

1G.

ELECTION OF DIRECTOR: R. BRAD MARTIN

 

Management

 

For

 

For

 
 

1H.

ELECTION OF DIRECTOR: JOSHUA COOPER RAMO

Management

 

For

 

For

 
 

1I.

ELECTION OF DIRECTOR: SUSAN C. SCHWAB

Management

 

For

 

For

 
 

1J.

ELECTION OF DIRECTOR: FREDERICK W. SMITH

Management

 

For

 

For

 
 

1K.

ELECTION OF DIRECTOR: DAVID P. STEINER

 

Management

 

For

 

For

 
 

1L.

ELECTION OF DIRECTOR: PAUL S. WALSH

 

Management

 

For

 

For

 
 

2.

ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION.

Management

 

For

 

For

 
 

3.

RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.

Management

 

For

 

For

 
 

4.

STOCKHOLDER PROPOSAL REGARDING INDEPENDENT BOARD CHAIRMAN.

Shareholder

 

Against

 

For

 
 

5.

STOCKHOLDER PROPOSAL REGARDING TAX PAYMENTS ON RESTRICTED STOCK AWARDS.

Shareholder

 

Against

 

For

 
 

6.

STOCKHOLDER PROPOSAL REGARDING RECOVERY OF UNEARNED MANAGEMENT BONUSES.

Shareholder

 

Against

 

For

 
 

7.

STOCKHOLDER PROPOSAL REGARDING PROXY ACCESS FOR SHAREHOLDERS.

Shareholder

 

Against

 

For

 
 

8.

STOCKHOLDER PROPOSAL REGARDING POLITICAL DISCLOSURE AND ACCOUNTABILITY.

Shareholder

 

Against

 

For

 
 

9.

STOCKHOLDER PROPOSAL REGARDING POLITICAL LOBBYING AND CONTRIBUTIONS.

Shareholder

 

Against

 

For

 
 

10.

STOCKHOLDER PROPOSAL REGARDING ALIGNMENT BETWEEN CORPORATE VALUES AND POLITICAL CONTRIBUTIONS.

Shareholder

 

Against

 

For

 
 

GARTNER, INC.

                       
 

Security

   

366651107

           

Meeting Type

   

Annual

 

Ticker Symbol

   

IT

           

Meeting Date

   

26-May-2016

 

ISIN

     

US3666511072

         

Agenda

   

934373818 - Management

 

Record Date

   

31-Mar-2016

           

Holding Recon Date

   

31-Mar-2016

 

City /

Country

   

/

United States

       

Vote Deadline Date

   

25-May-2016

 

SEDOL(s)

                 

Quick Code

     
 

Item

Proposal

         

Proposed
by

Vote

For/Against
Management

 

1A.

ELECTION OF DIRECTOR: MICHAEL J. BINGLE

Management

 

For

 

For

 
 

1B.

ELECTION OF DIRECTOR: RICHARD J. BRESSLER

Management

 

For

 

For

 
 

1C.

ELECTION OF DIRECTOR: RAUL E. CESAN

 

Management

 

For

 

For

 
 

1D.

ELECTION OF DIRECTOR: KAREN E. DYKSTRA

Management

 

For

 

For

 
 

1E.

ELECTION OF DIRECTOR: ANNE SUTHERLAND FUCHS

Management

 

For

 

For

 
 

1F.

ELECTION OF DIRECTOR: WILLIAM O. GRABE

Management

 

For

 

For

 
 

1G.

ELECTION OF DIRECTOR: EUGENE A. HALL

 

Management

 

For

 

For

 
 

1H.

ELECTION OF DIRECTOR: STEPHEN G. PAGLIUCA

Management

 

For

 

For

 
 

1I.

ELECTION OF DIRECTOR: JAMES C. SMITH

 

Management

 

For

 

For

 
 

2.

ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION.

Management

 

For

 

For

 
 

3.

RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT AUDITOR FOR FISCAL 2016.

Management

 

For

 

For

 
 

GENERAL ELECTRIC COMPANY

                   
 

Security

   

369604103

           

Meeting Type

   

Annual

 

Ticker Symbol

   

GE

           

Meeting Date

   

27-Apr-2016

 

ISIN

     

US3696041033

         

Agenda

   

934341532 - Management

 

Record Date

   

29-Feb-2016

           

Holding Recon Date

   

29-Feb-2016

 

City /

Country

   

/

United States

       

Vote Deadline Date

   

26-Apr-2016

 

SEDOL(s)

                 

Quick Code

     
 

Item

Proposal

         

Proposed
by

Vote

For/Against
Management

 

A1

ELECTION OF DIRECTOR: SEBASTIEN M. BAZIN

Management

 

For

 

For

 
 

A2

ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE

Management

 

For

 

For

 
 

A3

ELECTION OF DIRECTOR: JOHN J. BRENNAN

 

Management

 

For

 

For

 
 

A4

ELECTION OF DIRECTOR: FRANCISCO D'SOUZA

Management

 

For

 

For

 
 

A5

ELECTION OF DIRECTOR: MARIJN E. DEKKERS

Management

 

For

 

For

 
 

A6

ELECTION OF DIRECTOR: PETER B. HENRY

 

Management

 

For

 

For

 
 

A7

ELECTION OF DIRECTOR: SUSAN J. HOCKFIELD

Management

 

For

 

For

 
 

A8

ELECTION OF DIRECTOR: JEFFREY R. IMMELT

Management

 

For

 

For

 
 

A9

ELECTION OF DIRECTOR: ANDREA JUNG

 

Management

 

For

 

For

 
 

A10

ELECTION OF DIRECTOR: ROBERT W. LANE

 

Management

 

For

 

For

 
 

A11

ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS

Management

 

For

 

For

 
 

A12

ELECTION OF DIRECTOR: LOWELL C. MCADAM

Management

 

For

 

For

 
 

A13

ELECTION OF DIRECTOR: JAMES J. MULVA

 

Management

 

For

 

For

 
 

A14

ELECTION OF DIRECTOR: JAMES E. ROHR

 

Management

 

For

 

For

 
 

A15

ELECTION OF DIRECTOR: MARY L. SCHAPIRO

Management

 

For

 

For

 
 

A16

ELECTION OF DIRECTOR: JAMES S. TISCH

 

Management

 

For

 

For

 
 

B1

ADVISORY APPROVAL OF OUR NAMED EXECUTIVES' COMPENSATION

Management

 

For

 

For

 
 

B2

RATIFICATION OF KPMG AS INDEPENDENT AUDITOR FOR 2016

Management

 

For

 

For

 
 

C1

LOBBYING REPORT

     

Shareholder

 

Against

 

For

 
 

C2

INDEPENDENT CHAIR

     

Shareholder

 

Against

 

For

 
 

C3

HOLY LAND PRINCIPLES

     

Shareholder

 

Against

 

For

 
 

C4

CUMULATIVE VOTING

     

Shareholder

 

Against

 

For

 
 

C5

PERFORMANCE-BASED OPTIONS

 

Shareholder

 

Against

 

For

 
 

C6

HUMAN RIGHTS REPORT

     

Shareholder

 

Against

 

For

 
 

GILEAD SCIENCES, INC.

                   
 

Security

   

375558103

           

Meeting Type

   

Annual

 

Ticker Symbol

   

GILD

           

Meeting Date

   

11-May-2016

 

ISIN

     

US3755581036

         

Agenda

   

934355567 - Management

 

Record Date

   

16-Mar-2016

           

Holding Recon Date

   

16-Mar-2016

 

City /

Country

   

/

United States

       

Vote Deadline Date

   

10-May-2016

 

SEDOL(s)

                 

Quick Code

     
 

Item

Proposal

         

Proposed
by

Vote

For/Against
Management

 

1A.

ELECTION OF DIRECTOR: JOHN F. COGAN, PH.D.

Management

 

For

 

For

 
 

1B.

ELECTION OF DIRECTOR: KEVIN E. LOFTON

 

Management

 

For

 

For

 
 

1C.

ELECTION OF DIRECTOR: JOHN W. MADIGAN

 

Management

 

For

 

For

 
 

1D.

ELECTION OF DIRECTOR: JOHN C. MARTIN, PH.D.

Management

 

For

 

For

 
 

1E.

ELECTION OF DIRECTOR: JOHN F. MILLIGAN, PH.D.

Management

 

For

 

For

 
 

1F.

ELECTION OF DIRECTOR: NICHOLAS G. MOORE

Management

 

For

 

For

 
 

1G.

ELECTION OF DIRECTOR: RICHARD J. WHITLEY, M.D.

Management

 

For

 

For

 
 

1H.

ELECTION OF DIRECTOR: GAYLE E. WILSON

 

Management

 

For

 

For

 
 

1I.

ELECTION OF DIRECTOR: PER WOLD-OLSEN

 

Management

 

For

 

For

 
 

2.

TO RATIFY THE SELECTION OF ERNST & YOUNG LLP BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF GILEAD FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016.

Management

 

For

 

For

 
 

3.

TO APPROVE THE AMENDED AND RESTATED GILEAD SCIENCES, INC. CODE SECTION 162(M) BONUS PLAN.

Management

 

For

 

For

 
 

4.

TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS PRESENTED IN THE PROXY STATEMENT.

Management

 

For

 

For

 
 

5.

TO VOTE ON A STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, REQUESTING THAT THE BOARD TAKE STEPS TO PERMIT STOCKHOLDER ACTION BY WRITTEN CONSENT.

Shareholder

 

Against

 

For

 
 

HALLIBURTON COMPANY

                   
 

Security

   

406216101

           

Meeting Type

   

Annual

 

Ticker Symbol

   

HAL

           

Meeting Date

   

18-May-2016

 

ISIN

     

US4062161017

         

Agenda

   

934373274 - Management

 

Record Date

   

21-Mar-2016

           

Holding Recon Date

   

21-Mar-2016

 

City /

Country

   

/

United States

       

Vote Deadline Date

   

17-May-2016

 

SEDOL(s)

                 

Quick Code

     
 

Item

Proposal

         

Proposed
by

Vote

For/Against
Management

 

1A.

ELECTION OF DIRECTOR: A.F. AL KHAYYAL

 

Management

 

For

 

For

 
 

1B.

ELECTION OF DIRECTOR: A.M. BENNETT

 

Management

 

For

 

For

 
 

1C.

ELECTION OF DIRECTOR: J.R. BOYD

 

Management

 

For

 

For

 
 

1D.

ELECTION OF DIRECTOR: M. CARROLL

 

Management

 

For

 

For

 
 

1E.

ELECTION OF DIRECTOR: N.K. DICCIANI

 

Management

 

For

 

For

 
 

1F.

ELECTION OF DIRECTOR: M.S. GERBER

 

Management

 

For

 

For

 
 

1G.

ELECTION OF DIRECTOR: J.C. GRUBISICH

 

Management

 

For

 

For

 
 

1H.

ELECTION OF DIRECTOR: D.J. LESAR

 

Management

 

For

 

For

 
 

1I.

ELECTION OF DIRECTOR: R.A. MALONE

 

Management

 

For

 

For

 
 

1J.

ELECTION OF DIRECTOR: J.L. MARTIN

 

Management

 

For

 

For

 
 

1K.

ELECTION OF DIRECTOR: J.A. MILLER

 

Management

 

For

 

For

 
 

1L.

ELECTION OF DIRECTOR: D.L. REED

 

Management

 

For

 

For

 
 

2.

PROPOSAL FOR RATIFICATION OF THE SELECTION OF AUDITORS.

Management

 

For

 

For

 
 

3.

ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION.

Management

 

For

 

For

 
 

HANESBRANDS INC.

                     
 

Security

   

410345102

           

Meeting Type

   

Annual

 

Ticker Symbol

   

HBI

           

Meeting Date

   

25-Apr-2016

 

ISIN

     

US4103451021

         

Agenda

   

934333725 - Management

 

Record Date

   

16-Feb-2016

           

Holding Recon Date

   

16-Feb-2016

 

City /

Country

   

/

United States

       

Vote Deadline Date

   

22-Apr-2016

 

SEDOL(s)

                 

Quick Code

     
 

Item

Proposal

         

Proposed
by

Vote

For/Against
Management

 

1A.

ELECTION OF DIRECTOR: BOBBY J. GRIFFIN

 

Management

 

For

 

For

 
 

1B.

ELECTION OF DIRECTOR: JAMES C. JOHNSON

Management

 

For

 

For

 
 

1C.

ELECTION OF DIRECTOR: JESSICA T. MATHEWS

Management

 

For

 

For

 
 

1D.

ELECTION OF DIRECTOR: FRANCK J. MOISON

Management

 

For

 

For

 
 

1E.

ELECTION OF DIRECTOR: ROBERT F. MORAN

 

Management

 

For

 

For

 
 

1F.

ELECTION OF DIRECTOR: RONALD L. NELSON

Management

 

For

 

For

 
 

1G.

ELECTION OF DIRECTOR: RICHARD A. NOLL

 

Management

 

For

 

For

 
 

1H.

ELECTION OF DIRECTOR: ANDREW J. SCHINDLER

Management

 

For

 

For

 
 

1I.

ELECTION OF DIRECTOR: DAVID V. SINGER

 

Management

 

For

 

For

 
 

1J.

ELECTION OF DIRECTOR: ANN E. ZIEGLER

 

Management

 

For

 

For

 
 

2.

TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS HANESBRANDS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR HANESBRANDS' 2016 FISCAL YEAR.

Management

 

For

 

For

 
 

3.

TO APPROVE, ON AN ADVISORY BASIS, EXECUTIVE COMPENSATION AS DESCRIBED IN THE PROXY STATEMENT FOR THE ANNUAL MEETING.

Management

 

For

 

For

 
 

HONEYWELL INTERNATIONAL INC.

                   
 

Security

   

438516106

           

Meeting Type

   

Annual

 

Ticker Symbol

   

HON

           

Meeting Date

   

25-Apr-2016

 

ISIN

     

US4385161066

         

Agenda

   

934338840 - Management

 

Record Date

   

26-Feb-2016

           

Holding Recon Date

   

26-Feb-2016

 

City /

Country

   

/

United States

       

Vote Deadline Date

   

22-Apr-2016

 

SEDOL(s)

                 

Quick Code

     
 

Item

Proposal

         

Proposed
by

Vote

For/Against
Management

 

1A.

ELECTION OF DIRECTOR: WILLIAM S. AYER

 

Management

 

For

 

For

 
 

1B.

ELECTION OF DIRECTOR: KEVIN BURKE

 

Management

 

For

 

For

 
 

1C.

ELECTION OF DIRECTOR: JAIME CHICO PARDO

Management

 

For

 

For

 
 

1D.

ELECTION OF DIRECTOR: DAVID M. COTE

 

Management

 

For

 

For

 
 

1E.

ELECTION OF DIRECTOR: D. SCOTT DAVIS

 

Management

 

For

 

For

 
 

1F.

ELECTION OF DIRECTOR: LINNET F. DEILY

 

Management

 

For

 

For

 
 

1G.

ELECTION OF DIRECTOR: JUDD GREGG

 

Management

 

For

 

For

 
 

1H.

ELECTION OF DIRECTOR: CLIVE HOLLICK

 

Management

 

For

 

For

 
 

1I.

ELECTION OF DIRECTOR: GRACE D. LIEBLEIN

Management

 

For

 

For

 
 

1J.

ELECTION OF DIRECTOR: GEORGE PAZ

 

Management

 

For

 

For

 
 

1K.

ELECTION OF DIRECTOR: BRADLEY T. SHEARES

Management

 

For

 

For

 
 

1L.

ELECTION OF DIRECTOR: ROBIN L. WASHINGTON

Management

 

For

 

For

 
 

2.

APPROVAL OF INDEPENDENT ACCOUNTANTS.

Management

 

For

 

For

 
 

3.

ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION.

Management

 

For

 

For

 
 

4.

2016 STOCK INCENTIVE PLAN OF HONEYWELL INTERNATIONAL INC. AND ITS AFFILIATES.

Management

 

Against

 

Against

 
 

5.

2016 STOCK PLAN FOR NON-EMPLOYEE DIRECTORS OF HONEYWELL INTERNATIONAL INC.

Management

 

Against

 

Against

 
 

6.

INDEPENDENT BOARD CHAIRMAN.

 

Shareholder

 

Against

 

For

 
 

7.

RIGHT TO ACT BY WRITTEN CONSENT.

 

Shareholder

 

Against

 

For

 
 

8.

POLITICAL LOBBYING AND CONTRIBUTIONS.

 

Shareholder

 

Against

 

For

 
 

INTERCONTINENTAL EXCHANGE, INC.

               
 

Security

   

45866F104

           

Meeting Type

   

Annual

 

Ticker Symbol

   

ICE

           

Meeting Date

   

13-May-2016

 

ISIN

     

US45866F1049

         

Agenda

   

934362827 - Management

 

Record Date

   

15-Mar-2016

           

Holding Recon Date

   

15-Mar-2016

 

City /

Country

   

/

United States

       

Vote Deadline Date

   

12-May-2016

 

SEDOL(s)

                 

Quick Code

     
 

Item

Proposal

         

Proposed
by

Vote

For/Against
Management

 

1A.

ELECTION OF DIRECTOR: CHARLES R. CRISP

Management

 

For

 

For

 
 

1B.

ELECTION OF DIRECTOR: JEAN-MARC FORNERI

Management

 

For

 

For

 
 

1C.

ELECTION OF DIRECTOR: THE RT. HON. THE LORD HAGUE OF RICHMOND

Management

 

For

 

For

 
 

1D.

ELECTION OF DIRECTOR: FRED W. HATFIELD

Management

 

For

 

For

 
 

1E.

ELECTION OF DIRECTOR: FREDERIC V. SALERNO

Management

 

For

 

For

 
 

1F.

ELECTION OF DIRECTOR: JEFFREY C. SPRECHER

Management

 

For

 

For

 
 

1G.

ELECTION OF DIRECTOR: JUDITH A. SPRIESER

Management

 

For

 

For

 
 

1H.

ELECTION OF DIRECTOR: VINCENT TESE

 

Management

 

For

 

For

 
 

2.

TO APPROVE, BY NON-BINDING VOTE, THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION FOR NAMED EXECUTIVE OFFICERS.

Management

 

For

 

For

 
 

3.

RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016.

Management

 

For

 

For

 
 

4.

STOCKHOLDER PROPOSAL REGARDING THE PREPARATION OF A SUSTAINABILITY REPORT.

Shareholder

 

Against

 

For

 
 

JOHNSON & JOHNSON

                     
 

Security

   

478160104

           

Meeting Type

   

Annual

 

Ticker Symbol

   

JNJ

           

Meeting Date

   

28-Apr-2016

 

ISIN

     

US4781601046

         

Agenda

   

934340984 - Management

 

Record Date

   

01-Mar-2016

           

Holding Recon Date

   

01-Mar-2016

 

City /

Country

   

/

United States

       

Vote Deadline Date

   

27-Apr-2016

 

SEDOL(s)

                 

Quick Code

     
 

Item

Proposal

         

Proposed
by

Vote

For/Against
Management

 

1A.

ELECTION OF DIRECTOR: MARY C. BECKERLE

Management

 

For

 

For

 
 

1B.

ELECTION OF DIRECTOR: D. SCOTT DAVIS

 

Management

 

For

 

For

 
 

1C.

ELECTION OF DIRECTOR: IAN E.L. DAVIS

 

Management

 

For

 

For

 
 

1D.

ELECTION OF DIRECTOR: ALEX GORSKY

 

Management

 

For

 

For

 
 

1E.

ELECTION OF DIRECTOR: SUSAN L. LINDQUIST

Management

 

For

 

For

 
 

1F.

ELECTION OF DIRECTOR: MARK B. MCCLELLAN

Management

 

For

 

For

 
 

1G.

ELECTION OF DIRECTOR: ANNE M. MULCAHY

 

Management

 

For

 

For

 
 

1H.

ELECTION OF DIRECTOR: WILLIAM D. PEREZ

 

Management

 

For

 

For

 
 

1I.

ELECTION OF DIRECTOR: CHARLES PRINCE

 

Management

 

For

 

For

 
 

1J.

ELECTION OF DIRECTOR: A. EUGENE WASHINGTON

Management

 

For

 

For

 
 

1K.

ELECTION OF DIRECTOR: RONALD A. WILLIAMS

Management

 

For

 

For

 
 

2.

ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION

Management

 

For

 

For

 
 

3.

RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016

Management

 

For

 

For

 
 

4.

SHAREHOLDER PROPOSAL - POLICY FOR SHARE REPURCHASE PREFERENCE

Shareholder

 

Against

 

For

 
 

5.

SHAREHOLDER PROPOSAL - INDEPENDENT BOARD CHAIRMAN

Shareholder

 

Against

 

For

 
 

6.

SHAREHOLDER PROPOSAL - REPORT ON LOBBYING DISCLOSURE

Shareholder

 

Against

 

For

 
 

7.

SHAREHOLDER PROPOSAL - TAKE-BACK PROGRAMS FOR UNUSED MEDICINES

Shareholder

 

Against

 

For

 
 

JPMORGAN CHASE & CO.

                   
 

Security

   

46625H100

           

Meeting Type

   

Annual

 

Ticker Symbol

   

JPM

           

Meeting Date

   

17-May-2016

 

ISIN

     

US46625H1005

         

Agenda

   

934367257 - Management

 

Record Date

   

18-Mar-2016

           

Holding Recon Date

   

18-Mar-2016

 

City /

Country

   

/

United States

       

Vote Deadline Date

   

16-May-2016

 

SEDOL(s)

                 

Quick Code

     
 

Item

Proposal

         

Proposed
by

Vote

For/Against
Management

 

1A.

ELECTION OF DIRECTOR: LINDA B. BAMMANN

Management

 

For

 

For

 
 

1B.

ELECTION OF DIRECTOR: JAMES A. BELL

 

Management

 

For

 

For

 
 

1C.

ELECTION OF DIRECTOR: CRANDALL C. BOWLES

Management

 

For

 

For

 
 

1D.

ELECTION OF DIRECTOR: STEPHEN B. BURKE

Management

 

For

 

For

 
 

1E.

ELECTION OF DIRECTOR: JAMES S. CROWN

 

Management

 

For

 

For

 
 

1F.

ELECTION OF DIRECTOR: JAMES DIMON

 

Management

 

For

 

For

 
 

1G.

ELECTION OF DIRECTOR: TIMOTHY P. FLYNN

 

Management

 

For

 

For

 
 

1H.

ELECTION OF DIRECTOR: LABAN P. JACKSON, JR.

Management

 

For

 

For

 
 

1I.

ELECTION OF DIRECTOR: MICHAEL A. NEAL

 

Management

 

For

 

For

 
 

1J.

ELECTION OF DIRECTOR: LEE R. RAYMOND

 

Management

 

For

 

For

 
 

1K.

ELECTION OF DIRECTOR: WILLIAM C. WELDON

Management

 

For

 

For

 
 

2.

ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION

Management

 

For

 

For

 
 

3.

RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

Management

 

For

 

For

 
 

4.

INDEPENDENT BOARD CHAIRMAN - REQUIRE AN INDEPENDENT CHAIR

Shareholder

 

Against

 

For

 
 

5.

HOW VOTES ARE COUNTED - COUNT VOTES USING ONLY FOR AND AGAINST AND IGNORE ABSTENTIONS

Shareholder

 

Against

 

For

 
 

6.

VESTING FOR GOVERNMENT SERVICE -PROHIBIT VESTING OF EQUITY-BASED AWARDS FOR SENIOR EXECUTIVES DUE TO VOLUNTARY RESIGNATION TO ENTER GOVERNMENT SERVICE

Shareholder

 

Against

 

For

 
 

7.

APPOINT A STOCKHOLDER VALUE COMMITTEE - ADDRESS WHETHER DIVESTITURE OF ALL NON- CORE BANKING BUSINESS SEGMENTS WOULD ENHANCE SHAREHOLDER VALUE

Shareholder

 

Against

 

For

 
 

8.

CLAWBACK AMENDMENT - DEFER COMPENSATION FOR 10 YEARS TO HELP SATISFY ANY MONETARY PENALTY ASSOCIATED WITH VIOLATION OF LAW

Shareholder

 

Against

 

For

 
 

9.

EXECUTIVE COMPENSATION PHILOSOPHY - ADOPT A BALANCED EXECUTIVE COMPENSATION PHILOSOPHY WITH SOCIAL FACTORS TO IMPROVE THE FIRM'S ETHICAL CONDUCT AND PUBLIC REPUTATION

Shareholder

 

Against

 

For

 
 

LAM RESEARCH CORPORATION

                   
 

Security

   

512807108

           

Meeting Type

   

Annual

 

Ticker Symbol

   

LRCX

           

Meeting Date

   

04-Nov-2015

 

ISIN

     

US5128071082

         

Agenda

   

934281914 - Management

 

Record Date

   

08-Sep-2015

           

Holding Recon Date

   

08-Sep-2015

 

City /

Country

   

/

United States

       

Vote Deadline Date

   

03-Nov-2015

 

SEDOL(s)

                 

Quick Code

     
 

Item

Proposal

         

Proposed
by

Vote

For/Against
Management

 

1.

DIRECTOR

         

Management

         
     

1

MARTIN B. ANSTICE

       

For

 

For

 
     

2

ERIC K. BRANDT

         

For

 

For

 
     

3

MICHAEL R. CANNON

       

For

 

For

 
     

4

YOUSSEF A. EL-MANSY

       

For

 

For

 
     

5

CHRISTINE A. HECKART

       

For

 

For

 
     

6

CATHERINE P. LEGO

       

For

 

For

 
     

7

STEPHEN G. NEWBERRY

       

For

 

For

 
     

8

KRISHNA C. SARASWAT

       

For

 

For

 
     

9

ABHIJIT Y. TALWALKAR

       

For

 

For

 
 

2.

ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS OF LAM RESEARCH, OR "SAY ON PAY."

Management

 

For

 

For

 
 

3.

APPROVAL OF THE LAM 2004 EXECUTIVE INCENTIVE PLAN, AS AMENDED AND RESTATED.

Management

 

For

 

For

 
 

4.

APPROVAL OF THE ADOPTION OF THE LAM 2015 STOCK INCENTIVE PLAN.

Management

 

Against

 

Against

 
 

5.

RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2016.

Management

 

For

 

For

 
 

LAM RESEARCH CORPORATION

                   
 

Security

   

512807108

           

Meeting Type

   

Special

 

Ticker Symbol

   

LRCX

           

Meeting Date

   

19-Feb-2016

 

ISIN

     

US5128071082

         

Agenda

   

934322075 - Management

 

Record Date

   

07-Jan-2016

           

Holding Recon Date

   

07-Jan-2016

 

City /

Country

   

/

United States

       

Vote Deadline Date

   

18-Feb-2016

 

SEDOL(s)

                 

Quick Code

     
 

Item

Proposal

         

Proposed
by

Vote

For/Against
Management

 

1.

APPROVAL OF THE ISSUANCE OF SHARES OF LAM RESEARCH COMMON STOCK TO KLA-TENCOR STOCKHOLDERS PURSUANT TO THE MERGER AGREEMENT.

Management

 

For

 

For

 
 

2.

ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY AND APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO APPROVE PROPOSAL 1.

Management

 

For

 

For

 
 

3.

APPROVAL OF THE AMENDMENT TO THE LAM RESEARCH CERTIFICATE OF INCORPORATION, AS AMENDED, TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF LAM RESEARCH STOCK FROM 405,000,000 TO 590,000,000 AND THE NUMBER OF AUTHORIZED SHARES OF LAM RESEARCH COMMON STOCK FROM 400,000,000 TO 585,000,000.

Management

 

For

 

For

 
 

LOWE'S COMPANIES, INC.

                   
 

Security

   

548661107

           

Meeting Type

   

Annual

 

Ticker Symbol

   

LOW

           

Meeting Date

   

27-May-2016

 

ISIN

     

US5486611073

         

Agenda

   

934383807 - Management

 

Record Date

   

18-Mar-2016

           

Holding Recon Date

   

18-Mar-2016

 

City /

Country

   

/

United States

       

Vote Deadline Date

   

26-May-2016

 

SEDOL(s)

                 

Quick Code

     
 

Item

Proposal

         

Proposed
by

Vote

For/Against
Management

 

1.

DIRECTOR

         

Management

         
     

1

RAUL ALVAREZ

           

For

 

For

 
     

2

ANGELA F. BRALY

         

For

 

For

 
     

3

SANDRA B. COCHRAN

       

For

 

For

 
     

4

LAURIE Z. DOUGLAS

       

For

 

For

 
     

5

RICHARD W. DREILING

       

For

 

For

 
     

6

ROBERT L. JOHNSON

       

For

 

For

 
     

7

MARSHALL O. LARSEN

       

For

 

For

 
     

8

JAMES H. MORGAN

       

For

 

For

 
     

9

ROBERT A. NIBLOCK

       

For

 

For

 
     

10

BERTRAM L. SCOTT

       

For

 

For

 
     

11

ERIC C. WISEMAN

         

For

 

For

 
 

2.

APPROVAL OF THE LOWE'S COMPANIES, INC. 2016 ANNUAL INCENTIVE PLAN.

Management

 

For

 

For

 
 

3.

ADVISORY APPROVAL OF LOWE'S NAMED EXECUTIVE OFFICER COMPENSATION IN FISCAL 2015.

Management

 

For

 

For

 
 

4.

RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS LOWE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2016.

Management

 

For

 

For

 
 

5.

PROPOSAL REQUESTING LOWE'S BOARD OF DIRECTORS ISSUE AN ANNUAL SUSTAINABILITY REPORT.

Shareholder

 

Against

 

For

 
 

6.

PROPOSAL REQUESTING LOWE'S BOARD OF DIRECTORS ADOPT, AND PRESENT FOR SHAREHOLDER APPROVAL, A PROXY ACCESS BYLAW.

Shareholder

 

Against

 

For

 
 

LYONDELLBASELL INDUSTRIES N.V.

                 
 

Security

   

N53745100

           

Meeting Type

   

Annual

 

Ticker Symbol

   

LYB

           

Meeting Date

   

11-May-2016

 

ISIN

     

NL0009434992

         

Agenda

   

934395369 - Management

 

Record Date

   

13-Apr-2016

           

Holding Recon Date

   

13-Apr-2016

 

City /

Country

   

/

United Kingdom

       

Vote Deadline Date

   

10-May-2016

 

SEDOL(s)

                 

Quick Code

     
 

Item

Proposal

         

Proposed
by

Vote

For/Against
Management

 

1A.

ELECTION OF CLASS III SUPERVISORY DIRECTOR: JACQUES AIGRAIN

Management

 

For

 

For

 
 

1B.

ELECTION OF CLASS III SUPERVISORY DIRECTOR: LINCOLN BENET

Management

 

For

 

For

 
 

1C.

ELECTION OF CLASS III SUPERVISORY DIRECTOR: NANCE K. DICCIANI

Management

 

For

 

For

 
 

1D.

ELECTION OF CLASS III SUPERVISORY DIRECTOR: BRUCE A. SMITH

Management

 

For

 

For

 
 

2A.

TO ELECT MANAGING DIRECTOR TO SERVE A TWO- YEAR TERM: THOMAS AEBISCHER

Management

 

For

 

For

 
 

2B.

TO ELECT MANAGING DIRECTOR TO SERVE A TWO- YEAR TERM: DAN COOMBS

Management

 

For

 

For

 
 

2C.

TO ELECT MANAGING DIRECTOR TO SERVE A TWO- YEAR TERM: JAMES D. GUILFOYLE

Management

 

For

 

For

 
 

3.

ADOPTION OF ANNUAL ACCOUNTS FOR 2015

 

Management

 

For

 

For

 
 

4.

DISCHARGE FROM LIABILITY OF MEMBERS OF THE MANAGEMENT BOARD

Management

 

For

 

For

 
 

5.

DISCHARGE FROM LIABILITY OF MEMBERS OF THE SUPERVISORY BOARD

Management

 

For

 

For

 
 

6.

RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

Management

 

For

 

For

 
 

7.

APPOINTMENT OF PRICEWATERHOUSECOOPERS ACCOUNTANTS N.V. AS OUR AUDITOR FOR THE DUTCH ANNUAL ACCOUNTS

Management

 

For

 

For

 
 

8.

RATIFICATION AND APPROVAL OF DIVIDENDS IN RESPECT OF THE 2015 FISCAL YEAR

Management

 

For

 

For

 
 

9.

ADVISORY (NON-BINDING) VOTE APPROVING EXECUTIVE COMPENSATION

Management

 

For

 

For

 
 

10.

APPROVAL TO REPURCHASE UP TO 10% OF OUR OUTSTANDING SHARES

Management

 

For

 

For

 
 

MAGNA INTERNATIONAL INC.

                   
 

Security

   

559222401

           

Meeting Type

   

Annual and Special Meeting

 

Ticker Symbol

   

MGA

           

Meeting Date

   

05-May-2016

 

ISIN

     

CA5592224011

         

Agenda

   

934382956 - Management

 

Record Date

   

18-Mar-2016

           

Holding Recon Date

   

18-Mar-2016

 

City /

Country

   

/

Canada

       

Vote Deadline Date

   

02-May-2016

 

SEDOL(s)

                 

Quick Code

     
                               
 

Item

Proposal

         

Proposed
by

Vote

For/Against
Management

 

01

DIRECTOR

         

Management

         
     

1

SCOTT B. BONHAM

         

For

 

For

 
     

2

PETER G. BOWIE

         

For

 

For

 
     

3

HON. J. TREVOR EYTON

       

For

 

For

 
     

4

LADY BARBARA JUDGE

       

For

 

For

 
     

5

DR. KURT J. LAUK

         

For

 

For

 
     

6

CYNTHIA A. NIEKAMP

       

For

 

For

 
     

7

DR. I.V. SAMARASEKERA

       

For

 

For

 
     

8

DONALD J. WALKER

       

For

 

For

 
     

9

LAWRENCE D. WORRALL

       

For

 

For

 
     

10

WILLIAM L. YOUNG

       

For

 

For

 
 

02

RE-APPOINTMENT OF DELOITTE LLP AS THE INDEPENDENT AUDITOR OF THE CORPORATION AND AUTHORIZATION OF THE AUDIT COMMITTEE TO FIX THE INDEPENDENT AUDITOR'S REMUNERATION.

Management

 

For

 

For

 
 

03

RESOLVED, ON AN ADVISORY BASIS AND NOT TO DIMINISH THE ROLES AND RESPONSIBILITIES OF THE BOARD OF DIRECTORS, THAT THE SHAREHOLDERS ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR/PROXY STATEMENT.

Management

 

For

 

For

 
 

04

RESOLVED AS A SPECIAL RESOLUTION THAT THE ARTICLES OF THE CORPORATION BE AMENDED TO DELETE THE CORPORATE CONSTITUTION CONTAINED IN SECTION 10 THEREOF.

Management

 

For

 

For

 
 

05

RESOLVED THAT THE REPEAL OF BY-LAW 1B-92 AND THE ADOPTION OF BY-LAW NO. 1 ARE HEREBY RATIFIED AND CONFIRMED.

Management

 

For

 

For

 
 

MARATHON PETROLEUM CORPORATION

               
 

Security

   

56585A102

           

Meeting Type

   

Annual

 

Ticker Symbol

   

MPC

           

Meeting Date

   

27-Apr-2016

 

ISIN

     

US56585A1025

         

Agenda

   

934341582 - Management

 

Record Date

   

29-Feb-2016

           

Holding Recon Date

   

29-Feb-2016

 

City /

Country

   

/

United States

       

Vote Deadline Date

   

26-Apr-2016

 

SEDOL(s)

                 

Quick Code

     
 

Item

Proposal

         

Proposed
by

Vote

For/Against
Management

 

1.

DIRECTOR

         

Management

         
     

1

EVAN BAYH

           

For

 

For

 
     

2

CHARLES E. BUNCH

       

For

 

For

 
     

3

FRANK M. SEMPLE

         

For

 

For

 
 

2.

RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR 2016.

Management

 

For

 

For

 
 

3.

ADVISORY APPROVAL OF THE COMPANY'S NAMED EXECUTIVE OFFICER COMPENSATION.

Management

 

For

 

For

 
 

4.

SHAREHOLDER PROPOSAL SEEKING THE ADOPTION OF AN ALTERNATIVE SHAREHOLDER PROXY ACCESS BYLAW TO THE COMPANY'S EXISTING PROXY ACCESS BYLAW.

Shareholder

 

Against

 

For

 
 

5.

SHAREHOLDER PROPOSAL SEEKING CERTAIN SAFETY AND ENVIRONMENTAL INCIDENT REPORTS.

Shareholder

 

Against

 

For

 
 

6.

SHAREHOLDER PROPOSAL SEEKING THE ADOPTION OF QUANTITATIVE GREENHOUSE GAS EMISSION REDUCTION GOALS AND ASSOCIATED REPORTS.

Shareholder

 

Against

 

For

 
 

MASTERCARD INCORPORATED

                   
 

Security

   

57636Q104

           

Meeting Type

   

Annual

 

Ticker Symbol

   

MA

           

Meeting Date

   

28-Jun-2016

 

ISIN

     

US57636Q1040

         

Agenda

   

934417280 - Management

 

Record Date

   

29-Apr-2016

           

Holding Recon Date

   

29-Apr-2016

 

City /

Country

   

/

United States

       

Vote Deadline Date

   

27-Jun-2016

 

SEDOL(s)

                 

Quick Code

     
 

Item

Proposal

         

Proposed
by

Vote

For/Against
Management

 

1A.

ELECTION OF DIRECTOR: RICHARD HAYTHORNTHWAITE

Management

 

For

 

For

 
 

1B.

ELECTION OF DIRECTOR: AJAY BANGA

 

Management

 

For

 

For

 
 

1C.

ELECTION OF DIRECTOR: SILVIO BARZI

 

Management

 

For

 

For

 
 

1D.

ELECTION OF DIRECTOR: DAVID R. CARLUCCI

Management

 

For

 

For

 
 

1E.

ELECTION OF DIRECTOR: STEVEN J. FREIBERG

Management

 

For

 

For

 
 

1F.

ELECTION OF DIRECTOR: JULIUS GENACHOWSKI

Management

 

For

 

For

 
 

1G.

ELECTION OF DIRECTOR: MERIT E. JANOW

 

Management

 

For

 

For

 
 

1H.

ELECTION OF DIRECTOR: NANCY J. KARCH

 

Management

 

For

 

For

 
 

1I.

ELECTION OF DIRECTOR: OKI MATSUMOTO

 

Management

 

For

 

For

 
 

1J.

ELECTION OF DIRECTOR: RIMA QURESHI

 

Management

 

For

 

For

 
 

1K.

ELECTION OF DIRECTOR: JOSE OCTAVIO REYES LAGUNES

Management

 

For

 

For

 
 

1L.

ELECTION OF DIRECTOR: JACKSON TAI

 

Management

 

For

 

For

 
 

2.

ADVISORY APPROVAL OF MASTERCARD'S EXECUTIVE COMPENSATION

Management

 

For

 

For

 
 

3.

RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR MASTERCARD FOR 2016

Management

 

For

 

For

 
 

MCKESSON CORPORATION

                   
 

Security

   

58155Q103

           

Meeting Type

   

Annual

 

Ticker Symbol

   

MCK

           

Meeting Date

   

29-Jul-2015

 

ISIN

     

US58155Q1031

         

Agenda

   

934251531 - Management

 

Record Date

   

01-Jun-2015

           

Holding Recon Date

   

01-Jun-2015

 

City /

Country

   

/

United States

       

Vote Deadline Date

   

28-Jul-2015

 

SEDOL(s)

                 

Quick Code

     
 

Item

Proposal

         

Proposed
by

Vote

For/Against
Management

 

1A.

ELECTION OF DIRECTOR: ANDY D. BRYANT

 

Management

 

For

 

For

 
 

1B.

ELECTION OF DIRECTOR: WAYNE A. BUDD

 

Management

 

For

 

For

 
 

1C.

ELECTION OF DIRECTOR: N. ANTHONY COLES, M.D.

Management

 

For

 

For

 
 

1D.

ELECTION OF DIRECTOR: JOHN H. HAMMERGREN

Management

 

For

 

For

 
 

1E.

ELECTION OF DIRECTOR: ALTON F. IRBY III

 

Management

 

For

 

For

 
 

1F.

ELECTION OF DIRECTOR: M. CHRISTINE JACOBS

Management

 

For

 

For

 
 

1G.

ELECTION OF DIRECTOR: DONALD R. KNAUSS

Management

 

For

 

For

 
 

1H.

ELECTION OF DIRECTOR: MARIE L. KNOWLES

Management

 

For

 

For

 
 

1I.

ELECTION OF DIRECTOR: DAVID M. LAWRENCE, M.D.

Management

 

For

 

For

 
 

1J.

ELECTION OF DIRECTOR: EDWARD A. MUELLER

Management

 

For

 

For

 
 

1K.

ELECTION OF DIRECTOR: SUSAN R. SALKA

 

Management

 

For

 

For

 
 

2.

RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2016.

Management

 

For

 

For

 
 

3.

ADVISORY VOTE ON EXECUTIVE COMPENSATION.

Management

 

For

 

For

 
 

4.

REAPPROVAL OF PERFORMANCE MEASURES AVAILABLE FOR PERFORMANCE-BASED AWARDS UNDER THE COMPANY'S MANAGEMENT INCENTIVE PLAN.

Management

 

For

 

For

 
 

5.

APPROVAL OF AMENDMENTS TO AMENDED AND RESTATED BY-LAWS TO PERMIT SHAREHOLDER PROXY ACCESS.

Management

 

For

 

For

 
 

6.

SHAREHOLDER PROPOSAL ON DISCLOSURE OF POLITICAL CONTRIBUTIONS AND EXPENDITURES.

Shareholder

 

Against

 

For

 
 

7.

SHAREHOLDER PROPOSAL ON ACCELERATED VESTING OF EQUITY AWARDS.

Shareholder

 

Against

 

For

 
 

MERCK & CO., INC.

                     
 

Security

   

58933Y105

           

Meeting Type

   

Annual

 

Ticker Symbol

   

MRK

           

Meeting Date

   

24-May-2016

 

ISIN

     

US58933Y1055

         

Agenda

   

934378515 - Management

 

Record Date

   

31-Mar-2016

           

Holding Recon Date

   

31-Mar-2016

 

City /

Country

   

/

United States

       

Vote Deadline Date

   

23-May-2016

 

SEDOL(s)

                 

Quick Code

     
 

Item

Proposal

         

Proposed
by

Vote

For/Against
Management

 

1A.

ELECTION OF DIRECTOR: LESLIE A. BRUN

 

Management

 

For

 

For

 
 

1B.

ELECTION OF DIRECTOR: THOMAS R. CECH

 

Management

 

For

 

For

 
 

1C.

ELECTION OF DIRECTOR: PAMELA J. CRAIG

 

Management

 

For

 

For

 
 

1D.

ELECTION OF DIRECTOR: KENNETH C. FRAZIER

Management

 

For

 

For

 
 

1E.

ELECTION OF DIRECTOR: THOMAS H. GLOCER

Management

 

For

 

For

 
 

1F.

ELECTION OF DIRECTOR: C. ROBERT KIDDER

Management

 

For

 

For

 
 

1G.

ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS

Management

 

For

 

For

 
 

1H.

ELECTION OF DIRECTOR: CARLOS E. REPRESAS

Management

 

For

 

For

 
 

1I.

ELECTION OF DIRECTOR: PAUL B. ROTHMAN

 

Management

 

For

 

For

 
 

1J.

ELECTION OF DIRECTOR: PATRICIA F. RUSSO

Management

 

For

 

For

 
 

1K.

ELECTION OF DIRECTOR: CRAIG B. THOMPSON

Management

 

For

 

For

 
 

1L.

ELECTION OF DIRECTOR: WENDELL P. WEEKS

Management

 

For

 

For

 
 

1M.

ELECTION OF DIRECTOR: PETER C. WENDELL

Management

 

For

 

For

 
 

2.

NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.

Management

 

For

 

For

 
 

3.

RATIFICATION OF THE APPOINTMENT OF THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016.

Management

 

For

 

For

 
 

4.

SHAREHOLDER PROPOSAL TO ADOPT A SHAREHOLDERS' RIGHT TO ACT BY WRITTEN CONSENT.

Shareholder

 

Against

 

For

 
 

5.

SHAREHOLDER PROPOSAL REQUESTING AN INDEPENDENT BOARD CHAIRMAN.

Shareholder

 

Against

 

For

 
 

6.

SHAREHOLDER PROPOSAL REQUESTING A REPORT ON DISPOSAL OF UNUSED OR EXPIRED DRUGS.

Shareholder

 

Against

 

For

 
 

MICROSOFT CORPORATION

                   
 

Security

   

594918104

           

Meeting Type

   

Annual

 

Ticker Symbol

   

MSFT

           

Meeting Date

   

02-Dec-2015

 

ISIN

     

US5949181045

         

Agenda

   

934290329 - Management

 

Record Date

   

02-Oct-2015

           

Holding Recon Date

   

02-Oct-2015

 

City /

Country

   

/

United States

       

Vote Deadline Date

   

01-Dec-2015

 

SEDOL(s)

                 

Quick Code

     
 

Item

Proposal

         

Proposed
by

Vote

For/Against
Management

 

1A.

ELECTION OF DIRECTOR: WILLIAM H. GATES III

Management

 

For

 

For

 
 

1B.

ELECTION OF DIRECTOR: TERI L. LIST-STOLL

 

Management

 

For

 

For

 
 

1C.

ELECTION OF DIRECTOR: G. MASON MORFIT

 

Management

 

For

 

For

 
 

1D.

ELECTION OF DIRECTOR: SATYA NADELLA

 

Management

 

For

 

For

 
 

1E.

ELECTION OF DIRECTOR: CHARLES H. NOSKI

Management

 

For

 

For

 
 

1F.

ELECTION OF DIRECTOR: HELMUT PANKE

 

Management

 

For

 

For

 
 

1G.

ELECTION OF DIRECTOR: SANDRA E. PETERSON

Management

 

For

 

For

 
 

1H.

ELECTION OF DIRECTOR: CHARLES W. SCHARF

Management

 

For

 

For

 
 

1I.

ELECTION OF DIRECTOR: JOHN W. STANTON

 

Management

 

For

 

For

 
 

1J.

ELECTION OF DIRECTOR: JOHN W. THOMPSON

Management

 

For

 

For

 
 

1K.

ELECTION OF DIRECTOR: PADMASREE WARRIOR

Management

 

For

 

For

 
 

2.

ADVISORY VOTE ON EXECUTIVE COMPENSATION

Management

 

For

 

For

 
 

3.

RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT AUDITOR FOR FISCAL YEAR 2016

Management

 

For

 

For

 
 

NEXTERA ENERGY, INC.

                   
 

Security

   

65339F101

           

Meeting Type

   

Annual

 

Ticker Symbol

   

NEE

           

Meeting Date

   

19-May-2016

 

ISIN

     

US65339F1012

         

Agenda

   

934364681 - Management

 

Record Date

   

23-Mar-2016

           

Holding Recon Date

   

23-Mar-2016

 

City /

Country

   

/

United States

       

Vote Deadline Date

   

18-May-2016

 

SEDOL(s)

                 

Quick Code

     
 

Item

Proposal

         

Proposed
by

Vote

For/Against
Management

 

1A.

ELECTION OF DIRECTOR: SHERRY S. BARRAT

Management

 

For

 

For

 
 

1B.

ELECTION OF DIRECTOR: JAMES L. CAMAREN

Management

 

For

 

For

 
 

1C.

ELECTION OF DIRECTOR: KENNETH B. DUNN

 

Management

 

For

 

For

 
 

1D.

ELECTION OF DIRECTOR: NAREN K. GURSAHANEY

Management

 

For

 

For

 
 

1E.

ELECTION OF DIRECTOR: KIRK S. HACHIGIAN

Management

 

For

 

For

 
 

1F.

ELECTION OF DIRECTOR: TONI JENNINGS

 

Management

 

For

 

For

 
 

1G.

ELECTION OF DIRECTOR: AMY B. LANE

 

Management

 

For

 

For

 
 

1H.

ELECTION OF DIRECTOR: JAMES L. ROBO

 

Management

 

For

 

For

 
 

1I.

ELECTION OF DIRECTOR: RUDY E. SCHUPP

 

Management

 

For

 

For

 
 

1J.

ELECTION OF DIRECTOR: JOHN L. SKOLDS

 

Management

 

For

 

For

 
 

1K.

ELECTION OF DIRECTOR: WILLIAM H. SWANSON

Management

 

For

 

For

 
 

1L.

ELECTION OF DIRECTOR: HANSEL E. TOOKES, II

Management

 

For

 

For

 
 

2.

RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS NEXTERA ENERGY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016

Management

 

For

 

For

 
 

3.

APPROVAL, BY NON-BINDING ADVISORY VOTE, OF NEXTERA ENERGY'S COMPENSATION OF ITS NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT

Management

 

For

 

For

 
 

4.

APPROVAL OF THE MATERIAL TERMS FOR PAYMENT OF PERFORMANCE-BASED COMPENSATION UNDER THE NEXTERA ENERGY, INC. AMENDED AND RESTATED 2011 LONG TERM INCENTIVE PLAN

Management

 

For

 

For

 
 

5.

A PROPOSAL BY THE COMPTROLLER OF THE STATE OF NEW YORK, THOMAS P. DINAPOLI, ENTITLED "POLITICAL CONTRIBUTION DISCLOSURE" TO REQUEST SEMIANNUAL REPORTS DISCLOSING POLITICAL CONTRIBUTION POLICIES AND EXPENDITURES

Shareholder

 

Against

 

For

 
 

6.

A PROPOSAL BY MYRA YOUNG ENTITLED "SHAREHOLDER PROXY ACCESS" TO REQUEST THE NEXTERA ENERGY BOARD OF DIRECTORS TO ADOPT, AND PRESENT FOR SHAREHOLDER APPROVAL, A "PROXY ACCESS" BYLAW

Shareholder

 

Against

 

For

 
 

7.

A PROPOSAL BY ALAN FARAGO AND LISA VERSACI ENTITLED "REPORT ON RANGE OF PROJECTED SEA LEVEL RISE/CLIMATE CHANGE IMPACTS" TO REQUEST AN ANNUAL REPORT OF MATERIAL RISKS AND COSTS OF SEA LEVEL RISE TO COMPANY OPERATIONS, FACILITIES AND MARKETS

Shareholder

 

Against

 

For

 
 

NOBLE ENERGY, INC.

                     
 

Security

   

655044105

           

Meeting Type

   

Annual

 

Ticker Symbol

   

NBL

           

Meeting Date

   

26-Apr-2016

 

ISIN

     

US6550441058

         

Agenda

   

934336531 - Management

 

Record Date

   

26-Feb-2016

           

Holding Recon Date

   

26-Feb-2016

 

City /

Country

   

/

United States

       

Vote Deadline Date

   

25-Apr-2016

 

SEDOL(s)

                 

Quick Code

     
 

Item

Proposal

         

Proposed
by

Vote

For/Against
Management

 

1A.

TO ELECT THE NOMINEE AS MEMBER OF THE BOARD OF DIRECTOR OF THE COMPANY: JEFFREY L. BERENSON

Management

 

For

 

For

 
 

1B.

TO ELECT THE NOMINEE AS MEMBER OF THE BOARD OF DIRECTOR OF THE COMPANY: MICHAEL A. CAWLEY

Management

 

For

 

For

 
 

1C.

TO ELECT THE NOMINEE AS MEMBER OF THE BOARD OF DIRECTOR OF THE COMPANY: EDWARD F. COX

Management

 

For

 

For

 
 

1D.

TO ELECT THE NOMINEE AS MEMBER OF THE BOARD OF DIRECTOR OF THE COMPANY: JAMES E. CRADDOCK

Management

 

For

 

For

 
 

1E.

TO ELECT THE NOMINEE AS MEMBER OF THE BOARD OF DIRECTOR OF THE COMPANY: THOMAS J. EDELMAN

Management

 

For

 

For

 
 

1F.

TO ELECT THE NOMINEE AS MEMBER OF THE BOARD OF DIRECTOR OF THE COMPANY: ERIC P. GRUBMAN

Management

 

For

 

For

 
 

1G.

TO ELECT THE NOMINEE AS MEMBER OF THE BOARD OF DIRECTOR OF THE COMPANY: KIRBY L. HEDRICK

Management

 

For

 

For

 
 

1H.

TO ELECT THE NOMINEE AS MEMBER OF THE BOARD OF DIRECTOR OF THE COMPANY: DAVID L. STOVER

Management

 

For

 

For

 
 

1I.

TO ELECT THE NOMINEE AS MEMBER OF THE BOARD OF DIRECTOR OF THE COMPANY: SCOTT D. URBAN

Management

 

For

 

For

 
 

1J.

TO ELECT THE NOMINEE AS MEMBER OF THE BOARD OF DIRECTOR OF THE COMPANY: WILLIAM T. VAN KLEEF

Management

 

For

 

For

 
 

1K.

TO ELECT THE NOMINEE AS MEMBER OF THE BOARD OF DIRECTOR OF THE COMPANY: MOLLY K. WILLIAMSON

Management

 

For

 

For

 
 

2.

TO RATIFY THE APPOINTMENT OF THE INDEPENDENT AUDITOR BY THE COMPANY'S AUDIT COMMITTEE.

Management

 

For

 

For

 
 

3.

TO APPROVE, IN AN ADVISORY VOTE, EXECUTIVE COMPENSATION.

Management

 

For

 

For

 
 

4.

TO CONSIDER A STOCKHOLDER PROPOSAL REGARDING PROXY ACCESS, IF PROPERLY PRESENTED AT THE MEETING.

Shareholder

 

Against

 

For

 
 

5.

TO CONSIDER A STOCKHOLDER PROPOSAL REGARDING CLIMATE CHANGE, IF PROPERLY PRESENTED AT THE MEETING.

Shareholder

 

Against

 

For

 
 

NOVARTIS AG

                       
 

Security

   

66987V109

           

Meeting Type

   

Annual

 

Ticker Symbol

   

NVS

           

Meeting Date

   

23-Feb-2016

 

ISIN

     

US66987V1098

         

Agenda

   

934325564 - Management

 

Record Date

   

22-Jan-2016

           

Holding Recon Date

   

22-Jan-2016

 

City /

Country

   

/

United States

       

Vote Deadline Date

   

16-Feb-2016

 

SEDOL(s)

                 

Quick Code

     
 

Item

Proposal

         

Proposed
by

Vote

For/Against
Management

 

1.

APPROVAL OF THE OPERATING AND FINANCIAL REVIEW OF NOVARTIS AG, THE FINANCIAL STATEMENTS OF NOVARTIS AG AND THE GROUP CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2015 FINANCIAL YEAR

Management

 

For

 

For

 
 

2.

DISCHARGE FROM LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE

Management

 

For

 

For

 
 

3.

APPROPRIATION OF AVAILABLE EARNINGS OF NOVARTIS AG AS PER BALANCE SHEET AND DECLARATION OF DIVIDEND

Management

 

For

 

For

 
 

4.

REDUCTION OF SHARE CAPITAL

 

Management

 

For

 

For

 
 

5.

FURTHER SHARE REPURCHASE PROGRAM

 

Management

 

For

 

For

 
 

6A.

BINDING VOTE ON TOTAL COMPENSATION FOR MEMBERS OF THE BOARD OF DIRECTORS FROM THE 2016 ANNUAL GENERAL MEETING TO THE 2017 ANNUAL GENERAL MEETING

Management

 

For

 

For

 
 

6B.

BINDING VOTE ON TOTAL COMPENSATION FOR MEMBERS OF THE EXECUTIVE COMMITTEE FOR THE NEXT FINANCIAL YEAR, I.E. 2017

Management

 

For

 

For

 
 

6C.

ADVISORY VOTE ON THE 2015 COMPENSATION REPORT

Management

 

For

 

For

 
 

7A.

RE-ELECTION OF JOERG REINHARDT, PH.D., AND RE-ELECTION AS CHAIRMAN OF THE BOARD OF DIRECTORS (IN A SINGLE VOTE)

Management

 

For

 

For

 
 

7B.

RE-ELECTION OF NANCY C. ANDREWS, M.D., PH.D. TO THE BOARD OF DIRECTORS

Management

 

For

 

For

 
 

7C.

RE-ELECTION OF DIMITRI AZAR, M.D., MBA TO THE BOARD OF DIRECTORS

Management

 

For

 

For

 
 

7D.

RE-ELECTION OF SRIKANT DATAR, PH.D. TO THE BOARD OF DIRECTORS

Management

 

For

 

For

 
 

7E.

RE-ELECTION OF ANN FUDGE TO THE BOARD OF DIRECTORS

Management

 

For

 

For

 
 

7F.

RE-ELECTION OF PIERRE LANDOLT, PH.D. TO THE BOARD OF DIRECTORS

Management

 

For

 

For

 
 

7G.

RE-ELECTION OF ANDREAS VON PLANTA, PH.D. TO THE BOARD OF DIRECTORS

Management

 

For

 

For

 
 

7H.

RE-ELECTION OF CHARLES L. SAWYERS, M.D. TO THE BOARD OF DIRECTORS

Management

 

For

 

For

 
 

7I.

RE-ELECTION OF ENRICO VANNI, PH.D. TO THE BOARD OF DIRECTORS

Management

 

For

 

For

 
 

7J.

RE-ELECTION OF WILLIAM T. WINTERS TO THE BOARD OF DIRECTORS

Management

 

For

 

For

 
 

7K.

ELECTION OF TON BUECHNER TO THE BOARD OF DIRECTORS

Management

 

For

 

For

 
 

7L.

ELECTION OF ELIZABETH DOHERTY TO THE BOARD OF DIRECTORS

Management

 

For

 

For

 
 

8A.

RE-ELECTION OF SRIKANT DATAR, PH.D., AS MEMBER OF THE COMPENSATION COMMITTEE

Management

 

For

 

For

 
 

8B.

RE-ELECTION OF ANN FUDGE AS MEMBER OF THE COMPENSATION COMMITTEE

Management

 

For

 

For

 
 

8C.

RE-ELECTION OF ENRICO VANNI, PH.D., AS MEMBER OF THE COMPENSATION COMMITTEE

Management

 

For

 

For

 
 

8D.

RE-ELECTION OF WILLIAM T. WINTERS AS MEMBER OF THE COMPENSATION COMMITTEE

Management

 

For

 

For

 
 

9.

RE-ELECTION OF THE STATUTORY AUDITOR

 

Management

 

For

 

For

 
 

10.

RE-ELECTION OF THE INDEPENDENT PROXY

 

Management

 

For

 

For

 
 

11.

GENERAL INSTRUCTIONS IN CASE OF ALTERNATIVE MOTIONS UNDER THE AGENDA ITEMS PUBLISHED IN THE NOTICE OF ANNUAL GENERAL MEETING, AND/OR OF MOTIONS RELATING TO ADDITIONAL AGENDA ITEMS ACCORDING TO ARTICLE 700 PARAGRAPH 3 OF THE SWISS CODE OF OBLIGATIONS

Management

 

Abstain

     
 

NXP SEMICONDUCTORS NV.

                   
 

Security

   

N6596X109

           

Meeting Type

   

Annual

 

Ticker Symbol

   

NXPI

           

Meeting Date

   

02-Jun-2016

 

ISIN

     

NL0009538784

         

Agenda

   

934423649 - Management

 

Record Date

   

05-May-2016

           

Holding Recon Date

   

05-May-2016

 

City /

Country

   

/

Netherlands

       

Vote Deadline Date

   

31-May-2016

 

SEDOL(s)

                 

Quick Code

     
                               
 

Item

Proposal

         

Proposed
by

Vote

For/Against
Management

 

2C.

ADOPTION OF THE 2015 STATUTORY ANNUAL ACCOUNTS

Management

 

For

 

For

 
 

2D.

GRANTING DISCHARGE TO THE DIRECTORS FOR THEIR RESPONSIBILITIES IN THE FINANCIAL YEAR 2015

Management

 

For

 

For

 
 

3A.

PROPOSAL TO RE-APPOINT MR. RICHARD L. CLEMMER AS EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 2, 2016

Management

 

For

 

For

 
 

3B.

PROPOSAL TO RE-APPOINT SIR PETER BONFIELD AS NON-EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 2, 2016

Management

 

For

 

For

 
 

3C.

PROPOSAL TO RE-APPOINT MR. JOHANNES P. HUTH AS NON-EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 2, 2016

Management

 

For

 

For

 
 

3D.

PROPOSAL TO RE-APPOINT MR. KENNETH A. GOLDMAN AS NON-EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 2, 2016

Management

 

For

 

For

 
 

3E.

PROPOSAL TO RE-APPOINT DR. MARION HELMES AS NON-EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 2, 2016

Management

 

For

 

For

 
 

3F.

PROPOSAL TO RE-APPOINT MR. JOSEPH KAESER AS NON-EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 2, 2016

Management

 

For

 

For

 
 

3G.

PROPOSAL TO RE-APPOINT MR. IAN LORING AS NON-EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 2, 2016

Management

 

For

 

For

 
 

3H.

PROPOSAL TO RE-APPOINT MR. ERIC MEURICE AS NON-EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 2, 2016

Management

 

For

 

For

 
 

3I.

PROPOSAL TO RE-APPOINT MR. PETER SMITHAM AS NON-EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 2, 2016

Management

 

For

 

For

 
 

3J.

PROPOSAL TO RE-APPOINT MS. JULIE SOUTHERN AS NON-EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 2, 2016

Management

 

For

 

For

 
 

3K.

PROPOSAL TO RE-APPOINT MR. GREGORY SUMME AS NON-EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 2, 2016

Management

 

For

 

For

 
 

3L.

PROPOSAL TO APPOINT DR. RICK TSAI AS NON- EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 2, 2016

Management

 

For

 

For

 
 

4.

PROPOSAL TO DETERMINE THE REMUNERATION OF THE MEMBERS OF THE AUDIT COMMITTEE AND THE NOMINATING AND COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS

Management

 

For

 

For

 
 

5A.

AUTHORIZATION OF THE BOARD OF DIRECTORS TO ISSUE SHARES OR GRANT RIGHTS TO ACQUIRE SHARES

Management

 

For

 

For

 
 

5B.

AUTHORIZATION OF THE BOARD OF DIRECTORS TO RESTRICT OR EXCLUDE PRE-EMPTION RIGHTS

Management

 

For

 

For

 
 

6.

AUTHORIZATION OF THE BOARD OF DIRECTORS TO REPURCHASE SHARES IN THE COMPANY'S CAPITAL

Management

 

For

 

For

 
 

7.

AUTHORIZATION TO CANCEL REPURCHASED SHARES IN THE COMPANY'S CAPITAL

Management

 

For

 

For

 
 

ORACLE CORPORATION

                   
 

Security

   

68389X105

           

Meeting Type

   

Annual

 

Ticker Symbol

   

ORCL

           

Meeting Date

   

18-Nov-2015

 

ISIN

     

US68389X1054

         

Agenda

   

934283083 - Management

 

Record Date

   

21-Sep-2015

           

Holding Recon Date

   

21-Sep-2015

 

City /

Country

   

/

United States

       

Vote Deadline Date

   

17-Nov-2015

 

SEDOL(s)

                 

Quick Code

     
 

Item

Proposal

         

Proposed
by

Vote

For/Against
Management

 

1.

DIRECTOR

         

Management

         
     

1

JEFFREY S. BERG

         

For

 

For

 
     

2

H. RAYMOND BINGHAM

       

For

 

For

 
     

3

MICHAEL J. BOSKIN

       

For

 

For

 
     

4

SAFRA A. CATZ

           

For

 

For

 
     

5

BRUCE R. CHIZEN

         

For

 

For

 
     

6

GEORGE H. CONRADES

       

For

 

For

 
     

7

LAWRENCE J. ELLISON

       

For

 

For

 
     

8

HECTOR GARCIA-MOLINA

       

For

 

For

 
     

9

JEFFREY O. HENLEY

       

For

 

For

 
     

10

MARK V. HURD

           

For

 

For

 
     

11

LEON E. PANETTA

         

For

 

For

 
     

12

NAOMI O. SELIGMAN

       

For

 

For

 
 

2.

RE-APPROVAL OF THE ORACLE CORPORATION EXECUTIVE BONUS PLAN.

Management

 

For

 

For

 
 

3.

ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION.

Management

 

For

 

For

 
 

4.

RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2016.

Management

 

For

 

For

 
 

5.

STOCKHOLDER PROPOSAL REGARDING RENEWABLE ENERGY TARGETS.

Shareholder

 

Against

 

For

 
 

6.

STOCKHOLDER PROPOSAL REGARDING PROXY ACCESS.

Shareholder

 

Against

 

For

 
 

7.

STOCKHOLDER PROPOSAL REGARDING QUANTIFIABLE PERFORMANCE METRICS.

Shareholder

 

Against

 

For

 
 

8.

STOCKHOLDER PROPOSAL REGARDING AMENDMENT OF THE GOVERNANCE GUIDELINES.

Shareholder

 

Against

 

For

 
 

9.

STOCKHOLDER PROPOSAL REGARDING VOTE TABULATION.

Shareholder

 

Against

 

For

 
 

10.

STOCKHOLDER PROPOSAL REGARDING LOBBYING REPORT.

Shareholder

 

Against

 

For

 
 

PEPSICO, INC.

                       
 

Security

   

713448108

           

Meeting Type

   

Annual

 

Ticker Symbol

   

PEP

           

Meeting Date

   

04-May-2016

 

ISIN

     

US7134481081

         

Agenda

   

934349261 - Management

 

Record Date

   

26-Feb-2016

           

Holding Recon Date

   

26-Feb-2016

 

City /

Country

   

/

United States

       

Vote Deadline Date

   

03-May-2016

 

SEDOL(s)

                 

Quick Code

     
 

Item

Proposal

         

Proposed
by

Vote

For/Against
Management

 

1A.

ELECTION OF DIRECTOR: SHONA L. BROWN

 

Management

 

For

 

For

 
 

1B.

ELECTION OF DIRECTOR: GEORGE W. BUCKLEY

Management

 

For

 

For

 
 

1C.

ELECTION OF DIRECTOR: CESAR CONDE

 

Management

 

For

 

For

 
 

1D.

ELECTION OF DIRECTOR: IAN M. COOK

 

Management

 

For

 

For

 
 

1E.

ELECTION OF DIRECTOR: DINA DUBLON

 

Management

 

For

 

For

 
 

1F.

ELECTION OF DIRECTOR: RONA A. FAIRHEAD

Management

 

For

 

For

 
 

1G.

ELECTION OF DIRECTOR: RICHARD W. FISHER

Management

 

For

 

For

 
 

1H.

ELECTION OF DIRECTOR: WILLIAM R. JOHNSON

Management

 

For

 

For

 
 

1I.

ELECTION OF DIRECTOR: INDRA K. NOOYI

 

Management

 

For

 

For

 
 

1J.

ELECTION OF DIRECTOR: DAVID C. PAGE

 

Management

 

For

 

For

 
 

1K.

ELECTION OF DIRECTOR: ROBERT C. POHLAD

Management

 

For

 

For

 
 

1L.

ELECTION OF DIRECTOR: LLOYD G. TROTTER

Management

 

For

 

For

 
 

1M.

ELECTION OF DIRECTOR: DANIEL VASELLA

 

Management

 

For

 

For

 
 

1N.

ELECTION OF DIRECTOR: ALBERTO WEISSER

Management

 

For

 

For

 
 

2.

RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2016.

Management

 

For

 

For

 
 

3.

ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION.

Management

 

For

 

For

 
 

4.

APPROVAL OF THE RENEWAL AND AMENDMENT OF THE PEPSICO, INC. LONG-TERM INCENTIVE PLAN.

Management

 

Against

 

Against

 
 

5.

ESTABLISH BOARD COMMITTEE ON SUSTAINABILITY.

Shareholder

 

Against

 

For

 
 

6.

REPORT ON MINIMIZING IMPACTS OF NEONICS.

Shareholder

 

Against

 

For

 
 

7.

POLICY REGARDING HOLY LAND PRINCIPLES.

Shareholder

 

Against

 

For

 
 

8.

ADOPT QUANTITATIVE RENEWABLE ENERGY TARGETS.

Shareholder

 

Against

 

For

 
 

PHILIP MORRIS INTERNATIONAL INC.

                 
 

Security

   

718172109

           

Meeting Type

   

Annual

 

Ticker Symbol

   

PM

           

Meeting Date

   

04-May-2016

 

ISIN

     

US7181721090

         

Agenda

   

934347370 - Management

 

Record Date

   

11-Mar-2016

           

Holding Recon Date

   

11-Mar-2016

 

City /

Country

   

/

United States

       

Vote Deadline Date

   

03-May-2016

 

SEDOL(s)

                 

Quick Code

     
 

Item

Proposal

         

Proposed
by

Vote

For/Against
Management

 

1A.

ELECTION OF DIRECTOR: HAROLD BROWN

 

Management

 

For

 

For

 
 

1B.

ELECTION OF DIRECTOR: ANDRE CALANTZOPOULOS

Management

 

For

 

For

 
 

1C.

ELECTION OF DIRECTOR: LOUIS C. CAMILLERI

Management

 

For

 

For

 
 

1D.

ELECTION OF DIRECTOR: WERNER GEISSLER

Management

 

For

 

For

 
 

1E.

ELECTION OF DIRECTOR: JENNIFER LI

 

Management

 

For

 

For

 
 

1F.

ELECTION OF DIRECTOR: JUN MAKIHARA

 

Management

 

For

 

For

 
 

1G.

ELECTION OF DIRECTOR: SERGIO MARCHIONNE

Management

 

For

 

For

 
 

1H.

ELECTION OF DIRECTOR: KALPANA MORPARIA

Management

 

For

 

For

 
 

1I.

ELECTION OF DIRECTOR: LUCIO A. NOTO

 

Management

 

For

 

For

 
 

1J.

ELECTION OF DIRECTOR: FREDERIK PAULSEN

Management

 

For

 

For

 
 

1K.

ELECTION OF DIRECTOR: ROBERT B. POLET

 

Management

 

For

 

For

 
 

1L.

ELECTION OF DIRECTOR: STEPHEN M. WOLF

 

Management

 

For

 

For

 
 

2.

RATIFICATION OF THE SELECTION OF INDEPENDENT AUDITORS

Management

 

For

 

For

 
 

3.

ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION

Management

 

For

 

For

 
 

4.

SHAREHOLDER PROPOSAL 1 - HUMAN RIGHTS POLICY

Shareholder

 

Against

 

For

 
 

5.

SHAREHOLDER PROPOSAL 2 - MEDIATION OF ALLEGED HUMAN RIGHTS VIOLATIONS

Shareholder

 

Against

 

For

 
 

PINNACLE WEST CAPITAL CORPORATION

               
 

Security

   

723484101

           

Meeting Type

   

Annual

 

Ticker Symbol

   

PNW

           

Meeting Date

   

18-May-2016

 

ISIN

     

US7234841010

         

Agenda

   

934350000 - Management

 

Record Date

   

10-Mar-2016

           

Holding Recon Date

   

10-Mar-2016

 

City /

Country

   

/

United States

       

Vote Deadline Date

   

17-May-2016

 

SEDOL(s)

                 

Quick Code

     
 

Item

Proposal

         

Proposed
by

Vote

For/Against
Management

 

1.

DIRECTOR

         

Management

         
     

1

DONALD E. BRANDT

       

For

 

For

 
     

2

DENIS A. CORTESE, M.D.

       

For

 

For

 
     

3

RICHARD P. FOX

         

For

 

For

 
     

4

MICHAEL L. GALLAGHER

       

For

 

For

 
     

5

ROY A. HERBERGER JR PHD

       

For

 

For

 
     

6

DALE E. KLEIN, PH.D.

       

For

 

For

 
     

7

HUMBERTO S. LOPEZ

       

For

 

For

 
     

8

KATHRYN L. MUNRO

       

For

 

For

 
     

9

BRUCE J. NORDSTROM

       

For

 

For

 
     

10

DAVID P. WAGENER

       

For

 

For

 
 

2.

VOTE ON AN ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION AS DISCLOSED IN THE 2016 PROXY STATEMENT.

Management

 

For

 

For

 
 

3.

RATIFY THE APPOINTMENT OF THE COMPANY'S INDEPENDENT ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2016.

Management

 

For

 

For

 
 

4.

VOTE ON THE APPROVAL OF A SHAREHOLDER PROPOSAL REGARDING A REPORT ON POLITICAL SPENDING, IF PROPERLY PRESENTED AT THE MEETING.

Shareholder

 

Against

 

For

 
 

PPG INDUSTRIES, INC.

                     
 

Security

   

693506107

           

Meeting Type

   

Annual

 

Ticker Symbol

   

PPG

           

Meeting Date

   

21-Apr-2016

 

ISIN

     

US6935061076

         

Agenda

   

934333686 - Management

 

Record Date

   

19-Feb-2016

           

Holding Recon Date

   

19-Feb-2016

 

City /

Country

   

/

United States

       

Vote Deadline Date

   

20-Apr-2016

 

SEDOL(s)

                 

Quick Code

     
 

Item

Proposal

         

Proposed
by

Vote

For/Against
Management

 

1A.

ELECTION OF DIRECTOR: JAMES G. BERGES

 

Management

 

For

 

For

 
 

1B.

ELECTION OF DIRECTOR: JOHN V. FARACI

 

Management

 

For

 

For

 
 

1C.

ELECTION OF DIRECTOR: VICTORIA F. HAYNES

Management

 

For

 

For

 
 

1D.

ELECTION OF DIRECTOR: MICHAEL H. MCGARRY

Management

 

For

 

For

 
 

2.

APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS ON AN ADVISORY BASIS

Management

 

For

 

For

 
 

3.

REAPPROVE THE PERFORMANCE GOALS UNDER THE AMENDED AND RESTATED OMNIBUS INCENTIVE PLAN

Management

 

For

 

For

 
 

4.

APPROVE THE AMENDMENT AND RESTATEMENT OF THE AMENDED AND RESTATED OMNIBUS INCENTIVE PLAN

Management

 

Against

 

Against

 
 

5.

RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016

Management

 

For

 

For

 
 

6.

SHAREHOLDER PROPOSAL REQUESTING THAT THE BOARD ADOPT A POLICY THAT GIVES PREFERENCE TO SHARE REPURCHASES RELATIVE TO CASH DIVIDENDS

Shareholder

 

Against

 

For

 
 

PRUDENTIAL FINANCIAL, INC.

                   
 

Security

   

744320102

           

Meeting Type

   

Annual

 

Ticker Symbol

   

PRU

           

Meeting Date

   

10-May-2016

 

ISIN

     

US7443201022

         

Agenda

   

934364225 - Management

 

Record Date

   

11-Mar-2016

           

Holding Recon Date

   

11-Mar-2016

 

City /

Country

   

/

United States

       

Vote Deadline Date

   

09-May-2016

 

SEDOL(s)

                 

Quick Code

     
 

Item

Proposal

         

Proposed
by

Vote

For/Against
Management

 

1A.

ELECTION OF DIRECTOR: THOMAS J. BALTIMORE, JR.

Management

 

For

 

For

 
 

1B.

ELECTION OF DIRECTOR: GILBERT F. CASELLAS

Management

 

For

 

For

 
 

1C.

ELECTION OF DIRECTOR: JAMES G. CULLEN

 

Management

 

For

 

For

 
 

1D.

ELECTION OF DIRECTOR: MARK B. GRIER

 

Management

 

For

 

For

 
 

1E.

ELECTION OF DIRECTOR: MARTINA HUND-MEJEAN

Management

 

For

 

For

 
 

1F.

ELECTION OF DIRECTOR: KARL J. KRAPEK

 

Management

 

For

 

For

 
 

1G.

ELECTION OF DIRECTOR: PETER R. LIGHTE

 

Management

 

For

 

For

 
 

1H.

ELECTION OF DIRECTOR: GEORGE PAZ

 

Management

 

For

 

For

 
 

1I.

ELECTION OF DIRECTOR: SANDRA PIANALTO

 

Management

 

For

 

For

 
 

1J.

ELECTION OF DIRECTOR: CHRISTINE A. POON

Management

 

For

 

For

 
 

1K.

ELECTION OF DIRECTOR: DOUGLAS A. SCOVANNER

Management

 

For

 

For

 
 

1L.

ELECTION OF DIRECTOR: JOHN R. STRANGFELD

Management

 

For

 

For

 
 

1M.

ELECTION OF DIRECTOR: MICHAEL A. TODMAN

Management

 

For

 

For

 
 

2.

RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016.

Management

 

For

 

For

 
 

3.

ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION.

Management

 

For

 

For

 
 

4.

APPROVAL OF THE PRUDENTIAL FINANCIAL, INC. 2016 OMNIBUS INCENTIVE PLAN.

Management

 

Against

 

Against

 
 

5.

SHAREHOLDER PROPOSAL REGARDING AN INDEPENDENT BOARD CHAIRMAN.

Shareholder

 

Against

 

For

 
 

SBA COMMUNICATIONS CORPORATION

               
 

Security

   

78388J106

           

Meeting Type

   

Annual

 

Ticker Symbol

   

SBAC

           

Meeting Date

   

13-May-2016

 

ISIN

     

US78388J1060

         

Agenda

   

934357915 - Management

 

Record Date

   

07-Mar-2016

           

Holding Recon Date

   

07-Mar-2016

 

City /

Country

   

/

United States

       

Vote Deadline Date

   

12-May-2016

 

SEDOL(s)

                 

Quick Code

     
 

Item

Proposal

         

Proposed
by

Vote

For/Against
Management

 

1.1

ELECTION OF DIRECTOR: KEVIN L. BEEBE (FOR A THREE-YEAR TERM EXPIRING AT THE 2019 ANNUAL MEETING)

Management

 

For

 

For

 
 

1.2

ELECTION OF DIRECTOR: JACK LANGER (FOR A THREE-YEAR TERM EXPIRING AT THE 2019 ANNUAL MEETING)

Management

 

For

 

For

 
 

1.3

ELECTION OF DIRECTOR: JEFFREY A. STOOPS (FOR A THREE-YEAR TERM EXPIRING AT THE 2019 ANNUAL MEETING)

Management

 

For

 

For

 
 

2.

RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS SBA'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2016 FISCAL YEAR.

Management

 

For

 

For

 
 

3.

APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF SBA'S NAMED EXECUTIVE OFFICERS.

Management

 

For

 

For

 
 

4.

APPROVAL OF SBA'S PROXY ACCESS BYLAW.

Management

 

For

 

For

 
 

5.

VOTE ON SHAREHOLDER PROPOSAL REGARDING PROXY ACCESS, IF PROPERLY PRESENTED AT THE ANNUAL MEETING.

Shareholder

 

Against

 

For

 
 

SIMON PROPERTY GROUP, INC.

                   
 

Security

   

828806109

           

Meeting Type

   

Annual

 

Ticker Symbol

   

SPG

           

Meeting Date

   

11-May-2016

 

ISIN

     

US8288061091

         

Agenda

   

934354680 - Management

 

Record Date

   

14-Mar-2016

           

Holding Recon Date

   

14-Mar-2016

 

City /

Country

   

/

United States

       

Vote Deadline Date

   

10-May-2016

 

SEDOL(s)

                 

Quick Code

     
 

Item

Proposal

         

Proposed
by

Vote

For/Against
Management

 

1A.

ELECTION OF DIRECTOR: GLYN F. AEPPEL

 

Management

 

For

 

For

 
 

1B.

ELECTION OF DIRECTOR: LARRY C. GLASSCOCK

Management

 

For

 

For

 
 

1C.

ELECTION OF DIRECTOR: KAREN N. HORN, PH.D.

Management

 

For

 

For

 
 

1D.

ELECTION OF DIRECTOR: ALLAN HUBBARD

 

Management

 

For

 

For

 
 

1E.

ELECTION OF DIRECTOR: REUBEN S. LEIBOWITZ

Management

 

For

 

For

 
 

1F.

ELECTION OF DIRECTOR: GARY M. RODKIN

 

Management

 

For

 

For

 
 

1G.

ELECTION OF DIRECTOR: DANIEL C. SMITH, PH.D.

Management

 

For

 

For

 
 

1H.

ELECTION OF DIRECTOR: J. ALBERT SMITH, JR.

Management

 

For

 

For

 
 

2.

ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION.

Management

 

For

 

For

 
 

3.

RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.

Management

 

For

 

For

 
 

SOUTHWEST AIRLINES CO.

                   
 

Security

   

844741108

           

Meeting Type

   

Annual

 

Ticker Symbol

   

LUV

           

Meeting Date

   

18-May-2016

 

ISIN

     

US8447411088

         

Agenda

   

934378743 - Management

 

Record Date

   

22-Mar-2016

           

Holding Recon Date

   

22-Mar-2016

 

City /

Country

   

/

United States

       

Vote Deadline Date

   

17-May-2016

 

SEDOL(s)

                 

Quick Code

     
 

Item

Proposal

         

Proposed
by

Vote

For/Against
Management

 

1A.

ELECTION OF DIRECTOR: DAVID W. BIEGLER

Management

 

For

 

For

 
 

1B.

ELECTION OF DIRECTOR: J. VERONICA BIGGINS

Management

 

For

 

For

 
 

1C.

ELECTION OF DIRECTOR: DOUGLAS H. BROOKS

Management

 

For

 

For

 
 

1D.

ELECTION OF DIRECTOR: WILLIAM H. CUNNINGHAM

Management

 

For

 

For

 
 

1E.

ELECTION OF DIRECTOR: JOHN G. DENISON

 

Management

 

For

 

For

 
 

1F.

ELECTION OF DIRECTOR: THOMAS W. GILLIGAN

Management

 

For

 

For

 
 

1G.

ELECTION OF DIRECTOR: GARY C. KELLY

 

Management

 

For

 

For

 
 

1H.

ELECTION OF DIRECTOR: GRACE D. LIEBLEIN

Management

 

For

 

For

 
 

1I.

ELECTION OF DIRECTOR: NANCY B. LOEFFLER

Management

 

For

 

For

 
 

1J.

ELECTION OF DIRECTOR: JOHN T. MONTFORD

Management

 

For

 

For

 
 

1K.

ELECTION OF DIRECTOR: RON RICKS

 

Management

 

For

 

For

 
 

2.

ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION.

Management

 

For

 

For

 
 

3.

RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016.

Management

 

For

 

For

 
 

4.

ADVISORY VOTE ON SHAREHOLDER PROPOSAL TO ADOPT A SHAREHOLDER PROXY ACCESS BYLAW.

Shareholder

 

Against

 

For

 
 

SPECTRUM BRANDS HOLDINGS, INC.

                 
 

Security

   

84763R101

           

Meeting Type

   

Annual

 

Ticker Symbol

   

SPB

           

Meeting Date

   

28-Jan-2016

 

ISIN

     

US84763R1014

         

Agenda

   

934318557 - Management

 

Record Date

   

16-Dec-2015

           

Holding Recon Date

   

16-Dec-2015

 

City /

Country

   

/

United States

       

Vote Deadline Date

   

27-Jan-2016

 

SEDOL(s)

                 

Quick Code

     
 

Item

Proposal

         

Proposed
by

Vote

For/Against
Management

 

1.

DIRECTOR

         

Management

         
     

1

OMAR M. ASALI

           

For

 

For

 
     

2

NORMAN S. MATTHEWS

       

For

 

For

 
     

3

JOSEPH S. STEINBERG

       

For

 

For

 
 

2.

TO RATIFY THE APPOINTMENT BY THE BOARD OF DIRECTORS OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2016.

Management

 

For

 

For

 
 

3.

TO RE-APPROVE THE SPECTRUM BRANDS HOLDINGS, INC. 2011 OMNIBUS EQUITY AWARD PLAN.

Management

 

Against

 

Against

 
 

THE ALLSTATE CORPORATION

                   
 

Security

   

020002101

           

Meeting Type

   

Annual

 

Ticker Symbol

   

ALL

           

Meeting Date

   

24-May-2016

 

ISIN

     

US0200021014

         

Agenda

   

934380952 - Management

 

Record Date

   

28-Mar-2016

           

Holding Recon Date

   

28-Mar-2016

 

City /

Country

   

/

United States

       

Vote Deadline Date

   

23-May-2016

 

SEDOL(s)

                 

Quick Code

     
 

Item

Proposal

         

Proposed
by

Vote

For/Against
Management

 

1A.

ELECTION OF DIRECTOR: KERMIT R. CRAWFORD

Management

 

For

 

For

 
 

1B.

ELECTION OF DIRECTOR: MICHAEL L. ESKEW

Management

 

For

 

For

 
 

1C.

ELECTION OF DIRECTOR: HERBERT L. HENKEL

Management

 

For

 

For

 
 

1D.

ELECTION OF DIRECTOR: SIDDHARTH N. MEHTA

Management

 

For

 

For

 
 

1E.

ELECTION OF DIRECTOR: JACQUES P. PEROLD

Management

 

For

 

For

 
 

1F.

ELECTION OF DIRECTOR: ANDREA REDMOND

Management

 

For

 

For

 
 

1G.

ELECTION OF DIRECTOR: JOHN W. ROWE

 

Management

 

For

 

For

 
 

1H.

ELECTION OF DIRECTOR: JUDITH A. SPRIESER

Management

 

For

 

For

 
 

1I.

ELECTION OF DIRECTOR: MARY ALICE TAYLOR

Management

 

For

 

For

 
 

1J.

ELECTION OF DIRECTOR: THOMAS J. WILSON

Management

 

For

 

For

 
 

2.

ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS.

Management

 

For

 

For

 
 

3.

RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS ALLSTATE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANT FOR 2016.

Management

 

For

 

For

 
 

4.

STOCKHOLDER PROPOSAL ON INDEPENDENT BOARD CHAIRMAN.

Shareholder

 

Against

 

For

 
 

5.

STOCKHOLDER PROPOSAL ON REPORTING POLITICAL CONTRIBUTIONS.

Shareholder

 

Against

 

For

 
 

THE BOEING COMPANY

                   
 

Security

   

097023105

           

Meeting Type

   

Annual

 

Ticker Symbol

   

BA

           

Meeting Date

   

02-May-2016

 

ISIN

     

US0970231058

         

Agenda

   

934340883 - Management

 

Record Date

   

03-Mar-2016

           

Holding Recon Date

   

03-Mar-2016

 

City /

Country

   

/

United States

       

Vote Deadline Date

   

29-Apr-2016

 

SEDOL(s)

                 

Quick Code

     
 

Item

Proposal

         

Proposed
by

Vote

For/Against
Management

 

1A.

ELECTION OF DIRECTOR: DAVID L. CALHOUN

Management

 

For

 

For

 
 

1B.

ELECTION OF DIRECTOR: ARTHUR D. COLLINS, JR.

Management

 

For

 

For

 
 

1C.

ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN

Management

 

For

 

For

 
 

1D.

ELECTION OF DIRECTOR: EDMUND P. GIAMBASTIANI, JR.

Management

 

For

 

For

 
 

1E.

ELECTION OF DIRECTOR: LYNN J. GOOD

 

Management

 

For

 

For

 
 

1F.

ELECTION OF DIRECTOR: LAWRENCE W. KELLNER

Management

 

For

 

For

 
 

1G.

ELECTION OF DIRECTOR: EDWARD M. LIDDY

 

Management

 

For

 

For

 
 

1H.

ELECTION OF DIRECTOR: DENNIS A. MUILENBURG

Management

 

For

 

For

 
 

1I.

ELECTION OF DIRECTOR: SUSAN C. SCHWAB

Management

 

For

 

For

 
 

1J.

ELECTION OF DIRECTOR: RANDALL L. STEPHENSON

Management

 

For

 

For

 
 

1K.

ELECTION OF DIRECTOR: RONALD A. WILLIAMS

Management

 

For

 

For

 
 

1L.

ELECTION OF DIRECTOR: MIKE S. ZAFIROVSKI

Management

 

For

 

For

 
 

2.

APPROVE, ON AN ADVISORY BASIS, NAMED EXECUTIVE OFFICER COMPENSATION.

Management

 

For

 

For

 
 

3.

RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR FOR 2016.

Management

 

For

 

For

 
 

4.

SHAREHOLDER PROPOSAL: FURTHER REPORT ON LOBBYING ACTIVITIES.

Shareholder

 

Against

 

For

 
 

5.

SHAREHOLDER PROPOSAL: SPECIAL SHAREOWNER MEETINGS.

Shareholder

 

Against

 

For

 
 

6.

SHAREHOLDER PROPOSAL: INDEPENDENT BOARD CHAIRMAN.

Shareholder

 

Against

 

For

 
 

7.

SHAREHOLDER PROPOSAL: ARMS SALES TO ISRAEL.

Shareholder

 

Against

 

For

 
 

THE COCA-COLA COMPANY

                   
 

Security

   

191216100

           

Meeting Type

   

Annual

 

Ticker Symbol

   

KO

           

Meeting Date

   

27-Apr-2016

 

ISIN

     

US1912161007

         

Agenda

   

934335933 - Management

 

Record Date

   

29-Feb-2016

           

Holding Recon Date

   

29-Feb-2016

 

City /

Country

   

/

United States

       

Vote Deadline Date

   

26-Apr-2016

 

SEDOL(s)

                 

Quick Code

     
 

Item

Proposal

         

Proposed
by

Vote

For/Against
Management

 

1A.

ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL MEETING: HERBERT A. ALLEN

Management

 

For

 

For

 
 

1B.

ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL MEETING: RONALD W. ALLEN

Management

 

For

 

For

 
 

1C.

ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL MEETING: MARC BOLLAND

Management

 

For

 

For

 
 

1D.

ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL MEETING: ANA BOTIN

Management

 

For

 

For

 
 

1E.

ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL MEETING: HOWARD G. BUFFETT

Management

 

For

 

For

 
 

1F.

ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL MEETING: RICHARD M. DALEY

Management

 

For

 

For

 
 

1G.

ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL MEETING: BARRY DILLER

Management

 

For

 

For

 
 

1H.

ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL MEETING: HELENE D. GAYLE

Management

 

For

 

For

 
 

1I.

ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL MEETING: EVAN G. GREENBERG

Management

 

For

 

For

 
 

1J.

ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL MEETING: ALEXIS M. HERMAN

Management

 

For

 

For

 
 

1K.

ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL MEETING: MUHTAR KENT

Management

 

For

 

For

 
 

1L.

ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL MEETING: ROBERT A. KOTICK

Management

 

For

 

For

 
 

1M.

ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL MEETING: MARIA ELENA LAGOMASINO

Management

 

For

 

For

 
 

1N.

ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL MEETING: SAM NUNN

Management

 

For

 

For

 
 

1O.

ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL MEETING: DAVID B. WEINBERG

Management

 

For

 

For

 
 

2.

ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION

Management

 

For

 

For

 
 

3.

APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE INCENTIVE PLAN OF THE COCA- COLA COMPANY TO PERMIT THE TAX DEDUCTIBILITY OF CERTAIN AWARDS

Management

 

For

 

For

 
 

4.

RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS TO SERVE FOR THE 2016 FISCAL YEAR

Management

 

For

 

For

 
 

5.

SHAREOWNER PROPOSAL REGARDING HOLY LAND PRINCIPLES

Shareholder

 

Against

 

For

 
 

6.

SHAREOWNER PROPOSAL REGARDING RESTRICTED STOCK

Shareholder

 

Against

 

For

 
 

7.

SHAREOWNER PROPOSAL REGARDING ALIGNMENT BETWEEN CORPORATE VALUES AND POLITICAL AND POLICY ACTIVITY

Shareholder

 

Against

 

For

 
 

THE GOLDMAN SACHS GROUP, INC.

                 
 

Security

   

38141G104

           

Meeting Type

   

Annual

 

Ticker Symbol

   

GS

           

Meeting Date

   

20-May-2016

 

ISIN

     

US38141G1040

         

Agenda

   

934373717 - Management

 

Record Date

   

21-Mar-2016

           

Holding Recon Date

   

21-Mar-2016

 

City /

Country

   

/

United States

       

Vote Deadline Date

   

19-May-2016

 

SEDOL(s)

                 

Quick Code

     
 

Item

Proposal

         

Proposed
by

Vote

For/Against
Management

 

1A.

ELECTION OF DIRECTOR: LLOYD C. BLANKFEIN

Management

 

For

 

For

 
 

1B.

ELECTION OF DIRECTOR: M. MICHELE BURNS

Management

 

For

 

For

 
 

1C.

ELECTION OF DIRECTOR: GARY D. COHN

 

Management

 

For

 

For

 
 

1D.

ELECTION OF DIRECTOR: MARK FLAHERTY

 

Management

 

For

 

For

 
 

1E.

ELECTION OF DIRECTOR: WILLIAM W. GEORGE

Management

 

For

 

For

 
 

1F.

ELECTION OF DIRECTOR: JAMES A. JOHNSON

Management

 

For

 

For

 
 

1G.

ELECTION OF DIRECTOR: LAKSHMI N. MITTAL

Management

 

For

 

For

 
 

1H.

ELECTION OF DIRECTOR: ADEBAYO O. OGUNLESI

Management

 

For

 

For

 
 

1I.

ELECTION OF DIRECTOR: PETER OPPENHEIMER

Management

 

For

 

For

 
 

1J.

ELECTION OF DIRECTOR: DEBORA L. SPAR

 

Management

 

For

 

For

 
 

1K.

ELECTION OF DIRECTOR: MARK E. TUCKER

 

Management

 

For

 

For

 
 

1L.

ELECTION OF DIRECTOR: DAVID A. VINIAR

 

Management

 

For

 

For

 
 

1M.

ELECTION OF DIRECTOR: MARK O. WINKELMAN

Management

 

For

 

For

 
 

2.

ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION (SAY ON PAY)

Management

 

For

 

For

 
 

3.

RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016

Management

 

For

 

For

 
 

4.

SHAREHOLDER PROPOSAL TO PROHIBIT VESTING OF EQUITY AWARDS UPON ENTERING GOVERNMENT SERVICE

Shareholder

 

Against

 

For

 
 

5.

SHAREHOLDER PROPOSAL TO CHANGE THE VOTE COUNTING STANDARD FOR SHAREHOLDER PROPOSALS

Shareholder

 

Against

 

For

 
 

6.

SHAREHOLDER PROPOSAL TO REQUIRE AN INDEPENDENT BOARD CHAIRMAN

Shareholder

 

Against

 

For

 
 

THE KROGER CO.

                       
 

Security

   

501044101

           

Meeting Type

   

Annual

 

Ticker Symbol

   

KR

           

Meeting Date

   

23-Jun-2016

 

ISIN

     

US5010441013

         

Agenda

   

934421669 - Management

 

Record Date

   

27-Apr-2016

           

Holding Recon Date

   

27-Apr-2016

 

City /

Country

   

/

United States

       

Vote Deadline Date

   

22-Jun-2016

 

SEDOL(s)

                 

Quick Code

     
 

Item

Proposal

         

Proposed
by

Vote

For/Against
Management

 

1A.

ELECTION OF DIRECTOR: NORA A. AUFREITER

Management

 

For

 

For

 
 

1B.

ELECTION OF DIRECTOR: ROBERT D. BEYER

 

Management

 

For

 

For

 
 

1C.

ELECTION OF DIRECTOR: ANNE GATES

 

Management

 

For

 

For

 
 

1D.

ELECTION OF DIRECTOR: SUSAN J. KROPF

 

Management

 

For

 

For

 
 

1E.

ELECTION OF DIRECTOR: W. RODNEY MCMULLEN

Management

 

For

 

For

 
 

1F.

ELECTION OF DIRECTOR: JORGE P. MONTOYA

Management

 

For

 

For

 
 

1G.

ELECTION OF DIRECTOR: CLYDE R. MOORE

 

Management

 

For

 

For

 
 

1H.

ELECTION OF DIRECTOR: SUSAN M. PHILLIPS

Management

 

For

 

For

 
 

1I.

ELECTION OF DIRECTOR: JAMES A. RUNDE

 

Management

 

For

 

For

 
 

1J.

ELECTION OF DIRECTOR: RONALD L. SARGENT

Management

 

For

 

For

 
 

1K.

ELECTION OF DIRECTOR: BOBBY S. SHACKOULS

Management

 

For

 

For

 
 

2.

ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION.

Management

 

For

 

For

 
 

3.

RATIFICATION OF PRICEWATERHOUSECOOPERS LLP, AS AUDITORS.

Management

 

For

 

For

 
 

4.

A SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED, TO PUBLISH A REPORT ON HUMAN RIGHTS RISKS OF OPERATIONS AND SUPPLY CHAIN.

Shareholder

 

Against

 

For

 
 

5.

A SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED, TO ISSUE A REPORT ASSESSING THE ENVIRONMENTAL IMPACTS OF USING UNRECYCLABLE PACKAGING FOR PRIVATE LABEL BRANDS.

Shareholder

 

Against

 

For

 
 

6.

A SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED, TO ISSUE A REPORT ASSESSING THE CLIMATE BENEFITS AND FEASIBILITY OF ADOPTING ENTERPRISE-WIDE, QUANTITATIVE, TIME BOUND TARGETS FOR INCREASING RENEWABLE ENERGY SOURCING.

Shareholder

 

Against

 

For

 
 

7.

A SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED, TO ADOPT A GENERAL PAYOUT POLICY THAT GIVES PREFERENCE TO SHARE REPURCHASES (RELATIVE TO CASH DIVIDENDS) AS A METHOD TO RETURN CAPITAL TO SHAREHOLDERS.

Shareholder

 

Against

 

For

 
 

THE PROCTER & GAMBLE COMPANY

                 
 

Security

   

742718109

           

Meeting Type

   

Annual

 

Ticker Symbol

   

PG

           

Meeting Date

   

13-Oct-2015

 

ISIN

     

US7427181091

         

Agenda

   

934272787 - Management

 

Record Date

   

14-Aug-2015

           

Holding Recon Date

   

14-Aug-2015

 

City /

Country

   

/

United States

       

Vote Deadline Date

   

12-Oct-2015

 

SEDOL(s)

                 

Quick Code

     
 

Item

Proposal

         

Proposed
by

Vote

For/Against
Management

 

1A.

ELECTION OF DIRECTOR: FRANCIS S. BLAKE

 

Management

 

For

 

For

 
 

1B.

ELECTION OF DIRECTOR: ANGELA F. BRALY

 

Management

 

For

 

For

 
 

1C.

ELECTION OF DIRECTOR: KENNETH I. CHENAULT

Management

 

For

 

For

 
 

1D.

ELECTION OF DIRECTOR: SCOTT D. COOK

 

Management

 

For

 

For

 
 

1E.

ELECTION OF DIRECTOR: SUSAN DESMOND- HELLMANN

Management

 

For

 

For

 
 

1F.

ELECTION OF DIRECTOR: A.G. LAFLEY

 

Management

 

For

 

For

 
 

1G.

ELECTION OF DIRECTOR: TERRY J. LUNDGREN

Management

 

For

 

For

 
 

1H.

ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR.

Management

 

For

 

For

 
 

1I.

ELECTION OF DIRECTOR: DAVID S. TAYLOR

 

Management

 

For

 

For

 
 

1J.

ELECTION OF DIRECTOR: MARGARET C. WHITMAN

Management

 

For

 

For

 
 

1K.

ELECTION OF DIRECTOR: MARY AGNES WILDEROTTER

Management

 

For

 

For

 
 

1L.

ELECTION OF DIRECTOR: PATRICIA A. WOERTZ

Management

 

For

 

For

 
 

1M.

ELECTION OF DIRECTOR: ERNESTO ZEDILLO

 

Management

 

For

 

For

 
 

2.

RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

Management

 

For

 

For

 
 

3.

ADVISORY VOTE ON THE COMPANY'S EXECUTIVE COMPENSATION (THE "SAY ON PAY" VOTE)

Management

 

For

 

For

 
 

4.

SHAREHOLDER PROPOSAL - PROXY ACCESS

Shareholder

 

Against

 

For

 
 

THE WALT DISNEY COMPANY

                   
 

Security

   

254687106

           

Meeting Type

   

Annual

 

Ticker Symbol

   

DIS

           

Meeting Date

   

03-Mar-2016

 

ISIN

     

US2546871060

         

Agenda

   

934321352 - Management

 

Record Date

   

04-Jan-2016

           

Holding Recon Date

   

04-Jan-2016

 

City /

Country

   

/

United States

       

Vote Deadline Date

   

02-Mar-2016

 

SEDOL(s)

                 

Quick Code

     
 

Item

Proposal

         

Proposed
by

Vote

For/Against
Management

 

1A.

ELECTION OF DIRECTOR: SUSAN E. ARNOLD

 

Management

 

For

 

For

 
 

1B.

ELECTION OF DIRECTOR: JOHN S. CHEN

 

Management

 

For

 

For

 
 

1C.

ELECTION OF DIRECTOR: JACK DORSEY

 

Management

 

For

 

For

 
 

1D.

ELECTION OF DIRECTOR: ROBERT A. IGER

 

Management

 

For

 

For

 
 

1E.

ELECTION OF DIRECTOR: MARIA ELENA LAGOMASINO

Management

 

For

 

For

 
 

1F.

ELECTION OF DIRECTOR: FRED H. LANGHAMMER

Management

 

For

 

For

 
 

1G.

ELECTION OF DIRECTOR: AYLWIN B. LEWIS

 

Management

 

For

 

For

 
 

1H.

ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT

Management

 

For

 

For

 
 

1I.

ELECTION OF DIRECTOR: MARK G. PARKER

 

Management

 

For

 

For

 
 

1J.

ELECTION OF DIRECTOR: SHERYL K. SANDBERG

Management

 

For

 

For

 
 

1K.

ELECTION OF DIRECTOR: ORIN C. SMITH

 

Management

 

For

 

For

 
 

2.

TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S REGISTERED PUBLIC ACCOUNTANTS FOR 2016.

Management

 

For

 

For

 
 

3.

TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION.

Management

 

For

 

For

 
 

4.

TO APPROVE THE AMENDMENT TO THE RESTATED CERTIFICATE OF INCORPORATION.

Management

 

For

 

For

 
 

5.

TO APPROVE THE SHAREHOLDER PROPOSAL RELATING TO SIMPLE MAJORITY VOTE.

Shareholder

 

Against

 

For

 
 

6.

TO APPROVE THE SHAREHOLDER PROPOSAL RELATING TO LOBBYING DISCLOSURE.

Shareholder

 

Against

 

For

 
 

THERMO FISHER SCIENTIFIC INC.

                   
 

Security

   

883556102

           

Meeting Type

   

Annual

 

Ticker Symbol

   

TMO

           

Meeting Date

   

18-May-2016

 

ISIN

     

US8835561023

         

Agenda

   

934367409 - Management

 

Record Date

   

28-Mar-2016

           

Holding Recon Date

   

28-Mar-2016

 

City /

Country

   

/

United States

       

Vote Deadline Date

   

17-May-2016

 

SEDOL(s)

                 

Quick Code

     
 

Item

Proposal

         

Proposed
by

Vote

For/Against
Management

 

1A.

ELECTION OF DIRECTOR: MARC N. CASPER

 

Management

 

For

 

For

 
 

1B.

ELECTION OF DIRECTOR: NELSON J. CHAI

 

Management

 

For

 

For

 
 

1C.

ELECTION OF DIRECTOR: C. MARTIN HARRIS

 

Management

 

For

 

For

 
 

1D.

ELECTION OF DIRECTOR: TYLER JACKS

 

Management

 

For

 

For

 
 

1E.

ELECTION OF DIRECTOR: JUDY C. LEWENT

 

Management

 

For

 

For

 
 

1F.

ELECTION OF DIRECTOR: THOMAS J. LYNCH

 

Management

 

For

 

For

 
 

1G.

ELECTION OF DIRECTOR: JIM P. MANZI

 

Management

 

For

 

For

 
 

1H.

ELECTION OF DIRECTOR: WILLIAM G. PARRETT

Management

 

For

 

For

 
 

1I.

ELECTION OF DIRECTOR: SCOTT M. SPERLING

Management

 

For

 

For

 
 

1J.

ELECTION OF DIRECTOR: ELAINE S. ULLIAN

 

Management

 

For

 

For

 
 

2.

AN ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION.

Management

 

For

 

For

 
 

3.

RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR 2016.

Management

 

For

 

For

 
 

UNION PACIFIC CORPORATION

                   
 

Security

   

907818108

           

Meeting Type

   

Annual

 

Ticker Symbol

   

UNP

           

Meeting Date

   

12-May-2016

 

ISIN

     

US9078181081

         

Agenda

   

934383528 - Management

 

Record Date

   

11-Mar-2016

           

Holding Recon Date

   

11-Mar-2016

 

City /

Country

   

/

United States

       

Vote Deadline Date

   

11-May-2016

 

SEDOL(s)

                 

Quick Code

     
 

Item

Proposal

         

Proposed
by

Vote

For/Against
Management

 

1A.

ELECTION OF DIRECTOR: ANDREW H. CARD, JR.

Management

 

For

 

For

 
 

1B.

ELECTION OF DIRECTOR: ERROLL B. DAVIS, JR.

Management

 

For

 

For

 
 

1C.

ELECTION OF DIRECTOR: DAVID B. DILLON

 

Management

 

For

 

For

 
 

1D.

ELECTION OF DIRECTOR: LANCE M. FRITZ

 

Management

 

For

 

For

 
 

1E.

ELECTION OF DIRECTOR: CHARLES C. KRULAK

Management

 

For

 

For

 
 

1F.

ELECTION OF DIRECTOR: JANE H. LUTE

 

Management

 

For

 

For

 
 

1G.

ELECTION OF DIRECTOR: MICHAEL R. MCCARTHY

Management

 

For

 

For

 
 

1H.

ELECTION OF DIRECTOR: MICHAEL W. MCCONNELL

Management

 

For

 

For

 
 

1I.

ELECTION OF DIRECTOR: THOMAS F. MCLARTY, III

Management

 

For

 

For

 
 

1J.

ELECTION OF DIRECTOR: STEVEN R. ROGEL

 

Management

 

For

 

For

 
 

1K.

ELECTION OF DIRECTOR: JOSE H. VILLARREAL

Management

 

For

 

For

 
 

2.

RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.

Management

 

For

 

For

 
 

3.

AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION.

Management

 

For

 

For

 
 

4.

SHAREHOLDER PROPOSAL REGARDING EXECUTIVES TO RETAIN SIGNIFICANT STOCK IF PROPERLY PRESENTED AT THE ANNUAL MEETING.

Shareholder

 

Against

 

For

 
 

5.

SHAREHOLDER PROPOSAL REGARDING INDEPENDENT CHAIRMAN IF PROPERLY PRESENTED AT THE ANNUAL MEETING.

Shareholder

 

Against

 

For

 
 

VERIZON COMMUNICATIONS INC.

                   
 

Security

   

92343V104

           

Meeting Type

   

Annual

 

Ticker Symbol

   

VZ

           

Meeting Date

   

05-May-2016

 

ISIN

     

US92343V1044

         

Agenda

   

934342712 - Management

 

Record Date

   

07-Mar-2016

           

Holding Recon Date

   

07-Mar-2016

 

City /

Country

   

/

United States

       

Vote Deadline Date

   

04-May-2016

 

SEDOL(s)

                 

Quick Code

     
 

Item

Proposal

         

Proposed
by

Vote

For/Against
Management

 

1A.

ELECTION OF DIRECTOR: SHELLYE L. ARCHAMBEAU

Management

 

For

 

For

 
 

1B.

ELECTION OF DIRECTOR: MARK T. BERTOLINI

Management

 

For

 

For

 
 

1C.

ELECTION OF DIRECTOR: RICHARD L. CARRION

Management

 

For

 

For

 
 

1D.

ELECTION OF DIRECTOR: MELANIE L. HEALEY

Management

 

For

 

For

 
 

1E.

ELECTION OF DIRECTOR: M. FRANCES KEETH

Management

 

For

 

For

 
 

1F.

ELECTION OF DIRECTOR: KARL-LUDWIG KLEY

Management

 

For

 

For

 
 

1G.

ELECTION OF DIRECTOR: LOWELL C. MCADAM

Management

 

For

 

For

 
 

1H.

ELECTION OF DIRECTOR: DONALD T. NICOLAISEN

Management

 

For

 

For

 
 

1I.

ELECTION OF DIRECTOR: CLARENCE OTIS, JR.

Management

 

For

 

For

 
 

1J.

ELECTION OF DIRECTOR: RODNEY E. SLATER

Management

 

For

 

For

 
 

1K.

ELECTION OF DIRECTOR: KATHRYN A. TESIJA

Management

 

For

 

For

 
 

1L.

ELECTION OF DIRECTOR: GREGORY D. WASSON

Management

 

For

 

For

 
 

1M.

ELECTION OF DIRECTOR: GREGORY G. WEAVER

Management

 

For

 

For

 
 

2.

RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

Management

 

For

 

For

 
 

3.

ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION

Management

 

For

 

For

 
 

4.

RENEWABLE ENERGY TARGETS

 

Shareholder

 

Against

 

For

 
 

5.

INDIRECT POLITICAL SPENDING REPORT

 

Shareholder

 

Against

 

For

 
 

6.

LOBBYING ACTIVITIES REPORT

 

Shareholder

 

Against

 

For

 
 

7.

INDEPENDENT CHAIR POLICY

   

Shareholder

 

Against

 

For

 
 

8.

SEVERANCE APPROVAL POLICY

 

Shareholder

 

Against

 

For

 
 

9.

STOCK RETENTION POLICY

     

Shareholder

 

Against

 

For

 
 

VISA INC.

                         
 

Security

   

92826C839

           

Meeting Type

   

Annual

 

Ticker Symbol

   

V

           

Meeting Date

   

03-Feb-2016

 

ISIN

     

US92826C8394

         

Agenda

   

934311490 - Management

 

Record Date

   

07-Dec-2015

           

Holding Recon Date

   

07-Dec-2015

 

City /

Country

   

/

United States

       

Vote Deadline Date

   

02-Feb-2016

 

SEDOL(s)

                 

Quick Code

     
 

Item

Proposal

         

Proposed
by

Vote

For/Against
Management

 

1A.

ELECTION OF DIRECTOR: LLOYD A. CARNEY

 

Management

 

For

 

For

 
 

1B.

ELECTION OF DIRECTOR: MARY B. CRANSTON

Management

 

For

 

For

 
 

1C.

ELECTION OF DIRECTOR: FRANCISCO JAVIER FERNANDEZ-CARBAJAL

Management

 

For

 

For

 
 

1D.

ELECTION OF DIRECTOR: ALFRED F. KELLY, JR.

Management

 

For

 

For

 
 

1E.

ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT

Management

 

For

 

For

 
 

1F.

ELECTION OF DIRECTOR: CATHY E. MINEHAN

Management

 

For

 

For

 
 

1G.

ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON

Management

 

For

 

For

 
 

1H.

ELECTION OF DIRECTOR: DAVID J. PANG

 

Management

 

For

 

For

 
 

1I.

ELECTION OF DIRECTOR: CHARLES W. SCHARF

Management

 

For

 

For

 
 

1J.

ELECTION OF DIRECTOR: JOHN A.C. SWAINSON

Management

 

For

 

For

 
 

1K.

ELECTION OF DIRECTOR: MAYNARD G. WEBB, JR.

Management

 

For

 

For

 
 

2.

ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION.

Management

 

For

 

For

 
 

3.

APPROVAL OF VISA INC. 2007 EQUITY INCENTIVE COMPENSATION PLAN, AS AMENDED AND RESTATED.

Management

 

Against

 

Against

 
 

4.

APPROVAL OF VISA INC. INCENTIVE PLAN, AS AMENDED AND RESTATED.

Management

 

For

 

For

 
 

5.

RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2016 FISCAL YEAR.

Management

 

For

 

For

 
 

WELLS FARGO & COMPANY

                   
 

Security

   

949746101

           

Meeting Type

   

Annual

 

Ticker Symbol

   

WFC

           

Meeting Date

   

26-Apr-2016

 

ISIN

     

US9497461015

         

Agenda

   

934339830 - Management

 

Record Date

   

01-Mar-2016

           

Holding Recon Date

   

01-Mar-2016

 

City /

Country

   

/

United States

       

Vote Deadline Date

   

25-Apr-2016

 

SEDOL(s)

                 

Quick Code

     
 

Item

Proposal

         

Proposed
by

Vote

For/Against
Management

 

1A.

ELECTION OF DIRECTOR: JOHN D. BAKER II

 

Management

 

For

 

For

 
 

1B.

ELECTION OF DIRECTOR: ELAINE L. CHAO

 

Management

 

For

 

For

 
 

1C.

ELECTION OF DIRECTOR: JOHN S. CHEN

 

Management

 

For

 

For

 
 

1D.

ELECTION OF DIRECTOR: LLOYD H. DEAN

 

Management

 

For

 

For

 
 

1E.

ELECTION OF DIRECTOR: ELIZABETH A. DUKE

Management

 

For

 

For

 
 

1F.

ELECTION OF DIRECTOR: SUSAN E. ENGEL

 

Management

 

For

 

For

 
 

1G.

ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR.

Management

 

For

 

For

 
 

1H.

ELECTION OF DIRECTOR: DONALD M. JAMES

 

Management

 

For

 

For

 
 

1I.

ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN

Management

 

For

 

For

 
 

1J.

ELECTION OF DIRECTOR: FEDERICO F. PENA

Management

 

For

 

For

 
 

1K.

ELECTION OF DIRECTOR: JAMES H. QUIGLEY

Management

 

For

 

For

 
 

1L.

ELECTION OF DIRECTOR: STEPHEN W. SANGER

Management

 

For

 

For

 
 

1M.

ELECTION OF DIRECTOR: JOHN G. STUMPF

 

Management

 

For

 

For

 
 

1N.

ELECTION OF DIRECTOR: SUSAN G. SWENSON

Management

 

For

 

For

 
 

1O.

ELECTION OF DIRECTOR: SUZANNE M. VAUTRINOT

Management

 

For

 

For

 
 

2.

VOTE ON AN ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION.

Management

 

For

 

For

 
 

3.

RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016.

Management

 

For

 

For

 
 

4.

ADOPT A POLICY TO REQUIRE AN INDEPENDENT CHAIRMAN.

Shareholder

 

Against

 

For

 
 

5.

PROVIDE A REPORT ON THE COMPANY'S LOBBYING POLICIES AND PRACTICES.

Shareholder

 

Against

 

For

 
 

WESTERN DIGITAL CORPORATION

                   
 

Security

   

958102105

           

Meeting Type

   

Annual

 

Ticker Symbol

   

WDC

           

Meeting Date

   

04-Nov-2015

 

ISIN

     

US9581021055

         

Agenda

   

934282219 - Management

 

Record Date

   

08-Sep-2015

           

Holding Recon Date

   

08-Sep-2015

 

City /

Country

   

/

United States

       

Vote Deadline Date

   

03-Nov-2015

 

SEDOL(s)

                 

Quick Code

     
 

Item

Proposal

         

Proposed
by

Vote

For/Against
Management

 

1A.

ELECTION OF DIRECTOR: MARTIN I. COLE

 

Management

 

For

 

For

 
 

1B.

ELECTION OF DIRECTOR: KATHLEEN A. COTE

Management

 

For

 

For

 
 

1C.

ELECTION OF DIRECTOR: HENRY T. DENERO

 

Management

 

For

 

For

 
 

1D.

ELECTION OF DIRECTOR: MICHAEL D. LAMBERT

Management

 

For

 

For

 
 

1E.

ELECTION OF DIRECTOR: LEN J. LAUER

 

Management

 

For

 

For

 
 

1F.

ELECTION OF DIRECTOR: MATTHEW E. MASSENGILL

Management

 

For

 

For

 
 

1G.

ELECTION OF DIRECTOR: STEPHEN D. MILLIGAN

Management

 

For

 

For

 
 

1H.

ELECTION OF DIRECTOR: PAULA A. PRICE

 

Management

 

For

 

For

 
 

2.

TO APPROVE ON AN ADVISORY BASIS THE NAMED EXECUTIVE OFFICER COMPENSATION DISCLOSED IN THE PROXY STATEMENT.

Management

 

For

 

For

 
 

3.

TO APPROVE AN AMENDMENT AND RESTATEMENT OF OUR 2004 PERFORMANCE INCENTIVE PLAN THAT WOULD, AMONG OTHER THINGS, INCREASE BY SEVENTEEN MILLION (17,000,000) THE NUMBER OF SHARES OF OUR COMMON STOCK AVAILABLE FOR ISSUANCE UNDER THAT PLAN.

Management

 

Against

 

Against

 
 

4.

TO APPROVE AN AMENDMENT AND RESTATEMENT OF OUR 2005 EMPLOYEE STOCK PURCHASE PLAN THAT WOULD, AMONG OTHER THINGS, INCREASE BY SIX MILLION (6,000,000) THE NUMBER OF SHARES OF OUR COMMON STOCK AVAILABLE FOR ISSUANCE UNDER THAT PLAN.

Management

 

Against

 

Against

 
 

5.

TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JULY 1, 2016.

Management

 

For

 

For

 
                               
                               

SIGNATURES:

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

ADAMS DIVERSIFIED EQUITY FUND, INC.
-------------------------------------------------------------------------

(Registrant)

 

BY:

/s/ Mark E. Stoeckle

 

---------------------------------------------------

 

Mark E. Stoeckle

 

Chief Executive Officer & President

 

(Principal Executive Officer)

   

DATE:

July 22, 2016