Maryland (State or Other Jurisdiction of Incorporation)

001-36271 (Commission File Number)

90-1026709 (I.R.S. Employer Identification No.)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
[ ]	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ]	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ]	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ]	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 

 

 

 

 

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Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

On March 3, 2015, Waterstone Financial, Inc.  (the "Company") held a Special Meeting of Shareholders (the "Special Meeting"). At the Special Meeting, the shareholders of the Company approved the Waterstone Financial, Inc. 2015 Equity Incentive Plan ("2015 Plan").  The 2015 Plan was previously approved by the Company's Board of Directors, subject to the approval of the Company's shareholders, and became effective upon such shareholder approval on March 3, 2015.  A description of the material terms of the 2015 Plan is contained in the Company's definitive proxy statement for the Special Meeting filed with the Securities and Exchange Commission on January 23, 2015.

The 2015 Plan is being filed as Exhibit 10.1 to this Current Report on Form 8-K and incorporated herein by reference.

Item 5.07 Submission of Matters to a Vote of Security Holders.

 

The Company held the Special Meeting on March 3, 2015.  At the Special Meeting, the shareholders approved the 2015 Plan.  There were 34,423,385 outstanding shares eligible to vote as of January 7, 2015, the record date for the Special Meeting.

The results of the matters submitted to a vote at the Special Meeting were as follows:

(1)	Approval of the Waterstone Financial, Inc. 2015 Equity Incentive Plan:

Item 9.01 Financial Statements and Exhibits

10.1	Waterstone Financial, Inc. 2015 Equity Incentive Plan (incorporated by reference to Appendix A to the proxy statement for the Special Meeting of Shareholders filed with the Securities and Exchange Commission on January 23, 2015 (File No. 001-36271))

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