Rule 13d-1(b)
|
|
þ
|
Rule 13d-1(c)
|
Rule 13d-1(d)
|
1
|
NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Adam Segel
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
||||
(a)
|
o | ||||
(b)
|
o | ||||
3
|
SEC USE ONLY
|
||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
|
||||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
5
|
SOLE VOTING POWER
70,000
|
|||
6
|
SHARED VOTING POWER
|
||||
7
|
SOLE DISPOSITIVE POWER
70,000
|
||||
8
|
SHARED DISPOSITIVE POWER
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
70,000
|
||||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
3.6%
|
||||
12
|
TYPE OF REPORTING PERSON
Individual
|
|
Item 1.
|
(a)
|
Name of Issuer:
|
Issuer Direct Corporation
|
(b)
|
Address of Issuer’s Principal Executive Offices:
|
500 Perimeter Park Drive, Suite D
Morrisville, NC 27560
|
|
Item 2.
|
(a)
|
Name of Person Filing:
|
Adam Segel
|
(b)
|
Address of Principal Business Office or, if none, Residence:
|
None
|
(c)
|
Citizenship:
|
US
|
(d)
|
Title of Class of Securities:
|
Common
|
(e)
|
CUSIP Number:
|
46520M105
|
|
Item 3. If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
|
(a)
|
o |
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
|
(b)
|
o |
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
|
(c)
|
o |
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
|
(d)
|
o |
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8);
|
(e)
|
o |
An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
|
(f)
|
o |
An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
|
(g)
|
o |
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
|
(h)
|
o |
A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
|
(i)
|
o |
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the
|
Investment Company Act of 1940 (15 U.S.C. 80a-3);
|
||
(j)
|
o |
A non-U.S. institution, in accordance with §240.13d-1(b)(1)(ii)(J);
|
(k)
|
o |
Group, in accordance with §240.13d-1(b)(1)(ii)(K).
|
If filing as a non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J), please specify the type of institution: ___________________________.
|
|
Item 4. Ownership.
|
(a)
|
Amount beneficially owned: 70,000
|
(b)
|
Percent of class: 3.6%
|
(c)
|
Number of shares as to which the person has:
|
|
(i)
|
Sole power to vote or to direct the vote:
|
70,000
|
|
(ii)
|
Shared power to vote or to direct the vote:
|
|
(iii)
|
Sole power to dispose or to direct the disposition of
|
70,000
|
|
(iv)
|
Shared power to dispose or to direct the disposition of
|
|
Item 5. Ownership of Five Percent or Less of a Class.
|
|
Instruction: Dissolution of a group requires a response to this item.
|
|
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
|
|
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.
|
|
Item 8. Identification and Classification of Members of the Group.
|
|
Item 9. Notice of Dissolution of Group.
|
|
Item 10. Certifications.
|
(c)
|
The following certification shall be included if the statement is filed pursuant to §240.13d-1(c):
|
|
Date: February 14, 2011
|
By:
|
/s/ Adam Segel
|
||
Adam Segel
|