1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Option (right to buy)
|
Â
(1)
|
03/15/2014 |
Common Stock
|
3,333
|
$
6.75
|
D
|
Â
|
Stock Option (right to buy)
|
Â
(2)
|
08/09/2014 |
Common Stock
|
26,667
|
$
3
|
D
|
Â
|
Stock Option (right to buy)
|
Â
(3)
|
05/23/2016 |
Common Stock
|
2,500
|
$
3.87
|
D
|
Â
|
Stock Option (right to buy)
|
Â
(4)
|
11/06/2016 |
Common Stock
|
5,000
|
$
4.02
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
The options became fully vested on March 15, 2005. |
(2) |
The options vested 25% on August 10, 2004, one-third of the remaining options vested on August 10, 2005 and the remainder of the options vest 1/8th quarterly thereafter. |
(3) |
The options vested 25% on May 24, 2006, one-third of the remaining options vested on August 10, 2006, and the remainder of the options vest 1/8th quarterly thereafter. |
(4) |
The options vested 25% on November 7, 2006, one-third of the remaining options vest on November 7, 2007, and the remainder of the options vest 1/8th quarterly thereafter. |