1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option (right to buy)
|
Â
(2)
|
01/24/2011 |
Common Stock
|
47,032
|
$
1
|
D
|
Â
|
Employee Stock Option (right to buy)
|
Â
(3)
|
01/24/2012 |
Common Stock
|
37,500
|
$
1
|
D
|
Â
|
Employee Stock Option (right to buy)
|
Â
(4)
|
06/13/2013 |
Common Stock
|
50,000
|
$
2
|
D
|
Â
|
Employee Stock Option (right to buy)
|
Â
(5)
|
12/14/2015 |
Common Stock
|
11,363
|
$
8.8
|
D
|
Â
|
Employee Stock Option (right to buy)
|
Â
(5)
|
12/14/2015 |
Common Stock
|
38,636
|
$
8.8
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Shares are held by Robert Hurley & Jeanette Riach Hurley, TTEEs u/a DTD 1/27/2004 The Riach Hurley Family Trust. |
(2) |
Currently fully vested and exercisable. The option became vested as to 25% of the shares 1 year after January 24, 2001 and 1/48th of the shares upon completion of each month of continuous service thereafter |
(3) |
Currently fully vested and exercisable. The option became vested as to 25% of the shares 1 year after January 24, 2002 and 1/48th of the shares upon completion of each month of continuous service thereafter. |
(4) |
Immediately exercisable for all option shares. The option shares become vested as to 25% of the shares 1 year after June 13, 2003 and 1/48th of the shares upon completion of each month of continuous service thereafter. |
(5) |
Immediately exercisable for all option shares. The option shares become vested as to 20% of the shares 1 year after December 14, 2005 and 1/60th of the shares upon completion of each month of continuous service thereafter. |