Scott A. Ziegler, Esq.
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Ziegler, Ziegler & Associates LLP
570 Lexington Avenue, 44th Floor
New York, New York 10022
(212) 319-7600
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o immediately upon filing
x on December 21, 2012 at 8:30 a.m. (EST)
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Title of each class of
Securities to be registered
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Amount
to be registered
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Proposed maximum aggregate price per unit (1)
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Proposed maximum
aggregate offering price (2)
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Amount of
registration fee
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American Depositary Shares evidenced by American Depositary Receipts, each American Depositary Share representing 25 ordinary shares of Daqo New Energy Corp.
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N/A
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N/A
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N/A
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N/A
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(1)
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Each unit represents one American Depositary Share.
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(2)
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Estimated solely for the purpose of calculating the registration fee. Pursuant to Rule 457(k), such estimate is computed on the basis of the maximum aggregate fees or charges to be imposed in connection with the issuance of American Depositary Receipts evidencing American Depositary Shares.
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Item Number and Caption
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Location in Form of American Depositary
Receipt Filed Herewith as Prospectus
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(1)
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Name and address of Depositary
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Introductory paragraph and bottom of face of American Depositary Receipt
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(2)
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Title of American Depositary Receipts and identity of deposited securities
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Face of American Depositary Receipt, top center
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Terms of Deposit:
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(i)
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Amount of deposited securities represented by one unit of American Depositary Shares
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Face of American Depositary Receipt, upper right corner
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(ii)
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Procedure for voting, if any, the deposited securities
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Paragraph (12)
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(iii)
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Collection and distribution of dividends
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Paragraphs (4), (5), (7) and (10)
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(iv)
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Transmission of notices, reports and proxy soliciting material
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Paragraphs (3), (8) and (12)
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(v)
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Sale or exercise of rights
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Paragraphs (4), (5) and (10)
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(vi)
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Deposit or sale of securities resulting from dividends, splits or plans of reorganization
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Paragraphs (4), (5), (10) and (13)
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(vii)
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Amendment, extension or termination of the Deposit Agreement
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Paragraphs (16) and (17)
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(viii)
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Rights of holders of ADRs to inspect the transfer books of the Depositary and the list of Holders of ADRs
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Paragraph (3)
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(ix)
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Restrictions upon the right to deposit or withdraw the underlying securities
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Paragraphs (1), (2), (4), and (5)
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(x)
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Limitation upon the liability of the Depositary
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Paragraph (14)
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(3)
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Fees and Charges
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Paragraph (7)
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Item Number and Caption
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Location in Form of American Depositary
Receipt Filed Herewith as Prospectus
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(b) |
Statement that Daqo New Energy Corp. is subject to the periodic reporting requirements of the Securities Exchange Act of 1934, as amended, and, accordingly files certain reports with the Securities and Exchange Commission, and that such reports can be inspected by holders of American Depositary Receipts and copied at public reference facilities maintained by the Securities and Exchange Commission in Washington, D.C.
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Paragraph (8)
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(a )(1 )
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Form of Deposit Agreement. Form of Deposit Agreement dated as of , 2010 among Daqo New Energy Corp., JPMorgan Chase Bank, N.A., as depositary (the "Depositary"), and all holders from time to time of ADRs issued thereunder (the "Deposit Agreement" ) . Previously filed as Exhibit (a) to Registration Statement No. 333-164310 and incorporated herein by reference.
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(a)(2)
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Form of Amendment No. 1 to Deposit Agreement. Form of Amendment No. 1 to Deposit Agreement dated as of December , 2012, including the Form of American Depositary Receipt, is filed herewith as Exhibit (a)(2).
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(b)
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Any other agreement to which the Depositary is a party relating to the issuance of the American Depositary Shares registered hereunder or the custody of the deposited securities represented thereby. Not Applicable.
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(c)
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Every material contract relating to the deposited securities between the Depositary and the issuer of the deposited securities in effect at any time within the last three years. Not Applicable.
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(d)
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Opinion of Ziegler, Ziegler & Associates LLP, counsel to the Depositary, as to the legality of the securities being registered. Previously filed.
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(e)
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Certification under Rule 466. Filed herewith as Exhibit (e).
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(a)
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The Depositary hereby undertakes to make available at the principal office of the Depositary in the United States, for inspection by holders of the American Depositary Receipts, any reports and communications received from the issuer of the deposited securities which are both (1) received by the Depositary as the holder of the deposited securities, and (2) made generally available to the holders of the underlying securities by the issuer.
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(b)
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If the amounts of fees charged are not disclosed in the prospectus, the Depositary undertakes to prepare a separate document stating the amount of any fee charged and describing the service for which it is charged and to deliver promptly a copy of such fee schedule without charge to anyone upon request. The Depositary undertakes to notify each registered holder of an American Depositary Receipt thirty days before any change in the fee schedule.
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Legal entity created by the form of Deposit Agreement for the issuance of ADRs evidencing American Depositary Shares
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By:
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JPMORGAN CHASE BANK, N.A., as Depositary
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By:
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/s/ Gregory A. Levendis | |
Name:
Title:
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Gregory A. Levendis
Vice President
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Daqo New Energy Corp.
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By:
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/s/ Gongda Yao | |
Name:
Title:
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Gongda Yao
Chief Executive Officer
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Signature
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Title
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/s/ Guangfu Xu
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Chairman of the Board of Directors
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Guangfu Xu
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/s/ Xiang Xu
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Director
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Xiang Xu
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/s/ Fei Ge
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Director
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Fei Ge
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/s/ Rongling Chen
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Director
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Rongling Chen
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/s/ Daqing Dave Qi
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Director
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Daqing Dave Qi
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/s/ Minsong Liang
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Director
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Minsong Liang
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/s/ Fumin Zhuo |
Director
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Fumin Zhuo
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/s/ Shuming Zhao
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Director
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Shuming Zhao
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/s/ Gongda Yao
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Director and Chief Executive Officer (principal executive officer)
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Gongda Yao
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/s/ Bing Su
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Chief Financial Officer
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Bing Su
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(principal financial and accounting officer)
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Authorized U.S. Representative
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Law Debenture Corporate Services Inc.
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By: |
/s/ Kate Ledyard
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Name:
Title:
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Kate Ledyard
Manager, Law Debenture Corporate Services Inc.
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Exhibit Number
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(a )(2 )
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Form of Amendment to Deposit Agreement.
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(e)
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Rule 466 Certification
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