6-K

 

 

FORM 6-K

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16

of the Securities Exchange Act of 1934

 

For the month of: December, 2013    Commission File Number: 001-133354

BANK OF MONTREAL

(Name of Registrant)

 

100 King Street West

1 First Canadian Place

Toronto, Ontario

Canada, M5X 1A1

  

129 rue Saint-Jacques

Montreal, Quebec

Canada, H2Y 1L6

(Executive Offices)   (Head Office)

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F:

Form 20-F  ¨            Form 40-F  þ

 

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):  ¨

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):  ¨

Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.  Yes  ¨  No  þ

If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82-                    .

 

 

INCORPORATION BY REFERENCE

The information contained in this Form 6-K and any exhibits hereto shall be deemed filed with the Securities and Exchange Commission (“SEC”) solely for purposes of incorporation by reference into and as part of the following registration statements of the registrant on file with and declared effective by the SEC:

 

 

  1. Registration Statement – Form F-3 – File No. 333-173924

 

  2. Registration Statement – Form F-3 – File No. 33-96354

 

  3. Registration Statement – Form F-3 – File No. 333-189814

 

  4. Registration Statement – Form S-8 – File No. 333-191591

 

  5. Registration Statement – Form S-8 – File No. 333-182644

 

  6. Registration Statement – Form S-8 – File No. 333-180968

 

  7. Registration Statement – Form S-8 – File No. 333-177579

 

  8. Registration Statement – Form S-8 – File No. 333-177568

 

  9. Registration Statement – Form S-8 – File No. 333-176479

 

  10. Registration Statement – Form S-8 – File No. 333-175413

 

  11. Registration Statement – Form S-8 – File No. 333-175412

 

  12. Registration Statement – Form S-8 – File No. 333-113096

 

  13. Registration Statement – Form S-8 – File No. 333-14260

 

  14. Registration Statement – Form S-8 – File No. 33-92112

 

 

 

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

    BANK OF MONTREAL
    By:  

/s/ Thomas E. Flynn

    Name:   Thomas E. Flynn
    Title:   Chief Financial Officer
Date: December 3, 2013     By:  

/s/ Karen E. Eastburn

    Name:   Karen E. Eastburn
    Title:   Assistant Corporate Secretary

EXHIBIT INDEX

 

Exhibit    Description of Exhibit
99.1    Press Release – Fourth Quarter Earnings Release