SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR 15a-16 OF
THE SECURITIES EXCHANGE ACT OF 1934
For the month of April 2004
SCOTTISH POWER PLC
(Translation of Registrant’s Name Into English)
CORPORATE OFFICE, 1 ATLANTIC QUAY, GLASGOW, G2 8SP
(Address of Principal Executive Offices)
(Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.) Form 20-F x Form 40-F ¨
(Indicate by check mark whether the registrant by furnishing the information contained in this form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.) Yes ¨ No x
(If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82- .)
| 1. | Notifications by Scottish Power plc on Schedule 5, regarding blocklisting six monthly return. |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| /s/ Scottish Power plc | ||||||
| (Registrant) | ||||||
| Date: | April 2, 2004 |
By: | /s/ Donald McPherson | |||
| Donald McPherson | ||||||
| Assistant Company Secretary | ||||||
BLOCKLISTING SIX MONTHLY RETURN
| To: | Listing Applications |
| UK Listing Authority |
| Financial Services Authority |
| 25, The North Colonnade |
| Canary Wharf |
| London, E14 5HS |
1. Name of company
Scottish Power plc
2. Name of scheme
ScottishPower Sharesave Scheme
3. Period of return:
| From | 1 October 2003 | To | 31 March 2004 |
4. Number and class of shares(s) (amount of stock / debt security) not issued under scheme
1,925,337 Ordinary Shares of 50p each
5. Number of shares issued / allotted under scheme during period:
Nil
6. Balance under scheme not yet issued / allotted at end of period
1,925,337 Ordinary Shares of 50p each
7. Number and class of share(s) (amount of stock / debt securities) originally listed and the date of admission;
40,000,000 + 10,000,000 + 2,000,000 = 52,000,000 Ordinary Shares of 50p each
Please confirm total number of shares in issue at the end of the period in order for us to update our records
1,859,538,923 Ordinary Shares of 50p each
Contact for queries
| Name | Donald McPherson | |
| Address | Scottish Power plc Avondale House, Phoenix Crescent Strathclyde Business Park, Bellshill, ML4 3NJ | |
| Telephone | 01698 396413 | |
| Person making the return | ||
| Name | Donald McPherson | |
| Position | Assistant Secretary | |
| Signature | ||
The FSA does not give any express or implied warranty as to the accuracy of this document or material and does not accept any liability for error or omission. The FSA is not liable for any damages (including, without limitation, damages for loss of business or loss of profits) arising in contract, tort or otherwise from the use of or inability to use this document, or any material contained in it, or from any action or decision taken as a result of using this document or any such material.
SCHEDULE 5
BLOCKLISTING SIX MONTHLY RETURN
| To: | Listing Applications |
| UK Listing Authority |
| Financial Services Authority |
| 25, The North Colonnade |
| Canary Wharf |
| London, E14 5HS |
1. Name of company
Scottish Power plc
2. Name of scheme
ScottishPower Executive Share Option Scheme
3. Period of return:
| From | 1 October 2003 | To | 31 March 2004 |
4. Number and class of shares(s) (amount of stock / debt security) not issued under scheme
167,563 Ordinary Shares of 50p each
5. Number of shares issued / allotted under scheme during period:
Nil
6. Balance under scheme not yet issued / allotted at end of period
167,563 Ordinary Shares of 50p each
7. Number and class of share(s) (amount of stock / debt securities) originally listed and the date of admission;
4,600,000 Ordinary Shares of 50p each
Please confirm total number of shares in issue at the end of the period in order for us to update our records
1,859,538,923 Ordinary Shares of 50p each
Contact for queries
| Name | Donald McPherson | |
| Address | Scottish Power plc Avondale House, Phoenix Crescent Strathclyde Business Park, Bellshill ML4 3NJ | |
| Telephone | 01698 396413 | |
| Person making the return | ||
| Name | Donald McPherson | |
| Position | Assistant Secretary | |
| Signature | ||
The FSA does not give any express or implied warranty as to the accuracy of this document or material and does not accept any liability for error or omission. The FSA is not liable for any damages (including, without limitation, damages for loss of business or loss of profits) arising in contract, tort or otherwise from the use of or inability to use this document, or any material contained in it, or from any action or decision taken as a result of using this document or any such material.
SCHEDULE 5
BLOCKLISTING SIX MONTHLY RETURN
| To: | Listing Applications |
| UK Listing Authority |
| Financial Services Authority |
| 25, The North Colonnade |
| Canary Wharf |
| London, E14 5HS |
1. Name of company
Scottish Power plc
2. Name of scheme
PacifiCorp Stock Incentive Plan
3. Period of return:
| From | 1 October 2003 | To | 31 March 2004 |
4. Number and class of shares(s) (amount of stock / debt security) not issued under scheme
3,597,800 Ordinary Shares of 50p each
5. Number of shares issued / allotted under scheme during period:
561,984
6. Balance under scheme not yet issued / allotted at end of period
3,035,816 Ordinary Shares of 50p each
7. Number and class of share(s) (amount of stock / debt securities) originally listed and the date of admission;
4,000,000 Ordinary Shares of 50p each
Please confirm total number of shares in issue at the end of the period in order for us to update our records
1,859,538,923 Ordinary Shares of 50p each
Contact for queries
| Name | Donald McPherson | |
| Address | Scottish Power plc Avondale House, Phoenix Crescent Strathclyde Business Park, Bellshill, ML4 3NJ | |
| Telephone | 01698 396413 | |
| Person making the return | ||
| Name | Donald McPherson | |
| Position | Assistant Secretary | |
| Signature | ||
The FSA does not give any express or implied warranty as to the accuracy of this document or material and does not accept any liability for error or omission. The FSA is not liable for any damages (including, without limitation, damages for loss of business or loss of profits) arising in contract, tort or otherwise from the use of or inability to use this document, or any material contained in it, or from any action or decision taken as a result of using this document or any such material.
SCHEDULE 5
BLOCKLISTING SIX MONTHLY RETURN
| To: | Listing Applications |
| UK Listing Authority |
| Financial Services Authority |
| 25, The North Colonnade |
| Canary Wharf |
| London, E14 5HS |
1. Name of company
Scottish Power plc
2. Name of scheme
ScottishPower Employee Share Ownership Plan
3. Period of return:
| From | 1 October 2003 | To | 31 March 2004 |
4. Number and class of shares(s) (amount of stock / debt security) not issued under scheme
3,756,755 Ordinary Shares of 50p each
5. Number of shares issued / allotted under scheme during period:
1,529,345 Ordinary Shares of 50p each
6. Balance under scheme not yet issued / allotted at end of period
2,227,410 Ordinary Shares of 50p each
7. Number and class of share(s) (amount of stock / debt securities) originally listed and the date of admission;
3,000,000 + 5,000,000 + 5,000,000 = 13,000,000
Please confirm total number of shares in issue at the end of the period in order for us to update our records
1,859,538,923 Ordinary Shares of 50p each
Contact for queries
| Name | Donald McPherson | |
| Address | Scottish Power plc Avondale House, Phoenix Crescent, Strathclyde Business Park, Bellshill, ML4 3NJ | |
| Telephone | 01698 396413 | |
Person making the return
| Name | Donald McPherson | |
| Position | Assistant Secretary | |
| Signature | ||
The FSA does not give any express or implied warranty as to the accuracy of this document or material and does not accept any liability for error or omission. The FSA is not liable for any damages (including, without limitation, damages for loss of business or loss of profits) arising in contract, tort or otherwise from the use of or inability to use this document, or any material contained in it, or from any action or decision taken as a result of using this document or any such material.
SCHEDULE 5
BLOCKLISTING SIX MONTHLY RETURN
| To: | Listing Applications |
| UK Listing Authority |
| Financial Services Authority |
| 25, The North Colonnade |
| Canary Wharf |
| London, E14 5HS |
1. Name of company
Scottish Power plc
2. Name of scheme
Pursuant to conversion of the US$700,000,000 Step-up Perpetual Subordinated Guaranteed Convertible Bonds of Scottish Power Finance (Jersey) Limited
3. Period of return:
| From | 10 January 2004 | To | 31 March 2004 |
4. Number and class of shares(s) (amount of stock / debt security) not issued under scheme
90,706,000 Ordinary Shares of 50p each
5. Number of shares issued / allotted under scheme during period:
Nil
6. Balance under scheme not yet issued / allotted at end of period
90,706,000 Ordinary Shares of 50p each
7. Number and class of share(s) (amount of stock / debt securities) originally listed and the date of admission;
90,709 admitted on 14 July 2003 + 90,615,291 admitted on 23 July 2003 = 90,706,000 Ordinary Shares of 50p each
Please confirm total number of shares in issue at the end of the period in order for us to update our records
1,859,538,923 Ordinary Shares of 50p each
Contact for queries
| Name | Donald McPherson | |
| Address | Scottish Power plc Avondale House, Phoenix Crescent Strathclyde Business Park, Bellshill, ML4 3NJ | |
| Telephone | 01698 396413 | |
| Person making the return | ||
| Name | Donald McPherson | |
| Position | Assistant Secretary | |
| Signature | ||
The FSA does not give any express or implied warranty as to the accuracy of this document or material and does not accept any liability for error or omission. The FSA is not liable for any damages (including, without limitation, damages for loss of business or loss of profits) arising in contract, tort or otherwise from the use of or inability to use this document, or any material contained in it, or from any action or decision taken as a result of using this document or any such material.