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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Rule 13d-101)
Information to be Included in Statements Filed Pursuant to
Rule 13d-1(a) and Amendments thereto Filed Pursuant to Rule 13d-2(a)
(Amendment No. 5)*
TRITON PCS HOLDINGS, INC.
--------------------------------------------------------------------------------
(Name of Issuer)
Common Stock, $0.01 par value
--------------------------------------------------------------------------------
(Title of Class of Securities)
896775103
--------------------------------------------------------------------------------
(CUSIP Number)
Harvey M. Eisenberg, Esq.
O'Melveny & Myers LLP
30 Rockefeller Plaza, 24th Floor
New York, New York 10112
--------------------------------------------------------------------------------
(Name, Address and Telephone Number of Person Authorized to Receive
Notices and Communications)
January 1, 2005
--------------------------------------------------------------------------------
(Date of Event Which Required Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition that is the subject to this Schedule 13D, and is filing this
schedule because ss.ss.240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the
following box |_|.
NOTE: Schedules filed in paper format shall include a signed original and five
copies of the schedule, including all exhibits. See ss.240.13-d-7(b) for other
parties to whom copies are to be sent.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
--------
* The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which
would alter disclosures provided in a prior cover page.
Page 1 of 24
--------------------------------------------------------------------------------
SCHEDULE 13D
Issuer: Triton PCS Holdings, Inc. CUSIP Number: 896775103
--------------------------------------------------------------------------------
--------------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
J.P. Morgan Partners (23A SBIC), L.P. (formerly known as
J.P. Morgan Partners (23A SBIC), LLC
13-337-6808
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see Instructions)
(a) |_|
(b) |X|
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 SOURCE OF FUNDS (see Instructions)
WC
--------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS
2(D) OR 2(E)
|_|
--------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
--------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES 9,082,907 Class A Common Stock
(includes Restricted Stock for 44,250)
BENEFICIALLY ----------------------------------------------
8 SHARED VOTING POWER
OWNED BY
Not applicable.
EACH ----------------------------------------------
9 SOLE DISPOSITIVE POWER
REPORTING
9,082,907 Class A Common Stock (includes
PERSON WITH Restricted Stock for 44,250 Shares)
----------------------------------------------
10 SHARED DISPOSITIVE POWER
Not applicable.
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9,082,907 Class A Common Stock (includes Restricted Stock for 44,250
Shares)
--------------------------------------------------------------------------------
12 CHECK THE BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|X|
--------------------------------------------------------------------------------
Page 2 of 24
--------------------------------------------------------------------------------
SCHEDULE 13D
Issuer: Triton PCS Holdings, Inc. CUSIP Number: 896775103
--------------------------------------------------------------------------------
--------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
12.9%
--------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON (see Instructions)
PN
--------------------------------------------------------------------------------
Page 3 of 24
--------------------------------------------------------------------------------
SCHEDULE 13D
Issuer: Triton PCS Holdings, Inc. CUSIP Number: 896775103
--------------------------------------------------------------------------------
--------------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
J.P. Morgan (SBIC) LLC (the successor to J.P. Morgan Investment
Corporation)
13-3610568
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see Instructions)
(a) |_|
(b) |X|
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 SOURCE OF FUNDS (see Instructions)
WC
--------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS
2(D) OR 2(E)
|_|
--------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
--------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES 7,549,104 Class B Non-voting
Common Stock
BENEFICIALLY ----------------------------------------------
8 SHARED VOTING POWER
OWNED BY
Not applicable.
EACH ----------------------------------------------
9 SOLE DISPOSITIVE POWER
REPORTING
7,549, 104 Class B Non-voting
PERSON WITH Common Stock
----------------------------------------------
10 SHARED DISPOSITIVE POWER
Not applicable.
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
7,549,104 Class B Non-voting Common Stock
--------------------------------------------------------------------------------
12 CHECK THE BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|X|
--------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
10.8%
--------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON (see Instructions)
OO
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Page 4 of 24
--------------------------------------------------------------------------------
SCHEDULE 13D
Issuer: Triton PCS Holdings, Inc. CUSIP Number: 896775103
--------------------------------------------------------------------------------
--------------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
60 Wall Street SBIC Fund, L.P.
13-3926426
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see Instructions)
(a) |_|
(b) |X|
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 SOURCE OF FUNDS (see Instructions)
WC
--------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS
2(D) OR 2(E)
|_|
--------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
--------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES 376,995 Class B Non-voting
Common Stock
BENEFICIALLY ----------------------------------------------
8 SHARED VOTING POWER
OWNED BY
Not applicable.
EACH ----------------------------------------------
9 SOLE DISPOSITIVE POWER
REPORTING
376,995 Class B Non-voting
PERSON WITH Common Stock
----------------------------------------------
10 SHARED DISPOSITIVE POWER
Not applicable.
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
376,995 Class B Non-voting Common Stock
--------------------------------------------------------------------------------
12 CHECK THE BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|X|
--------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.5%
--------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON (see Instructions)
PN
--------------------------------------------------------------------------------
Page 5 of 24
--------------------------------------------------------------------------------
SCHEDULE 13D
Issuer: Triton PCS Holdings, Inc. CUSIP Number: 896775103
--------------------------------------------------------------------------------
Preliminary Note: The information contained in this Schedule 13D/A has been
amended to reflect an increase in the amount of Shares reported by J.P. Morgan
Partners (23A SBIC), L.P. as a result of vesting of Restricted Stock, and a
change in the executive officers of the Controlling Persons of the Reporting
Persons.
Item 1. Security and Issuer.
This statement (the "Statement") relates to the Class A Common Stock, par
value $0.01 per share (the "Class A Common Stock") and Class B Common
Stock, par value $0.01 per share (the "Class B Common Stock" and together
with the Class A Common Stock, sometimes referred to herein as the "Common
Stock"), of Triton PCS Holdings, Inc. (the "Issuer"). The Class B Common
Stock may be converted at any time at the option of the holder thereof
into an equivalent number of shares of Class A Common Stock. The Issuer's
principal executive offices are located at 375 Technology Drive, Malvern,
PA 19355.
Item 2. Identity and Background.
This Statement is being filed by each of the following Reporting Persons:
(i) J.P. Morgan Partners (23A SBIC), L.P. (formerly known as J.P. Morgan
Partners (23A SBIC), LLC and CB Capital Investors, L.P.), a Delaware
limited Partnership (hereinafter referred to as "JPMP (SBIC)") whose
principal office is located at c/o J.P. Morgan Partners, LLC 1221 Avenue
of the Americas, New York, New York 10020, (ii) J.P. Morgan SBIC LLC, a
Delaware limited liability company (hereinafter referred to as "JPM
SBIC"), whose principal office is located at 60 Wall Street, New York, New
York 10260, and (iii) Sixty Wall Street SBIC Fund, L.P., a Delaware
limited partnership (hereinafter referred to as "Sixty Wall"), whose
principal office is located at 60 Wall Street, New York, New York 10260.
JPMP (SBIC) is engaged in the venture capital and leveraged buyout
business. The General Partner of JPMP (SBIC) is J.P. Morgan Partners (23A
SBIC Manager), Inc. (formerly known as CB Capital Investors, Inc.), a
Delaware corporation (hereinafter referred to as "JPMP (SBIC Manager)",
whose principal business office is located at the same address as JPMP
(SBIC). JPMP (SBIC Manager) is also engaged in the venture capital and
leveraged buyout business. Set forth in Schedule A hereto and incorporated
herein by reference are the names, business addresses, principal
occupations and employments of each executive officer and director of JPMP
(SBIC) Manager (the "JPMP (SBIC) Manager Disclosed Parties"). As the
general partner of JPMP (SBIC), JPMP (SBIC Manager) may be deemed to
beneficially own the shares held by JPMP (SBIC).
JPMP (SBIC) Manager is a wholly-owned subsidiary of JPMorgan Chase Bank,
National Association, a National Banking Association (hereinafter referred
to as "JPM Chase Bank") which is engaged in the commercial banking
business with its principal office located at 270 Park Avenue, New York,
New York 10017. Set forth in Schedule B hereto and incorporated herein by
reference are the names, business addresses, principal occupations and
employments of each executive officer and director of Chase Bank (the "JPM
Chase Bank Disclosed Parties").
JPM SBIC is also engaged in the venture capital and leveraged buyout
business. Set forth in Schedule C hereto and incorporated herein by
reference are the names, business address and employments of each
executive officer and director of JPM SBIC (the "JPM SBIC Disclosed
Parties").
Page 6 of 24
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SCHEDULE 13D
Issuer: Triton PCS Holdings, Inc. CUSIP Number: 896775103
--------------------------------------------------------------------------------
JPM SBIC is a wholly-owned subsidiary of JPMP Capital, LLC (formerly known
as J.P. Morgan Capital Corporation), a Delaware limited liability company
(hereinafter referred to as "JPMP Captial), whose principal business
office is located at the same address as JPM SBIC. JPMP Capital is also
engaged in the venture capital and leveraged buyout business. Set forth in
Schedule D hereto and incorporated herein by reference are the names,
business addresses and employments of each executive officer and director
of JPMP Capital (the "JPMP Capital Disclosed Parties").
Sixty Wall is also engaged in the venture capital and leveraged buyout
business and is owned principally by employees of JPMorgan Chase & Co., a
Delaware corporation and its direct and indirect subsidiaries. Sixty Wall
co-invests with JPMP Capital and its subsidiaries.
The general partner of Sixty Wall is Sixty Wall Street SBIC Corporation, a
Delaware corporation, whose principal business address is located at the
same address as Sixty Wall, JPM SBIC and JPMP Capital (hereinafter
referred to as "Sixty Wall Corp."). Sixty Wall Corp. is also engaged in
the venture capital and leveraged buyout business. Set forth in Schedule E
hereto and incorporated herein by references are the names, business
addresses, principal occupations and employments of each executive officer
and director of Sixty Wall Corp. (the "Sixty Wall Corp. Disclosed
Parties"). As the general partner of Sixty Wall, Sixty Wall Corp. may be
deemed to beneficially own the shares held by Sixty Wall.
Each of JPM Chase Bank, JPMP SBIC and Sixty Wall Corp. is a wholly-owned
subsidiary of JPMorgan Chase & Co. (formerly known as The Chase Manhattan
Corporation), a Delaware corporation (hereinafter referred to as "JPMorgan
Chase") which is engaged (primarily through subsidiaries) in the
commercial banking business with its principal office located at 270 Park
Avenue, New York, New York 10017. Set forth in Schedule F hereto and
incorporated herein by reference are the names, business addresses,
principal occupations and employments of each executive officer and
director of JPMorgan Chase (the "JPMorgan Chase Disclosed Parties"), and
together with the JPMP (SBIC) Manager Disclosed Parties, the Chase Bank
Disclosed Parties, the JPM SBIC Disclosed Parties, the JPMP Capital
Disclosed Parties, and the Sixty Wall Corp. Disclosed Parties, the
"Disclosed Parties").
During the last five years, no Reporting Person or, to the knowledge of
such Reporting Person, no Disclosed Party related to such Reporting
Person, has been convicted in a criminal proceeding (excluding traffic
violations or similar misdemeanors) or has been party to a civil
proceeding of a judicial or administrative body of competent jurisdiction
and as a result of such proceeding was or is subject to a judgment, decree
or final order enjoining future violations of, or prohibiting or mandating
activities subject to, federal or state securities laws or finding any
violation with respect to such laws.
Page 7 of 24
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SCHEDULE 13D
Issuer: Triton PCS Holdings, Inc. CUSIP Number: 896775103
--------------------------------------------------------------------------------
Item 3. Source and Amount of Funds or Other Consideration.
The funds provided by JPMP (SBIC) for the purchase of the Issuer's Common
Stock were obtained from JPMP (SBIC) contributed capital, which includes
funds that are held available for such purpose. The funds provided by JPM
SBIC for the purchase of the Issuer's Common Stock were obtained from JPM
SBIC contributed capital, which includes funds that are held available for
such purpose. All of the funds for Sixty Wall's purchase of the Issuer's
Common Stock were obtained from Sixty Wall contributed capital, which
includes funds that are held available for such purpose.
Item 4. Purpose of Transactions.
On December 31, 2000, J.P. Morgan & Co. Incorporated merged with and into
The Chase Manhattan Corporation (the "Merger"), with the surviving
corporation being J.P. Morgan Chase. As a result of the Merger, J.P.
Morgan Chase indirectly acquired the Issuer's Common Stock held by JPM
SBIC and Sixty Wall and as a result thereof, J.P. Morgan Chase may be
deemed the indirect Beneficial Owner through the Reporting Persons of
16,945,006 shares of the Issuer's Common Stock which represented 26.7% of
the Issuer's outstanding Common Stock as of December 31, 2003.
JPMP (SBIC), JPM SBIC, Sixty Wall, Private Equity Investors III, L.P. and
Equity-Linked Investors-II, which collectively owned an aggregate of 56.3%
of the outstanding Class A common stock of the Issuer as of March 26,
2001, have verbally agreed that they will not be selling any additional
securities of the Issuer at this time. They have also verbally agreed to
act together, in cooperation with the Issuer and the Issuer's management,
in determining the timing and extent of future sales of securities of the
Issuer. The foregoing entities should be deemed to be acting together for
such purposes until further notice.
The acquisition of the Issuer's equity securities has been made by JPMP
(SBIC), JPM SBIC and Sixty Wall for investment purposes. Although none of
JPMP (SBIC), JPM SBIC and Sixty Wall has a present intention to do so,
each of JPMP (SBIC), JPM SBIC and Sixty Wall may make additional purchases
of the Issuer's Common Stock either in the open market or in privately
negotiated transaction, including transactions with the Issuer, depending
on an evaluation of the Issuer's business prospects and financial
condition, the market for the Common Stock, other available investment
opportunities, money and stock market conditions and other future
developments. Depending on these factors, each of JPMP (SBIC), JPM SBIC
and Sixty Wall may decide to sell al or part of its holdings of the
Issuer's Common Stock in one or more public or private transactions.
Page 8 of 24
--------------------------------------------------------------------------------
SCHEDULE 13D
Issuer: Triton PCS Holdings, Inc. CUSIP Number: 896775103
--------------------------------------------------------------------------------
Except as set forth in this Item 4, none of JPMP (SBIC), JPM SBIC and
Sixty Wall has a present plan or proposal that relate to or would result
in any of the actions specified in clauses (a) through (j) of Item 4 of
Schedule 13D. However, JPMP (SBIC), JPM SBIC and Sixty Wall each reserve
the right to propose or participate in future transactions which may
result in one or more of such actions, including but not limited to, an
extraordinary corporate transaction, such as a merger, reorganization or
liquidation, sale of a material amount of assets of the Issuer or its
subsidiaries, or other transactions which might have the effect of causing
the Issuer's Common Stock to cease to be listed on the NASDAQ National
Market System or causing the Common Stock to become eligible for
termination of registration, under section 12 (g) of the Exchange Act.
Item 5. Interest in Securities of the Issuer.
JPMP (SBIC) may be deemed the beneficial owner of 9,082,907 shares of
Common Stock, which represents 12.9% of the Issuer's Common Stock as of
December 31, 2004. JPMP (SBIC) has the sole voting power and dispositive
power with respect to its shares of the Issuer's Common Stock. JPM SBIC
may be deemed beneficial owner of 7,549,104 shares of the Issuer's
Non-Voting Common Stock, which represents 10.8% of the outstanding shares
of the Issuer's Common Stock as of December 31, 2003. JPM SBIC has the
sole voting power and dispositive power with respect to its shares of the
Issuer's Non-Voting Common Stock. Sixty Wall may be deemed the beneficial
owner of 376,995 shares of the Issuer's Non-Voting Common Stock, which
represents 0.5% of the Issuer's Common Stock as of December 31, 2003.
Sixty Wall has the sole voting power and dispositive power with respect to
its shares of the Issuer's Non-Voting Common Stock. Each of JPMP (SBIC),
JPM and Sixty Wall disclaims that it is a member of a group with any other
persons either for purposes of this Statement or for any other purpose
related to its beneficial ownership of the Issuer's securities.
Each of the Reporting Persons is a party to the agreement described in the
second paragraph of Item 4 (the "Agreement"), and as such, they may be
deemed to be part of a "group" for purposes of Section 13 of the
Securities Exchange Act of 1934, as amended, whose members collectively
hold more than 5% of the Issuer's Common Stock (a "Group"). Each Reporting
Person disclaims membership in any Group and disclaims beneficial
ownership of any shares of Common Stock held by any of the other parties
to the Agreement or any member of a Group that might be attributed to them
by reason of the Agreement. The filing of this Statement shall not be
construed as an admission that the Reporting Person is the beneficial
owner of such shares or that the Reporting Person and any of such other
stockholders' constitute such a person or group. Each Reporting Person is
not responsible for the accuracy of any information filed in this
Statement relating to any Reporting Person other than itself and its
related persons or entities.
On December 7, 2001, JPMP (SBIC) sold 2,395,457 shares of Class A Common
Stock for a purchase price of $29.10 per share in an open market
transaction.
Page 9 of 24
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SCHEDULE 13D
Issuer: Triton PCS Holdings, Inc. CUSIP Number: 896775103
--------------------------------------------------------------------------------
On July 1, 2002, Arnold L. Chavkin, an executive officer of the Reporting
Persons and a director of the Issuer, received a stock award (the "Stock
Award") pursuant to a Director Stock Award Agreement by and between Triton
PCS Holdings and Arnold L. Chavkin, dated as of July 1, 2002, a copy of
which is attached hereto as Exhibit B and incorporated herein by
reference. The Stock Award vests in five equal annual installments
commencing June 1, 2003. On June 1, 2003, 4,750 shares vested under the
Stock Award. On June 1, 2004, 4,750 shares vested under the Stock Award.
Mr. Chavkin is obligated to transfer these shares to JPMP (SBIC) at its
request.
Except as reported in Item 4 above and incorporated herein by reference,
there have been no transactions involving the Issuer's Common Stock during
the past sixty days which are required to be reported in this Statement.
No person other than JPMP (SBIC), JPM SBIC and Sixty Wall, has the right
to receive or the power to direct the receipt of dividends from or the
proceeds from the sale of the Issuer's Common stock owned beneficially by
JPMP (SBIC), JPM SBIC and Sixty Wall.
Item 6. Contracts, Arrangements, Understandings or Relationships With Respect to
Securities of the Issuer.
Stockholders Agreement. Each of JPMP (SBIC), JPM SBIC and Sixty Wall are
parties to the First Amended and Restated Stockholders Agreement, dated
October 27, 1999, by and among the Issuer and certain of its stockholders,
a copy of which is attached as Exhibit A hereto and is incorporated by
reference herein.
Verbal Agreement. Each of JPMP (SBIC), JPM SBIC and Sixty Wall is a party
to the verbal agreement described in the second paragraph of Item 4 of
this Statement, which description is incorporated by reference herein in
response to this Item.
Item 7. Material to be Filed as Exhibits.
SCHEDULE A
Item 2 information for executive officers and directors of JPMP (SBIC) Manager.
SCHEDULE B
Item 2 information for executive officers and directors of Chase Bank.
SCHEDULE C
Item 2 information for executive officers and directors of JPM SBIC.
Page 10 of 24
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SCHEDULE 13D
Issuer: Triton PCS Holdings, Inc. CUSIP Number: 896775103
--------------------------------------------------------------------------------
SCHEDULE D
Item 2 information for executive officers and directors of JPMCC.
SCHEDULE E
Item 2 information for executive officers and directors of Sixty Wall Corp.
SCHEDULE F
Item 2 information for executive officers and directors of JP Morgan Chase.
EXHIBIT A
First Amended and Restated Stockholders Agreement, dated October 27, 1999 by and
among Triton PCS Holdings, Inc., AT&T Wireless PCS, L.L.C., and the other
parties appearing on the signature pages thereto.*
EXHIBIT B
Restricted Stock Agreement dated July 1, 2002.*
EXHIBIT C
Joint Filing Agreement*
*Filed previously.
Page 11 of 24
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SCHEDULE 13D
Issuer: Triton PCS Holdings, Inc. CUSIP Number: 896775103
--------------------------------------------------------------------------------
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
February 14, 2005 J.P. MORGAN PARTNERS (23A SBIC), L.P.
-----------------
Date
By: J.P. Morgan Partners (23A SBIC Manager), Inc.
its General Partner
By: /s/ Jeffrey C. Walker
----------------------------------------------
Name: Jeffrey C. Walker
Title: President
Page 12 of 24
--------------------------------------------------------------------------------
SCHEDULE 13D
Issuer: Triton PCS Holdings, Inc. CUSIP Number: 896775103
--------------------------------------------------------------------------------
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
February 14, 2005 J.P. MORGAN SBIC LLC
-----------------
Date
By: /s/ Jeffrey C. Walker
----------------------------------------------
Name: Jeffrey C. Walker
Title: President
Page 13 of 24
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SCHEDULE 13D
Issuer: Triton PCS Holdings, Inc. CUSIP Number: 896775103
--------------------------------------------------------------------------------
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
February 14, 2005 SIXTY WALL STREET SBIC FUND, L.P.
-----------------
Date
By: Sixty Wall Street SBIC Corporation,
its General Partner
By: /s/ Jeffrey C. Walker
----------------------------------------------
Name: Jeffrey C. Walker
Title: President
Page 14 of 24
--------------------------------------------------------------------------------
SCHEDULE 13D
Issuer: Triton PCS Holdings, Inc. CUSIP Number: 896775103
--------------------------------------------------------------------------------
SCHEDULE A
J.P. MORGAN PARTNERS (23A SBIC MANAGER), INC.
Executive Officers(1)
President Jeffrey C. Walker*
Chief Investment Officer Arnold L. Chavkin*
Managing Director Srinivas Akkaraju*
Managing Director Christopher Albinson*
Managing Director Dr. Dana Beth Ardi*
Managing Director Richard Aube*
Managing Director Christopher C. Behrens*
Managing Director John Breckenridge*
Managing Director Julie Casella-Esposito*
Managing Director Rodney A. Ferguson*
Managing Director Cornell P. French*
Managing Director Michael R. Hannon*
Managing Director Matthew Lori*
Managing Director Jonathan R. Lynch*
Managing Director Bryan Martin*
Managing Director Sunil Mishra*
Managing Director Stephen P. Murray*
Managing Director Timothy Purcell*
Managing Director John Reardon*
Managing Director Faith Rosenfeld*
Managing Director Shahan D. Soghikian*
Managing Director William Stuck*
Managing Director Patrick J. Sullivan*
Managing Director Timothy J. Walsh*
Managing Director Richard D. Waters, Jr. *
Managing Director Damion E. Wicker, M.D.*
Directors(1)
Jeffrey C. Walker*
----------
(1) Each of whom is a United States citizen.
* Principal occupation is employee and/or officer of J.P. Morgan Partners,
LLC. Business address is c/o J.P. Morgan Partners, LLC, 1221 Avenue of the
Americas, New York, New York 10020.
Page 15 of 24
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SCHEDULE 13D
Issuer: Triton PCS Holdings, Inc. CUSIP Number: 896775103
--------------------------------------------------------------------------------
SCHEDULE B
EXECUTIVE OFFICERS
JPMORGAN CHASE BANK, A NATIONAL ASSOCIATION
Directors(1)
Chairman of the Board and Chief Executive Officer William B. Harrison Jr.*
President and Chief Operating Officer James Dimon*
Chief Information Officer Austin A. Adams*
Co-Chairman, Investment Bank Steven D. Black*
Chief Executive Officer, Card Services William I. Campbell*
Chief Financial Officer Michael J. Cavanagh*
Chairman, West Coast Region David A. Coulter*
Director of Human Resources,
Head of Real Estate/Facilities,
General Services, Security John J. Farrell*
Co-General Counsel Joan Guggenheimer*
Director of Corporate Marketing and Communications Frederick W. Hill*
Head, Commercial Banking Samuel Todd Maclin*
Head, Strategy and Business Development Jay Mandelbaum*
Co-General Counsel William H. McDavid*
Chief Executive Officer,
Treasury & Securities Services Heidi Miller*
Head, Retail Financial Services Charles W. Scharf*
Executive Vice President, Card Services Richard J. Srednicki*
Head, Asset & Wealth Management James E. Staley*
Chief Risk Officer Don M. Wilson III*
Co-Chairman, Investment Bank William T. Winters*
----------
(1) Each of whom is a United States citizen.
* Principal occupation is employee or officer of JPMorgan Chase & Co.
Business address is c/o JPMorgan Chase & Co., 270 Park Avenue, New York,
New York 10017.
Page 16 of 24
--------------------------------------------------------------------------------
SCHEDULE 13D
Issuer: Triton PCS Holdings, Inc. CUSIP Number: 896775103
--------------------------------------------------------------------------------
Directors(1)
Principal Occupation or Employment;
Name Business or Residence Address
--------------------------------------------------------------------------------
William B. Harrison, Jr. Chairman and Chief Executive Office
JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
--------------------------------------------------------------------------------
James Dimon President and Chief Operating Officer
JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
--------------------------------------------------------------------------------
David A. Coulter Chairman, West Coast Region
JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
--------------------------------------------------------------------------------
Michael J. Cavanaugh Chief Financial Officer
JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
--------------------------------------------------------------------------------
Charles W. Scharf Head of Retail Financial Services
JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
--------------------------------------------------------------------------------
Don M. Wilson III Chief Risk Officer
JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
--------------------------------------------------------------------------------
----------
(1) Each of whom are U.S. Citizens
Page 17 of 24
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SCHEDULE 13D
Issuer: Triton PCS Holdings, Inc. CUSIP Number: 896775103
--------------------------------------------------------------------------------
SCHEDULE C
JPMORGAN SBIC LLC
Executive Officers(1)
President Jeffrey C. Walker*
Chief Investment Officer Arnold L. Chavkin*
Managing Director Srinivas Akkaraju*
Managing Director Christopher Albinson*
Managing Director Dr. Dana Beth Ardi*
Managing Director Richard Aube*
Managing Director Christopher C. Behrens*
Managing Director John Breckenridge*
Managing Director Julie Casella-Esposito*
Managing Director Rodney A. Ferguson*
Managing Director Cornell P. French*
Managing Director Michael R. Hannon*
Managing Director Matthew Lori*
Managing Director Jonathan R. Lynch*
Managing Director Bryan Martin*
Managing Director Sunil Mishra*
Managing Director Stephen P. Murray*
Managing Director Timothy Purcell*
Managing Director John Reardon*
Managing Director Faith Rosenfeld*
Managing Director Shahan D. Soghikian*
Managing Director William Stuck*
Managing Director Patrick J. Sullivan*
Managing Director Timothy J. Walsh*
Managing Director Richard D. Waters, Jr. *
Managing Director Damion E. Wicker, M.D.*
Directors(1)
Jeffrey C. Walker*
----------
(1) Each of whom is a United States citizen.
* Principal occupation is employee and/or officer of J.P. Morgan Partners,
LLC. Business address is c/o J.P. Morgan Partners, LLC, 1221 Avenue of the
Americas, New York, New York 10020.
Page 18 of 24
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SCHEDULE 13D
Issuer: Triton PCS Holdings, Inc. CUSIP Number: 896775103
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SCHEDULE D
JPMP CAPITAL LLC
Executive Officers(1)
President Jeffrey C. Walker*
Chief Investment Officer Arnold L. Chavkin*
Managing Director Srinivas Akkaraju*
Managing Director Christopher Albinson*
Managing Director Dr. Dana Beth Ardi*
Managing Director Richard Aube*
Managing Director Christopher C. Behrens*
Managing Director John Breckenridge*
Managing Director Julie Casella-Esposito*
Managing Director Rodney A. Ferguson*
Managing Director Cornell P. French*
Managing Director Michael R. Hannon*
Managing Director Matthew Lori*
Managing Director Jonathan R. Lynch*
Managing Director Bryan Martin*
Managing Director Sunil Mishra*
Managing Director Stephen P. Murray*
Managing Director Timothy Purcell*
Managing Director John Reardon*
Managing Director Faith Rosenfeld*
Managing Director Shahan D. Soghikian*
Managing Director William Stuck*
Managing Director Patrick J. Sullivan*
Managing Director Timothy J. Walsh*
Managing Director Richard D. Waters, Jr. *
Managing Director Damion E. Wicker, M.D.*
Directors(1)
Jeffrey C. Walker*
----------
(1) Each of whom is a United States citizen.
* Principal occupation is employee and/or officer of J.P. Morgan Partners,
LLC. Business address is c/o J.P. Morgan Partners, LLC, 1221 Avenue of the
Americas, New York, New York 10020.
Page 19 of 24
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SCHEDULE 13D
Issuer: Triton PCS Holdings, Inc. CUSIP Number: 896775103
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SCHEDULE E
SIXTY WALL STREET SBIC CORPORATION
Executive Officers(1)
President Jeffrey C. Walker*
Chief Investment Officer Arnold L. Chavkin*
Managing Director Srinivas Akkaraju*
Managing Director Christopher Albinson*
Managing Director Dr. Dana Beth Ardi*
Managing Director Richard Aube*
Managing Director Christopher C. Behrens*
Managing Director John Breckenridge*
Managing Director Julie Casella-Esposito*
Managing Director Rodney A. Ferguson*
Managing Director Cornell P. French*
Managing Director Michael R. Hannon*
Managing Director Matthew Lori*
Managing Director Jonathan R. Lynch*
Managing Director Bryan Martin*
Managing Director Sunil Mishra*
Managing Director Stephen P. Murray*
Managing Director Timothy Purcell*
Managing Director John Reardon*
Managing Director Faith Rosenfeld*
Managing Director Shahan D. Soghikian*
Managing Director William Stuck*
Managing Director Patrick J. Sullivan*
Managing Director Timothy J. Walsh*
Managing Director Richard D. Waters, Jr. *
Managing Director Damion E. Wicker, M.D.*
Directors(1)
Jeffrey C. Walker*
----------
(1) Each of whom is a United States citizen.
* Principal occupation is employee and/or officer of J.P. Morgan Partners,
LLC. Business address is c/o J.P. Morgan Partners, LLC, 1221 Avenue of the
Americas, New York, New York 10020.
Page 20 of 24
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SCHEDULE 13D
Issuer: Triton PCS Holdings, Inc. CUSIP Number: 896775103
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SCHEDULE F
JPMORGAN CHASE & CO.
Executive Officers(1)
Chairman of the Board and Chief Executive Officer William B. Harrison Jr.*
President and Chief Operating Officer James Dimon*
Chief Information Officer Austin A. Adams*
Co-Chairman, Investment Bank Steven D. Black*
Chief Executive Officer, Card Services William I. Campbell*
Chief Financial Officer Michael J. Cavanagh*
Chairman, West Coast Region David A. Coulter*
Director of Human Resources,
Head of Real Estate/Facilities,
General Services, Security John J. Farrell*
Co-General Counsel Joan Guggenheimer*
Director of Corporate Marketing and Communications Frederick W. Hill*
Head, Commercial Banking Samuel Todd Maclin*
Head, Strategy and Business Development Jay Mandelbaum*
Co-General Counsel William H. McDavid*
Chief Executive Officer,
Treasury & Securities Services Heidi Miller*
Head, Retail Financial Services Charles W. Scharf*
Executive Vice President, Card Services Richard J. Srednicki*
Head, Asset & Wealth Management James E. Staley*
Chief Risk Officer Don M. Wilson III*
Co-Chairman, Investment Bank William T. Winters*
----------
(1) Each of whom is a United States citizen.
* Principal occupation is employee or officer of JPMorgan Chase & Co.
Business address is c/o JPMorgan Chase & Co., 270 Park Avenue, New York,
New York 10017.
Page 21 of 24
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SCHEDULE 13D
Issuer: Triton PCS Holdings, Inc. CUSIP Number: 896775103
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Directors(1)
Name Principal Occupation or Employment;
Business or Residence Address
--------------------------------------------------------------------------------
Hans W. Becherer Retired Chairman of the Board and
Chief Executive Officer
Deere & Company
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
--------------------------------------------------------------------------------
John H. Biggs Former Chairman and CEO
TIAA - CREF
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
--------------------------------------------------------------------------------
Lawrence A. Bossidy Retired Chairman of the Board
Honeywell International Inc.
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
--------------------------------------------------------------------------------
Stephen B. Burke President
Comcast Cable Communications, Inc.
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
--------------------------------------------------------------------------------
James S. Crown President
Henry Crown and Company
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
--------------------------------------------------------------------------------
James Dimon President and Chief Operating Officer
JPMorgan Chase & Co.
270 Park Avenue, 8th Floor
New York, New York 10017-2070
--------------------------------------------------------------------------------
Ellen V. Futter President and Trustee
American Museum of Natural History
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
--------------------------------------------------------------------------------
----------
(1) Each of whom is a United States citizen.
Page 22 of 24
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SCHEDULE 13D
Issuer: Triton PCS Holdings, Inc. CUSIP Number: 896775103
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--------------------------------------------------------------------------------
William H. Gray, III Retired President and Chief Executive Officer
The College Fund/UNCF
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
--------------------------------------------------------------------------------
William B. Harrison, Jr. Chairman of the Board and Chief Executive Officer
JPMorgan Chase & Co.
270 Park Avenue, 8th Floor
New York, New York 10017-2070
--------------------------------------------------------------------------------
Laban P. Jackson, Jr. Chairman and Chief Executive Officer
Clear Creek Properties, Inc.
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
--------------------------------------------------------------------------------
Lee R. Raymond Chairman of the Board and Chief Executive Officer
Exxon Mobil Corporation
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
--------------------------------------------------------------------------------
John W. Kessler Owner
John W. Kessler Company
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
--------------------------------------------------------------------------------
Robert I. Lipp Chairman
The St. Paul Travelers Companies, Inc.
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
--------------------------------------------------------------------------------
Richard A. Monoogian Chairman and Chief Executive Officer
Masco Corporation
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
--------------------------------------------------------------------------------
David C. Novak Chairman and Chief Executive Officer
Yum! Brands, Inc.
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
--------------------------------------------------------------------------------
Page 23 of 24
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SCHEDULE 13D
Issuer: Triton PCS Holdings, Inc. CUSIP Number: 896775103
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--------------------------------------------------------------------------------
John R. Stafford Retired Chairman of the Board
Wyeth
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
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Page 24 of 24