1. Name and Address of Reporting Person * |
Â
Hulsizer Matthew |
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2. Date of Event Requiring Statement (Month/Day/Year) 08/19/2008 |
3. Issuer Name and Ticker or Trading Symbol STOCKHOUSE INC [STKH.OB]
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141 W. JACKSON BLVD, #500 |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director |
__X__ 10% Owner |
_____ Officer (give title below) |
_____ Other (specify below) |
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5. If Amendment, Date Original Filed(Month/Day/Year)
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CHICAGO, IL 60604 |
6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned |
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1.Title of Security (Instr. 4) |
2. Amount of Securities Beneficially Owned (Instr. 4) |
3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) |
4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock
(1)
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130,000
|
D
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Â
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Common Stock
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15,000
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I
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As UGMA custodian for Son
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Common Stock
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15,000
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I
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By wife as UGMA custodian for Son
(2)
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Common Stock
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2,000
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I
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By wife as UGMA custodian for Son
(2)
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Common Stock
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2,500
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I
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By wife as UGMA custodian for Daughter
(2)
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Common Stock
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10,000
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I
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By Just Holdings LLC
(3)
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Common Stock
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4,000,000
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I
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By PEAK6 Capital Management LLC
(4)
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1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Series A Preferred Stock
(5)
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11/13/2008 |
05/05/2010(6)
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Common Stock
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6,600,660
|
$
0
(7)
|
I
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By PEAK6 Capital Management LLC
(4)
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* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Owned jointly with Jennifer Just. |
(2) |
The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for the purposes of Section 16 or for any other purpose. |
(3) |
The shares are indirectly beneficially owned by Reporting Person?s wife through Just Holdings LLC. Both the Reporting Person and his wife disclaim beneficial ownership of these securities, and this report shall not be deemed an admission that either the Reporting Person or his wife is the beneficial owner of such securities for the purposes of Section 16 or for any other purpose. |
(4) |
Common Stock of the issuer is owned directly by PEAK6 Capital Management LLC (?PEAK6 Capital?), a Delaware Limited Liability Company that is a registered securities dealer. PEAK6 LLC, a Delaware Limited Liability Company, and PEAK6 Investments, L.P. (?PEAK6 Investments?, and collectively, with PEAK6 Capital and PEAK6 LLC, the ?PEAK6 Entities?), a Delaware Limited Partnership are the parent holding companies of PEAK6 Capital. Because the Reporting Person directs the management of PEAK6 LLC, the Reporting Person may be deemed to be the beneficial owner of the securities beneficially owned by PEAK6 Capital. The Reporting Person disclaims beneficial ownership of the Common Stock of the issuer, except to the extent of his direct or indirect pecuniary interest therein. |
(5) |
Shares of Series A Preferred Stock are not convertible until November 13, 2008 (180 days after the date of issuance). |
(6) |
All unconverted shares of Series A Preferred Stock automatically convert into shares of Common Stock 24 months after the date of issuance. |
(7) |
Each share of Series A Preferred Stock is convertible, without the payment of any additional consideration. |