Edgar Filing: RANKIN THOMAS T

Ownership Submission

FORM 5

	Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
	Form 3 Holdings Reported
	Form 4 Transactions Reported

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person ^*

RANKIN THOMAS T

2. Issuer Name and Ticker or Trading Symbol
NACCO INDUSTRIES INC [NC]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

_____ Director	_____ 10% Owner
_____ Officer (give title below)	__X__ Other (specify below)
Member of a group

(Last)

(First)

(Middle)

NACCO INDUSTRIES, INC.,Â 5875 LANDERBROOK DRIVE, STE. 220

3. Statement for Issuer's Fiscal Year Ended (Month/Day/Year)
12/31/2018

(Street)

MAYFIELD HEIGHTS,Â OHÂ 44124

4. If Amendment, Date Original Filed(Month/Day/Year)

6. Individual or Joint/Group Reporting
(check applicable line)
_X_ Form Filed by One Reporting Person
___ Form Filed by More than One Reporting Person

(City)

(State)

(Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1.Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)	4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned at end of Issuer's Fiscal Year (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1.Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Class A Common Stock	11/08/2018	Â	G	205	D	$ 0 ⁽¹⁾	34,849	I	By Assoc II ⁽²⁾
Class A Common Stock	11/08/2018	Â	G	102	D	$ 0 ⁽¹⁾	34,849	I	By Assoc II ⁽²⁾
Class A Common Stock	11/08/2018	Â	G	102	D	$ 0 ⁽¹⁾	34,849	I	By Assoc II ⁽²⁾
Class A Common Stock	11/08/2018	Â	G	205	D	$ 0 ⁽¹⁾	34,849	I	By Assoc II ⁽²⁾
Class A Common Stock	11/08/2018	Â	G	102	D	$ 0 ⁽¹⁾	34,849	I	By Assoc II ⁽²⁾
Class A Common Stock	11/08/2018	Â	G	102	D	$ 0 ⁽¹⁾	34,849	I	By Assoc II ⁽²⁾
Class A Common Stock	11/08/2018	Â	G	205	D	$ 0 ⁽¹⁾	34,849	I	By Assoc II ⁽²⁾
Class A Common Stock	Â	Â	Â	Â	Â	Â	1,843	I	By Assoc II/Spouse ⁽³⁾
Class A Common Stock	Â	Â	Â	Â	Â	Â	3,622	I	By Spouse ⁽⁴⁾
Class A Common Stock ⁽⁵⁾	Â	Â	Â	Â	Â	Â	7	D	Â
Class A Common Stock	Â	Â	Â	Â	Â	Â	1,975	I	By RMI (Delaware) ⁽⁶⁾
Class A Common Stock	Â	Â	Â	Â	Â	Â	165	I	By Trust ⁽⁷⁾

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

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SEC 2270 (9-02)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivative Security
(Instr. 3)

2. Conversion or Exercise Price of Derivative Security

3. Transaction Date (Month/Day/Year)

3A. Deemed Execution Date, if any (Month/Day/Year)

4. Transaction Code
(Instr. 8)

5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)

6. Date Exercisable and Expiration Date
(Month/Day/Year)

7. Title and Amount of Underlying Securities
(Instr. 3 and 4)

8. Price of Derivative Security
(Instr. 5)

9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year
(Instr. 4)

10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)

11. Nature of Indirect Beneficial Ownership
(Instr. 4)

(A)

(D)

Date Exercisable

Expiration Date

Title

Amount or Number of Shares

Class B Common Stock

Â ⁽¹⁾

Class A Common Stock

5,370

Reporting person serves as trustee of BTR 2012 GST Trust for benefit of James Rankin

Class B Common Stock

Â ⁽¹⁾

Class A Common Stock

5,370

Reporting person serves as trustee of BTR 2012 GST Trust for the benefit of Matthew Rankin

Class B Common Stock

Â ⁽¹⁾

Class A Common Stock

5,370

Reporting person serves as trustee of BTR 2012 GST Trust for benefit of Thomas J. Parker

Class B Common Stock

$ 0 ⁽¹⁾

Â ⁽¹⁾

Class A Common Stock

35,312

By Assoc I ⁽⁸⁾

Class B Common Stock

$ 0 ⁽¹⁾

Â ⁽¹⁾

Class A Common Stock

By GP ⁽⁹⁾

Class B Common Stock

$ 0 ⁽¹⁾

Â ⁽¹⁾

Class A Common Stock

85,056

By RA4 ⁽¹⁰⁾

Class B Common Stock

$ 0 ⁽¹⁾

Â ⁽¹⁾

Class A Common Stock

145,793

By Trust ⁽⁷⁾

Class B Common Stock

Â ⁽¹⁾

Class A Common Stock

20,000

to Spouse by RAI

Reporting Owners

Reporting Owner Name / Address	Relationships
Reporting Owner Name / Address	Director	10% Owner	Officer	Other
RANKIN THOMAS T NACCO INDUSTRIES, INC. 5875 LANDERBROOK DRIVE, STE. 220 MAYFIELD HEIGHTS,Â OHÂ 44124	Â	Â	Â	Member of a group

Signatures

/s/ Jesse L. Adkins, attorney-in-fact		02/14/2019
^**Signature of Reporting Person		Date

Explanation of Responses:

*	If the form is filed by more than one reporting person, see Instruction 4(b)(v).
**	Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1)	N/A
(2)	Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.
(3)	Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P .. Reporting Person disclaims beneficial ownership of all such shares.
(4)	By Spouse. Reporting Person disclaims beneficial ownership of all such shares.
(5)	As a member of a "group" deemed to own more than 10% of an equity security as a result of being a party to a Stockholders' Agreement, dated as of March 15, 1990, beneficially owned by each of the signatories to such agreement (the "Agreement"), the Reporting Person disclaims beneficial ownership of any such shares of Stock owned by any other signatory to the Agreement.
(6)	Represents the Reporting Person's proportionate limited partnership interest in shares of Rankin Associates II, L.P. held by Rankin Management, Inc. (RMI), as general partner. Reporting Person disclaims beneficial ownership of all such shares.
(7)	Reporting Person serves as Trustee of a Trust for the benefit of Thomas T. Rankin.
(8)	Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates I, L.P.
(9)	(GP)Represents the Reporting Person's proportionate limited partnership interest in shares of Rankin Associates IV, L.P. held by the Trust for the benefit of Reporting Person, as general partner.
(10)	(RAIV)Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P.

Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure.

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