UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): June 23, 2016

 

 

XENCOR, INC.

(Exact name of registrant as specified in its charter)

 

 

 

111 West Lemon Avenue

Monrovia, California 91016

(Address of principal executive offices and zip code)

 

Registrant’s telephone number, including area code: (626) 305-5900

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

o                                    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o                                    Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o                                    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o                                    Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 

Item 5.07                                           Submission of Matters to a Vote of Security Holders.

 

On June 23, 2016, we held our 2016 Annual Meeting of Stockholders, or Annual Meeting. As of April 26, 2016, the record date for the Annual Meeting, 40,745,715 shares of common stock were outstanding and entitled to vote at the Annual Meeting. A summary of the matters voted upon by stockholders at the Annual Meeting is set forth below.

 

Proposal 1. Election of Directors

 

Our stockholders elected the six persons listed below as directors, each to serve until our 2017 Annual Meeting of Stockholders and until their successors are duly elected and qualified. The final voting results are as follows:

 

		Votes For		Votes Withheld		Broker Non-Votes
Dr. Bruce L.A. Carter		32,200,400		84,512		5,058,569
Mr. Robert Baltera, Jr.		32,198,433		86,479		5,058,569
Dr. Bassil I. Dahiyat		32,258,798		26,114		5,058,569
Mr. Kurt Gustafson		32,258,518		26,394		5,058,069
Mr. Yujiro Hata		32,198,891		86,021		5,058,069
Dr. A. Bruce Montgomery		32,258,418		26,494		5,058,069

 

Proposal 2. Ratification of the Selection of Independent Registered Public Accounting Firm

 

Our stockholders ratified the selection by our Audit Committee of RSM US, LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2016. The final voting results are as follows:

 

Votes For		Votes Against		Abstentions		Broker Non-Votes
37,283,498		4,124		55,859		0

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Date: June 28, 2016	XENCOR, INC.
	By:	/s/ Lloyd A. Rowland
		Lloyd A. Rowland
		Senior Vice President and General Counsel

 

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