U.S. SEC fines Cantor, BMO Capital Markets over improper handling of ADRs
August 16, 2019 at 14:54 PM EDT
The Securities and Exchange Commission (SEC) on Friday said Cantor Fitzgerald & Co and BMO Capital Markets had agreed to pay $647,000 and $3.9 million respectively to settle charges of improper handling of "pre-released" American Depositary Receipts (ADRs).
