UNITED STATES
F O R M 10 K/A
x | Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 (Fee Required) |
OR
o | Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 (No Fee Required) |
For the transition period from __________ to __________
Commission file number 0-11363
Chad Therapeutics, Inc.
California | 95-3792700 | |
(State or other jurisdiction of incorporation or organization) |
(I.R.S. Employer Identification No.) |
|
21622 Plummer Street, Chatsworth, CA | 91311 | |
(Address of principal executive offices) | (Zip Code) |
Registrants telephone number, including area code: (818) 882-0883
Securities registered pursuant to Section 12(b) of the Act: None.
Securities registered pursuant to Section 12(g) of the Act:
Common Shares, $.01 par value
(Title of class)
Indicate by check mark whether the Registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the Registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes [x] No [ ]
Indicate by check mark if disclosures of delinquent filers pursuant to Item 405 of Regulation SK (229.405 of this chapter) is not contained herein, and will not be contained, to the best of registrants knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K. [ ]
The aggregate market value of the voting shares held by non-affiliates of the Registrant on June 16, 2003 (based on the average over-the-counter bid and asked prices of such stock on such date) was $17,532,000.
Indicate the number of shares outstanding of each of the registrants classes of common stock as of June 12, 2003:
Common Shares | 10,076,000 |
Portions of the Registrants definitive Proxy Statement for its September 9, 2003, Shareholders meeting (Proxy Statement) (which Proxy Statement has not been filed as of the date hereof) are incorporated into Part III as set forth herein. Portions of the Registrants Annual Report to Shareholders for the year ended March 31, 2003 (Annual Report) are incorporated into Part II as set forth herein and only such portions of the Annual Report as are specifically incorporated by reference are thereby made a part of this Annual Report on Form 10-K.
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PART IV | ||||||||
Item 14. Exhibits, Financial Statement Schedules, and Reports on Form 8-K. | ||||||||
SIGNATURES | ||||||||
Exhibit Index | ||||||||
Exhibit 10.29 |
PART IV
Item 14. Exhibits, Financial Statement Schedules, and Reports on Form 8-K.
(a) (3) Exhibits.
This first amendment to the Form 10-K for the year ended March 31, 2003, is being filed to provide the following exhibit: |
10.29 Amended and Restated Employment Agreement with Thomas E. Jones
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SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Los Angeles, State of California, on the 10th day of July, 2003.
CHAD THERAPEUTICS, INC. | ||||
By | /s/ Thomas E. Jones | |||
Thomas E. Jones, Chief Executive Officer |
Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the Registrant and in the capacities and on the dates indicated.
Signature | Title | Date | ||
/s/ Thomas E. Jones Thomas E. Jones |
Chairman, Chief Executive Officer and Director (Principal Executive Officer) |
July 10, 2003 | ||
/s/ Earl L. Yager Earl L. Yager |
President, Chief Financial Officer and Secretary and Director (Principal Financial and Accounting Officer) |
July 10, 2003 | ||
/s/ David L. Cutter David L. Cutter |
Director | July 10, 2003 | ||
/s/ John C. Boyd John C. Boyd |
Director | July 10, 2003 | ||
/s/ Norman Cooper Norman Cooper |
Director | July 10, 2003 | ||
/s/ Philip Wolfstein Philip Wolfstein |
Director | July 10, 2003 | ||
/s/ James M. Brophy James M. Brophy |
Director | July 10, 2003 |
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Exhibit Index
Exhibit Index | Sequentially | |||||
Exhibit No. | Document | Numbered Page | ||||
10.29 | Amended and Restated Employment Agreement with Thomas E. Jones |
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