sc13gza
 
 
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 3)
SMITH MICRO SOFTWARE, INC.
(Name of Issuer)
Common Stock, $0.001 par value
(Title of Class of Securities)
832154108
(CUSIP Number)
December 31, 2009
(Date of Event Which Requires Filing of this Statement)
Check appropriate box to designate the rule pursuant to which this Schedule is filed:
o    Rule 13d-1(b)
o    Rule 13d-1(c)
þ    Rule 13d-1(d)
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 
 
(Continued on following pages)

 

 

                     
CUSIP No.
  
832154108 
 13G Page  
2 
   of   
  5 Pages 

 

           
1   NAME OF REPORTING PERSON
S.S OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

William W. Smith, Jr.
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
  (a)   o 
  (b)   o 
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  USA
     
  5   SOLE VOTING POWER
     
NUMBER OF   2,737,115 shares
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   0 shares
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   2,737,115 shares
       
WITH 8   SHARED DISPOSITIVE POWER
     
    0 shares
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  2,737,115 shares
     
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
   
  8.2%
     
12   TYPE OF REPORTING PERSON*
   
  IN

 

                     
 
       Page  
3 
   of   
5   Pages 
Item 1. (a)   NAME OF ISSUER
Smith Micro Software, Inc.
Item 1. (b)   ADDRESS OF ISSUER’S PRINCIPAL EXECUTIVE OFFICES:
51 Columbia, Aliso Viejo, CA 92656
Item 2. (a)   NAME OF PERSON FILING:
William W. Smith, Jr.
Item 2. (b)   ADDRESS OF PRINCIPAL OFFICE
51 Columbia, Aliso Viejo, CA 92656
Item 2. (c)   CITIZENSHIP:
USA
Item 2. (d)   TITLE OF CLASS OF SECURITIES:
Common Stock, $0.001 par value
Item 2. (e)   CUSIP NUMBER:
832154108
Item 3.   Not applicable.
Item 4.   OWNERSHIP
       Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
  (a)   Amount Beneficially Owned:
 
      2,737,115 shares

 

 

                     
 
       Page  
4 
   of   
5   Pages 
  (b)   Percent of Class:
 
      8.2%
 
  (c)   Number of shares as to which such person has:
  (i)   Sole power to vote or to direct the vote:
 
      2,737,115 shares
 
  (ii)   Shared power to vote or to direct the vote:
 
      0 shares
 
  (iii)   Sole power to dispose or to direct the disposition of:
 
      2,737,115 shares
 
  (iv)   Shared power to dispose or to direct the disposition of:
 
      0 shares
Item 5.   OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS
              If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following o.
Item 6.   OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON
Not applicable.
Item 7.   IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY
Not applicable.
Item 8.   IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP
Not applicable.
Item 9.   NOTICE OF DISSOLUTION OF THE GROUP
Not applicable.

 

 

                     
 
       Page  
5 
   of   
5   Pages 
Item 10.   CERTIFICATION
Not applicable.
SIGNATURE
     After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
     
 
  Date: February 12, 2010
 
    
 
  /s/ William W. Smith, Jr.
 
   
 
  Signature
 
    
 
  William W. Smith, Jr.
 
   
 
  Name