UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): June 1, 2009
PROLIANCE INTERNATIONAL, INC.
(Exact Name of Registrant as Specified in its Charter)
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Delaware
(State or Other Jurisdiction of
Incorporation)
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1-13894
(Commission File Number)
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34-1807383
(IRS Employer Identification
No.) |
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| 100 Gando Drive |
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New Haven, Connecticut
(Address of Principal Executive Offices)
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06513
(Zip Code) |
Registrant’s telephone number, including area code: 203-401-6450
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy
the filing obligation of the registrant under any of the following provisions (see General
Instruction A.2. below):
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17
CFR 240.13e-4(c))
Item 3.01. Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard;
Transfer of Listing.
On June 1, 2009, Proliance International, Inc. (the “Company”) received notice from the NYSE Amex
LLC, (the “Exchange”), indicating that the Company was not in compliance with the continued listing
standard in Section 1003 (a)(iv) of the NYSE Amex LLC Company Guide (the “Company Guide”). The
Company has been afforded the opportunity to submit a plan of compliance to the Exchange by June
15, 2009 that demonstrates the Company’s ability to regain compliance with Section 1003(a)(iv) of
the Company Guide by September 1, 2009. If the Company does not submit a plan or if the plan is
not accepted by the Exchange, the Company will be subject to delisting procedures as set forth in
Section 1010 and part 12 of the Company Guide.
On
June 5, 2009, the Company issued the press release attached hereto as Exhibit 99.1 with respect
to the foregoing matters.
Item 9.01. Financial Statements and Exhibits
(d) Exhibits — The following exhibit is filed as part of this report:
| 99.1 |
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Press Release dated June 5, 2009. |