UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
_________________
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of Earliest Event Reported):
November 7, 2007
MFA MORTGAGE INVESTMENTS, INC.
(Exact Name of Registrant as Specified in Charter)
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Maryland
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1-13991
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13-3974868 |
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(State or Other Jurisdiction
of Incorporation)
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(Commission
File No.)
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(IRS Employer
Identification No.) |
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350 Park Avenue, 21st Floor, New York, New York 10022 |
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(Address of Principal Executive Office) (Zip Code) |
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Registrants Telephone Number, Including Area Code: (212) 207-6400
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy
the filing obligation of the Registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
ITEM 1.01. ENTRY INTO A MATERIAL DEFINITIVE AGREEMENT.
On November 7, 2007, MFA Mortgage Investments, Inc. (the Company) entered into an
underwriting agreement (the Underwriting Agreement) with UBS Securities LLC, Bear, Stearns & Co. Inc., Deutsche Bank
Securities Inc., Morgan Stanley & Co. Incorporated, JMP Securities LLC, RBC Capital Markets Corporations and Cantor Fitzgerald & Co.
(collectively, the Underwriters) relating to the sale of 15,000,000 shares of the Companys common
stock, par value $0.01 per share (the Common Stock), and the granting to the Underwriters of an
option to purchase up to an additional 2,250,000 shares of Common Stock to cover over-allotments
that may occur during the offering process. A copy of the Underwriting Agreement is attached as an
exhibit hereto.
ITEM 9.01. FINANCIAL STATEMENTS AND EXHIBITS.
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(c) |
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Exhibits. |
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1.1 |
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Underwriting Agreement, dated November 7, 2007, between the Company and the
Underwriters. |