SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b),
(c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b)
(Amendment No. 3)*
Gain Capital Holdings, Inc.
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(Name of Issuer)
Common Stock, $0.00001 par value
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(Title of Class of Securities)
36268W100
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(CUSIP Number)
December 31, 2013
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(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
[_] Rule 13d-1(b)
[_] Rule 13d-1(c)
[X] Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
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CUSIP No. 36268W100
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1) Names of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Tudor Investment Corporation
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22-2514825
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2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a)
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(b) X
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3) SEC Use Only
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4) Citizenship or Place of Organization Delaware
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(5) Sole Voting Power 0
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Number of Shares -------------------------------------------------------------
Beneficially (6) Shared Voting Power 0
Owned by Each ----------------------------------
Reporting Person -------------------------------------------------------------
With (7) Sole Dispositive Power 0
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(8) Shared Dispositive Power 0
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9) Aggregate Amount Beneficially Owned by Each Reporting
Person 0
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10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares
(See Instructions)
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11) Percent of Class Represented by Amount in Row 9 0%
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12) Type of Reporting Person (See Instructions) CO
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Page 2
CUSIP No. 36268W100
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1) Names of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Paul Tudor Jones, II
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2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a)
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(b) X
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3) SEC Use Only
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4) Citizenship or Place of Organization USA
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(5) Sole Voting Power 0
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Number of Shares -------------------------------------------------------------
Beneficially (6) Shared Voting Power 0
Owned by Each ----------------------------------
Reporting Person -------------------------------------------------------------
With (7) Sole Dispositive Power 0
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(8) Shared Dispositive Power 0
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9) Aggregate Amount Beneficially Owned by Each Reporting
Person 0
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10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares
(See Instructions)
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11) Percent of Class Represented by Amount in Row 9 0%
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12) Type of Reporting Person (See Instructions) IN
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Page 3
CUSIP No. 36268W100
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1) Names of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Tudor Ventures II L.P.
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2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a)
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(b) X
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3) SEC Use Only
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4) Citizenship or Place of Organization Cayman Islands
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(5) Sole Voting Power 0
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Number of Shares -------------------------------------------------------------
Beneficially (6) Shared Voting Power 0
Owned by Each ----------------------------------
Reporting Person -------------------------------------------------------------
With (7) Sole Dispositive Power 0
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(8) Shared Dispositive Power 0
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9) Aggregate Amount Beneficially Owned by Each
Reporting Person 0
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10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares
(See Instructions)
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11) Percent of Class Represented by Amount in Row 9 0%
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12) Type of Reporting Person (See Instructions) PN
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Item 1(a). Name of Issuer:
Gain Capital Holdings, Inc.
Item 1(b). Address of Issuer's Principal Executive Offices:
550 Hills Drive
Bedminster, NJ 07921
Item 2(a). Name of Person Filing:
Tudor Investment Corporation ("TIC")
Paul Tudor Jones, II
Tudor Ventures II L.P. ("Tudor Ventures")
Item 2(b). Address of Principal Business Office or, if none, Residence:
The principal business office of TIC is:
1275 King Street
Greenwich, CT 06831
The principal business office of Mr. Jones is:
c/o Tudor Investment Corporation
1275 King Street
Greenwich, CT 06831
The principal business office of Tudor Ventures is:
c/o CITCO
Kaya Flamboyan 9
P.O. Box 4774
Curacao, Netherlands Antilles
Item 2(c). Citizenship:
TIC is a Delaware corporation.
Paul Tudor Jones II is a citizen of the United States.
Tudor Ventures is a Cayman Islands limited partnership.
Item 2(d). Title of Class of Securities:
Common Stock, par value $0.00001
Item 2(e). CUSIP Number:
36268W100
Item 3. If this statement is filed pursuant to Rules 13d-1(b), or
13d-2(b), check whether the person filing is a:
(a) [_] Broker or Dealer registered under section 15 of the
Act
(b) [_] Bank as defined in section 3(a)(6) of the Act
(c) [_] Insurance Company as defined in section 3(a)(19) of
the Act
(d) [_] Investment Company registered under section 8 of the
Investment Company Act
(e) [_] Investment Adviser registered under section 203 of
the Investment Advisers Act of 1940
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(f) [_] Employment Benefit Plan, Pension Fund which is
subject to the provisions of the Employee Retirement
Income Security Act of 1974 or Endowment Fund; see
section 240.13d-1(b)(1)(ii)(F)
(g) [_] Parent Holding Company, in accordance with section
240.13d-1(b)(1)(ii)(G) (Note: See Item 7)
(h) [_] Group, in accordance with section
240.13d-1(b)(1)(ii)(H)
Item 4. Ownership (As of December 31, 2013).
(a) Amount Beneficially Owned: See Item 9 of cover pages
(b) Percent of Class: See Item 11 of cover pages
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote
See Item 5 of cover pages
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(ii) shared power to vote or to direct the vote
See Item 6 of cover pages
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(iii) sole power to dispose or to direct the disposition of
See Item 7 of cover pages
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(iv) shared power to dispose or to direct the disposition of
See Item 8 of cover pages
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Item 5. Ownership of Five Percent or Less of a Class.
If this statement is being filed to report that as of the date
hereof the reporting person has ceased to be the beneficial owner of more than
five percent of the class of securities, check the following [X].
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
Not applicable
Item 7. Identification and Classification of the Subsidiary Which Acquired
the Security Being Reported on By the Parent Holding Company.
Not applicable
Item 8. Identification and Classification of Members of the Group.
See cover pages
Item 9. Notice of Dissolution of Group.
Not applicable
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Item 10. Certification.
By signing below I certify that, to the best of my knowledge and
belief, the securities referred to above were not acquired and are not held for
the purpose of or with the effect of changing or influencing the control of the
issuer of the securities and were not acquired and are not held in connection
with or as a participant in any transaction having that purpose or effect.
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is true,
complete and correct.
Dated: February 14, 2014
TUDOR INVESTMENT CORPORATION
By: /s/ Stephen N. Waldman
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Stephen N. Waldman
Managing Director and Associate
General Counsel
/s/ Paul Tudor Jones, II
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Paul Tudor Jones, II
TUDOR VENTURES II L.P.
By: Tudor Ventures Group L.P.,
Managing General Partner
By: Tudor Ventures Group LLC,
General Partner
By: Tudor Group Holdings LLC,
Sole Member
By: /s/ Stephen N. Waldman
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Stephen N. Waldman
Managing Director and Assistant
Secretary
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