UNITED STATES
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SECURITIES AND EXCHANGE COMMISSION
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Washington, D.C. 20549
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SCHEDULE 13G
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Under the Securities Exchange Act of 1934
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(Amendment No. 4)
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U.S. Concrete, Inc.
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(Name of Issuer)
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Common Stock
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(Title of Class of Securities)
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90333L201
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(CUSIP Number)
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December 31, 2015
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(Date of Event Which Requires Filing of this Statement)
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CUSIP No.: 90333L201
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Page 2 of 12
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1
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Name of Reporting Person
I.R.S. Identification Nos. of Above Persons (Entities Only)
New Generation Advisors LLC Tax ID 26-2742011
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2
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Check the Appropriate Box if a Member of a Group
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(a) [ ]
(b) [X]
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3
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SEC Use Only
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4
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Citizenship or Place of Organization
Massachusetts
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Number of Shares Beneficially Owned by Each Reporting Person with
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5
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Sole Voting Power
0
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6
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Shared Voting Power
145,448
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7
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Sole Dispositive Power
0
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8
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Shared Dispositive Power
145,448
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9
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Aggregate Amount Beneficially Owned by Each Reporting Person
145,448
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10
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Check if the Aggregate Amount in Row (9) Excludes Certain Shares
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[ ]
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11
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Percent of Class Represented by Amount in Row 9
1.0%
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12
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Type of Reporting Person
IA
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CUSIP No.: 90333L201
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Page 3 of 12
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1
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Name of Reporting Person
I.R.S. Identification Nos. of Above Persons (Entities Only)
George Putnam, III
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2
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Check the Appropriate Box if a Member of a Group
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(a) [ ]
(b) [X]
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3
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SEC Use Only
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4
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Citizenship or Place of Organization
American
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Number of Shares Beneficially Owned by Each Reporting Person with
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5
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Sole Voting Power
0
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6
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Shared Voting Power
145,448
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|||
7
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Sole Dispositive Power
0
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8
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Shared Dispositive Power
145,448
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|||
9
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Aggregate Amount Beneficially Owned by Each Reporting Person
145,448
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|||
10
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Check if the Aggregate Amount in Row (9) Excludes Certain Shares
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[ ]
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11
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Percent of Class Represented by Amount in Row 9
1.0%
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12
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Type of Reporting Person
HC
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CUSIP No.: 90333L201
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Page 4 of 12
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1
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Name of Reporting Person
I.R.S. Identification Nos. of Above Persons (Entities Only)
Carl E. Owens
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2
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Check the Appropriate Box if a Member of a Group
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(a) [ ]
(b) [X]
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3
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SEC Use Only
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4
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Citizenship or Place of Organization
American
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Number of Shares Beneficially Owned by Each Reporting Person with
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5
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Sole Voting Power
0
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||
6
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Shared Voting Power
145,448
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|||
7
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Sole Dispositive Power
0
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|||
8
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Shared Dispositive Power
145,448
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|||
9
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Aggregate Amount Beneficially Owned by Each Reporting Person
145,448
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|||
10
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Check if the Aggregate Amount in Row (9) Excludes Certain Shares
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[ ]
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11
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Percent of Class Represented by Amount in Row 9
1.0%
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|||
12
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Type of Reporting Person
HC
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CUSIP No.: 90333L201
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Page 5 of 12
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1
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Name of Reporting Person
I.R.S. Identification Nos. of Above Persons (Entities Only)
Christopher M. McHugh
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2
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Check the Appropriate Box if a Member of a Group
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(a) [ ]
(b) [X]
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3
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SEC Use Only
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4
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Citizenship or Place of Organization
American
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Number of Shares Beneficially Owned by Each Reporting Person with
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5
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Sole Voting Power
0
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6
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Shared Voting Power
145,448
|
|||
7
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Sole Dispositive Power
0
|
|||
8
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Shared Dispositive Power
145,448
|
|||
9
|
Aggregate Amount Beneficially Owned by Each Reporting Person
145,448
|
|||
10
|
Check if the Aggregate Amount in Row (9) Excludes Certain Shares
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[ ]
|
||
11
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Percent of Class Represented by Amount in Row 9
1.0%
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|||
12
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Type of Reporting Person
HC
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CUSIP No.: 90333L201
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Page 6 of 12
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1
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Name of Reporting Person
I.R.S. Identification Nos. of Above Persons (Entities Only)
Michael S. Weiner
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2
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Check the Appropriate Box if a Member of a Group
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(a) [ ]
(b) [X]
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3
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SEC Use Only
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4
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Citizenship or Place of Organization
American
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|||
Number of Shares Beneficially Owned by Each Reporting Person with
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5
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Sole Voting Power
0
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||
6
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Shared Voting Power
145,448
|
|||
7
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Sole Dispositive Power
0
|
|||
8
|
Shared Dispositive Power
145,448
|
|||
9
|
Aggregate Amount Beneficially Owned by Each Reporting Person
145,448
|
|||
10
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Check if the Aggregate Amount in Row (9) Excludes Certain Shares
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[ ]
|
||
11
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Percent of Class Represented by Amount in Row 9
1.0%
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12
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Type of Reporting Person
HC
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CUSIP No.: 90333L201
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Page 7 of 12
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Item 1(a)
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Name of Issuer:
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U.S. Concrete, Inc.
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Item 1(b)
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Address of Issuer's Principal Executive Offices:
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331 N. Main Street
Euless, TX 76039
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Item 2(a)
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Name of Persons Filing:
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(i)
(ii)
(iii)
(iv)
(v)
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New Generation Advisors LLC (“NGA”)
George Putnam, III (“Putnam)
Carl E. Owens (“Owens”)
Christopher M. McHugh (“McHugh”)
Michael S. Weiner (“Weiner”)
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Item 2(b)
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Address of Principal Business Office:
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NGA:
13 Elm Street, Suite 2
Manchester, MA 01944
Putnam:
c/o New Generation Advisors LLC
13 Elm Street, Suite 2
Manchester, MA 01944
Owens:
c/o New Generation Advisors LLC
13 Elm Street, Suite 2
Manchester, MA 01944
McHugh:
c/o New Generation Advisors LLC
13 Elm Street, Suite 2
Manchester, MA 01944
Weiner:
c/o New Generation Advisors LLC
13 Elm Street, Suite 2
Manchester, MA 01944
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Item 2(c)
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Citizenship:
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NGA:
Putnam:
Owens:
McHugh:
Weiner:
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Massachusetts
American
American
American
American
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CUSIP No.: 90333L201
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Page 8 of 12
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Item 2(d)
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Title of Class of Securities:
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Common Stock
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Item 2(e)
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CUSIP Number:
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90333L201
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Item 3.
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If this statement is filed pursuant to Rules 13d-1(b) or 13d-2(b) or (c), check whether the person filing is a:
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(a)
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[ ]
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Broker or Dealer registered under Section 15 of the Act
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(b)
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[ ]
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Bank as defined in section 3(a) (6) of the Act
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(c)
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[ ]
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Insurance Company as defined in section 3(a)(19) of the Act
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(d)
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[ ]
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Investment Company registered under section 8 of the Investment Company Act
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(e)
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[X]
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An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E)
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(f)
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[ ]
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An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F)
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(g)
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[ ]
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A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G)
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(h)
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[ ]
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A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act
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(i)
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[ ]
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A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act
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(j)
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[ ]
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A non-U.S. institution in accordance with Section 240.13d-1(b)(1) (ii)(J)
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(k)
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[ ]
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Group, in accordance with Rule 13d-1(b)(1)(ii)(J)
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If filing as a non-U.S. institution in accordance with Section 240.13d-1(b)(1)(ii)(J), please specify the type of institution:
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If this statement is filed pursuant to Rule 13d-1(c), check this box.[ ]
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CUSIP No.: 90333L201
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Page 9 of 12
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Item 4.
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Ownership.
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(a)
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Amount Beneficially Owned:
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(i)
(ii)
(iii)
(iv)
(v)
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NGA:
Putnam:
Owens:
McHugh:
Weiner:
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145,448
145,448
145,448
145,448
145,448
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(b)
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Percent of Class:
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(i)
(ii)
(iii)
(iv)
(v)
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NGA:
Putnam:
Owens:
McHugh:
Weiner:
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1.0%
1.0%
1.0%
1.0%
1.0%
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(c)
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Number of shares as to which such person has:
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(1) Sole power to vote or to direct the vote:
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(i)
(ii)
(iii)
(iv)
(v)
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NGA:
Putnam:
Owens:
McHugh:
Weiner:
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0
0
0
0
0
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(2) Shared power to vote or to direct the vote:
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(i)
(ii)
(iii)
(iv)
(v)
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NGA:
Putnam:
Owens:
McHugh:
Weiner:
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145,448
145,448
145,448
145,448
145,448
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(3) Sole power to dispose or to direct the disposition of:
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(i)
(ii)
(iii)
(iv)
(v)
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NGA:
Putnam:
Owens:
McHugh:
Weiner:
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0
0
0
0
0
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(4) Shared power to dispose or to direct the disposition of:
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(i)
(ii)
(iii)
(iv)
(v)
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NGA:
Putnam:
Owens:
McHugh:
Weiner:
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145,448
145,448
145,448
145,448
145,448
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CUSIP No.: 90333L201
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Page 10 of 12
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Item 5. Ownership of Five Percent or Less of a Class
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If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: [ X ]
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Item 6. Ownership of More than Five Percent on Behalf of Another Person
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N/A
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Item 7. Identification and Classification of the Subsidiary which Acquired the Security Being Reported on By the Parent Holding Company.
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N/A
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Item 8. Identification and Classification of Members of the Group.
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N/A
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Item 9. Notice of Dissolution of Group.
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N/A
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CUSIP No.: 90333L201
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Page 11 of 12
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NEW GENERATION ADVISORS LLC
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Date: February 9, 2016
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By:
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/s/ George Putnam, III |
George Putnam, III, President
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Date: February 9, 2016
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By:
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/s/ George Putnam, III
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George Putnam, III
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Date: February 9, 2016
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By:
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/s/ Carl E. Owens
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Carl E. Owens
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Date: February 9, 2016
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By:
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/s/ Christopher M. McHugh
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Christopher M. McHugh
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Date: February 9, 2016
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By:
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/s/ Michael S. Weiner
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Michael S. Weiner
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CUSIP No.: 90333L201
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Page 12 of 12
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NEW GENERATION ADVISORS LLC
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||
Date: February 9, 2016
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By:
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/s/ George Putnam, III |
George Putnam, III, President
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||
Date: February 9, 2016
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By:
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/s/ George Putnam, III
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George Putnam, III
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||
Date: February 9, 2016
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By:
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/s/ Carl E. Owens
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Carl E. Owens
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||
Date: February 9, 2016
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By:
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/s/ Christopher M. McHugh
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Christopher M. McHugh
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||
Date: February 9, 2016
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By:
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/s/ Michael S. Weiner
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Michael S. Weiner
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