UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): July 2, 2014
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TRANS WORLD ENTERTAINMENT CORPORATION
(Exact name of registrant as specified in its charter)
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|
New York |
0-14818 |
14-1541629 |
|
(State or other jurisdiction of incorporation or organization) |
(Commission file number) |
(I.R.S. Employer Identification No.) |
38 Corporate Circle,
Albany, New York 12203
(Address of principal executive offices)
(518) 452-1242
(Registrant’s telephone number, including area code)
Not Applicable
(Former name or former address, if changed since last report)
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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 5.07. Submission of Matters to a Vote of Security Holders
At the Annual Meeting, the stockholders of the Company voted on the following proposals, which are more fully described in our proxy statement:
Proposal No. 1 –Election of Directors; and
Proposal No. 2 – To approve the Amended and Restated 2005 Long Term Incentive Plan; and
Proposal No. 3 – To approve the 2014 Trans World Entertainment Executive Bonus Plan; and
On the record date for the Annual Meeting, there were 31,923,021 shares issued, outstanding and entitled to vote. Shareholders holding 29,695,018 shares were present at the meeting, in person or represented by proxy. The results of the voting at the Annual Meeting were as follows:
PROPOSAL NO. 1 – ELECTION OF DIRECTORS
| Director | Votes For | Votes Against | Broker Non-Votes |
| Robert J. Higgins | 28,972,446 | 722,572 | 0 |
| Martin Hanaka | 29,058,759 | 636,259 | 0 |
| Robert Marks | 28,888,848 | 806,170 | 0 |
| Dr. Joseph Morone | 28,931,155 | 763,863 | 0 |
| Michael Nahl | 29,008,840 | 686,178 | 0 |
| Michael Solow | 29,039,800 | 655,218 | 0 |
PROPOSAL NO. 2- To approve the Amended and Restated 2005 Long Term Incentive Plan
| Votes For | Votes Against | Abstentions | Broker Non-Votes |
| 29,167,552 | 525,104 | 2,362 | 0 |
PROPOSAL NO. 3- TO approve the 2014 Trans World Entertainment Executive Bonus Plan
| Votes For | Votes Against | Abstentions | Broker Non-Votes |
| 29,198,745 | 492,573 | 3,700 | 0 |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Dated: July 8, 2014 | TRANS WORLD ENTERTAINMENT CORPORATION |
|
By: /s/ John Anderson Name: John Anderson Title: Chief Financial Officer | |
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