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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 2270 (9-02) | ||
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | |||||||||
| Class B Common Stock | Â | 09/17/2007 | Â | G(3) | Â | 1,620.561 | Â (8) | Â (9) | Class A Common Stock | $ 0 | 486,235.497 (1) | By Teebank Family Limited Partnership (4) | ||
| Class B Common Stock | Â | 12/18/2007 | Â | G(3) | Â | 93.945 | Â (8) | Â (9) | Class A Common Stock | $ 0 | 486,141.552 | By Teebank Family Limited Partnership (4) | ||
| Class B Common Stock | Â | 01/07/2008 | Â | G(3) | Â | 1,571.229 | Â (8) | Â (9) | Class A Common Stock | $ 0 | 484,570.323 | By Teebank Family Limited Partnership (4) | ||
| Class B Common Stock | Â | 09/17/2007 | Â | G(3) | Â | 289.951 | Â (8) | Â (9) | Class A Common Stock | $ 0 | 86,986.758 (1) | By Jaytee Properties Limited Partnership (5) | ||
| Class B Common Stock | Â | 12/18/2007 | Â | G(3) | Â | 16.807 | Â (8) | Â (9) | Class A Common Stock | $ 0 | 86,969.951 | By Jaytee Properties Limited Partnership (5) | ||
| Class B Common Stock | Â | 01/07/2008 | Â | G(3) | Â | 281.071 | Â (8) | Â (9) | Class A Common Stock | $ 0 | 86,688.88 | By Jaytee Properties Limited Partnership (5) | ||
| Class B Common Stock | Â | Â | Â | Â | Â | Â | Â (8) | Â (9) | Class A Common Stock | Â | 671,583 (1) (10) | By spouse | ||
| Class B Common Stock | Â | Â | Â | Â | Â | Â | Â (8) | Â (9) | Class A Common Stock | Â | 142,764 (1) | Â | ||
| Class B Common Stock | Â | Â | Â | Â | Â | Â | Â (8) | Â (9) | Class A Common Stock | Â | 0.5 (1) (10) | By spouse through 401(k) Plan | ||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
| Trager Jean S 601 WEST MARKET STREET LOUISVILLE, KY 40202 |
 |  X |  |  |
| Trager Trust Jean S 601 WEST MARKET STREET LOUISVILLE, KY 40202 |
 |  X |  |  |
| /s/ Jean S. Trager | 02/16/2009 | |
| **Signature of Reporting Person | Date | |
| /s/ Jean S. Trager Trust by Jean S. Trager, Co-Trustee | 02/16/2009 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | On January 19, 2007, the Issuer declared a stock dividend, payable to all holders of record of Class A and Class B Common Stock on March 23, 2007, of .05 shares of Class A and Class B Common Stock, respectively, for each share of Class A and Class B Common Stock outstanding. |
| (2) | Includes 300 shares of Class A Common Stock distributed to the reporting person's spouse under the Issuer's ESOP. |
| (3) | Gifts reported herein consisted of units representing an interest in the partnership's assets. |
| (4) | Teebank Family Limited Partnership is a family limited partnership of which the Jean S. Trager Trust is a general partner, Jean S. Trager is a limited partner and her husband is a limited partner. The reporting persons are reporting the shares of the family limited partnership only to the extent of their pecuniary interest therein. |
| (5) | Jaytee Properties Limited Partnership is a family limited partnership of which the Jean S. Trager Trust is a general partner, Jean S. Trager is a limited partner and her husband is a limited partner. The reporting persons are reporting the shares of the family limited partnership only to the extent of their pecuniary interest therein. |
| (6) | The final allocation of shares of Class A Common Stock held by the Issuer's ESOP was completed as of 12/31/08; therefore, unallocated shares are no longer being reported by the reporting person's spouse as a member of the Administrative Committee. Includes 3,989.2644 shares of Class A Common Stock allocated under the ESOP to the reporting person's adult son. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is a beneficial owner of such securities. Also includes 3,189.9120 shares of Class A Common Stock allocated to the reporting person's spouse under the ESOP. |
| (7) | Conversion from Class B Common Stock to Class A Common Stock is on a share for share basis. |
| (8) | Immediate. |
| (9) | None. |
| (10) | Includes 342 shares of Class B Common Stock distributed to the reporting person's spouse under the Issuer's 401(k). |