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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Abu Dhabi Investment Authority 211 CORNICHE STREET PO BOX 3600 ABU DHABI, C0 |
Member of 10% owner group | |||
Revere Holdings Ltd ZEPHYR HOUSE 122 MARY STREET, PO BOX 709 GRAND CAYMAN, E9 KY1-1107 |
Member of 10% owner group |
/s/ Mohamed Rashid Mohamed Obaid Almheiri, Authorized Signatory of Abu Dhabi Investment Authority | 04/07/2015 | |
**Signature of Reporting Person | Date | |
/s/ Gerald C. Fang, Authorized Signatory of Revere Holdings Limited | 04/07/2015 | |
**Signature of Reporting Person | Date | |
/s/ Sultan Ali Ahmed Al Dhaheri, Authorized Signatory of Revere Holdings Limited | 04/07/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Revere Holdings Limited ("Revere") has transferred to its direct parent and sole owner, the Abu Dhabi Investment Authority ("ADIA", together with Revere, the "Reporting Persons"), its entire holdings of 29,721,074 shares of common stock, par value $0.01 per share (the "Common Stock") of General Growth Properties, Inc. (the "Issuer") and 5,549,327 warrants representing the right to acquire 6,732,999 shares of the Common Stock (the "Warrants"). As at 6th April 2016, ADIA holds 30,083,685 shares of the Common Stock and the Warrants. In addition, ADIA may be deemed to beneficially own an aggregate of 1,662,891, additional shares of Common Stock that have been purchased for the account of ADIA by various external investment managers (collectively, the "Managed Shares"). |
(2) | Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. |
(3) | Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests. |