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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Holmes W. Alexander 2828 NORTH HARWOOD STREET 15TH FLOOR DALLAS, TX 75201 |
X | Chairman and CEO |
/s/ Francis Aaron Henry, attorney-in-fact | 02/26/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents the number of shares withheld for the payment of tax liabilities in connection with the vesting of 37,960 time-based RSUs and 14,249 performance-based RSUs that were granted on Februiary 22, 2017. |
(2) | The price was determined based on the closing price of $11.31 per share of MoneyGram International, Inc.'s common stock on February 22, 2018. |
(3) | Includes 380,010 shares that may be issued upon vesting of previously granted performance-based and time-based RSUs. |
(4) | Represents the number of shares withheld for the payment of tax liabilities in connection with the vesting of 95,050 time-based RSUs and 18,268 performance-based RSUs that were granted on February 23, 2016. |
(5) | The price was determined based on the closing price of $11.27 per share of MoneyGram International, Inc.'s common stock on February 23, 2018. |
(6) | Includes 266,692 shares that may be issued upon vesting of previously granted performance-based and time-based RSUs. |
(7) | Represents the number of shares withheld for the payment of tax liabilities in connection with the vesting of 24,302 time-based RSUs and 24,254 performance-based RSUs that were granted on February 25, 2015. |
(8) | The price was determined based on the closing price of $11.33 per share of MoneyGram International, Inc.'s common stock on February 26, 2018, the next business day after the vesting date. |
(9) | Includes 218,136 shares that may be issued upon vesting of previously granted performance-based and time-based RSUs. |