|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| |||||||||||||||||||||||||||||||||||||||||||||||||
| |||||||||||||||||||||||||||||||||||||||||||||||||
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Stock Appreciation Rights (5) | $ 5 (4) | 01/22/2004 | 01/22/2007 | Class A Subordinate Voting Shares | 475,000 | 475,000 | D | ||||||||
| Stock Appreciation Rights (5) | $ 9.71 (4) | 07/30/2004 | 07/30/2007 | Class A Subordinate Voting Shares | 338,200 | 338,200 | D | ||||||||
| Stock Options (6) (7) | $ 8.02 (4) | 11/14/2002 | 11/14/2007 | Class A Subordinate Voting Shares | 475,000 | 475,000 | D | ||||||||
| Stock Options (6) (8) | $ 10.66 (4) | 06/11/2003 | 06/11/2008 | Class A Subordinate Voting Shares | 382,000 | 382,000 | D | ||||||||
| Stock Options (6) (9) | $ 10.3 (4) | 06/25/2003 | 06/25/2008 | Class A Subordinate Voting Shares | 28,000 | 28,000 | D | ||||||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
| NADAL MILES C/O MDC PARNERS INC. 45 HAZELTON AVE. TORONTO, A6 M5R 2E3 |
X | X | Chairman and CEO | |
| Miles S. Nadal | 08/28/2006 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | This Amended Form 4 amends certain information relating to the securities of the Issuer contained in Reports previously filed with the SEC, including: the Form 3 filed March 30, 2004, and Forms 4 filed May 5, 2004, January 3, 2005, January 6, 2005, August 23, 2005, August 24, 2005, September 6, 2005, September 9, 2005, November 29, 2005, November 30, 2005, December 2, 2005, February 28, 2006, March 16, 2006, and May 16, 2006. Additional amended information is reflected in footnotes 6, 7, 8, and 9 hereto. |
| (2) | A portion of the Financial Performance-Based Restricted Stock Units of the Issuer may vest in each of 2007, 2008 and / or 2009 if the Issuer achieves specified financial performance targets in 2006 - 2008, and is dependent on continued employment. Such financial targets are set forth in a "Financial Performance-Based Restricted Stock Unit Agreement", a form of which was filed by the Issuer as an exhibit to a Form 8-K filed with the SEC on March 2, 2006. |
| (3) | Held by an Affiliate under a Management Services Agreement. |
| (4) | Canadian dollars. |
| (5) | Stock Appreciation Rights (previously granted on January 22, 2003 and July 30, 2003) vest 1/3 on each anniversary of the grant date, expire four years from the grant date, and may settle in cash or in stock at the option of the Issuer. |
| (6) | Stock Options (previously granted as of the amended grant dates shown) vest 1/5 upon grant and 1/5 on each anniversary of the grant date, expiring 5 years from the grant date. |
| (7) | This grant of 475,000 Stock Options was previously reported as having a grant date of October 9, 2002, an exercise price of $5.40 Canadian per Share, and an expiration date of October 9, 2007. The amended grant date for the Stock Options is November 14, 2002; the amended exercise price is $8.02 Canadian per Share; the amended expiration date is November 14, 2007. |
| (8) | This grant of 382,000 Stock Options was previously reported as having a grant date of May 1, 2003, an exercise price of $7.25 Canadian per Share, and an expiration date of May 1, 2007. The amended grant date for the Stock Options is June 11, 2003; the amended exercise price is $10.66 Canadian per Share; the amended expiration date is June 11, 2008. |
| (9) | This grant of 28,00 Stock Options was previously reported as having a grant date of June 2, 2003, an exercise price of $9.50 Canadian per Share, and an expiration date of June 2, 2005. The amended grant date is June 25, 2003; the amended exercise price is $10.30 Canadian per Share; the amended expiration date is June 25, 2008. |