FORM 5
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UNITED STATES SECURITIES
AND EXCHANGE COMMISSION | OMB APPROVAL |
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Check this box if no longer subject |
ANNUAL STATEMENT OF CHANGES BENEFICIAL OWNERSHIP Filed pursuant to
Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of
the |
OMB Number: 3235-0362
Expires: January 31, 2005 Estimated average burden hours per response. . .1.0 |
1. Name and Address
of Reporting Person*
Butler Gregory B. |
2. Issuer Name and
Ticker or Trading Symbol
NORTHEAST UTILITIES (NU) |
6. Relationship of
Reporting Person(s) to Issuer (Check all applicable) Director 10% Owner X Officer (give title below) Other (specify below) |
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(Last) (First) (Middle)
c/o Northeast Utilities |
3. I.R.S. Identification Number of Reporting Person, if an entity (voluntary)
| 4. Statement for Month/Year 12/2002 |
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(Street) Berlin, CT 06037 | 5. If Amendment, Date of Original (Month/Year) | 7. Individual
or Joint/Group Filing (check applicable line) X Form Filed by One Reporting Person Form Filed by More than One Reporting Person
| (City) (State) (Zip)
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Table I Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
| 1. Title of Security
| 2. Transaction
| 2A. Deemed
| 3. Transaction
| 4. Securities Acquired
(A)
| 5. Amount of Securities
| 6. Ownership
| 7. Nature of Indirect
Price
Common Shares, $5 par value 1,315 shs I By 401k Plan Common Shares, $5 par value 2/23/2002 F 279 shs A $18.60 5,670 shs D
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* If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
FORM 5 (continued) |
Table II -
Derivative Securities Acquired, Disposed of, or Beneficially Owned |
1. Title of |
2. Conver- |
3. Trans- |
3A. Deemed |
4. Trans- |
5. Number of |
6. Date |
7. Title and |
8. Price of |
9. Number of |
10. Owner- |
11. Nature of |
(A) |
(D) |
Date |
Expiration |
Title |
Amount or Number
of |
Options to Purchase |
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45,516 |
D |
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Explanation of Responses:
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/s/ Gregory B. Butler **Signature of Reporting Person |
February 12, 2003 Date |
**Intentional misstatements
or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. |