UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Restricted Stock Grants | Â (1) | 10/20/2020 | Common Stock | 2,000 | $ 18.79 | D | Â |
Restricted Stock Units | Â (2) | 01/01/2022 | Common Stock | 2,630 | $ 29.46 | D | Â |
Restricted Stock Units | Â (3) | 01/01/2021 | Common Stock | 1,156 | $ 25.25 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
DeSimone Beth S 1101 FIRST STREET SOUTH, SUITE 202 WINTER HAVEN, FL 33880 |
 |  |  CRO, General Counsel |  |
William E. Matthews, V, CFO, pursuant to power of attorney | 04/10/2019 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Pursuant to the restricted stock agreement awarded on 10/20/2016; common shares will vest at a rate of 1,000 shares on October 20, 2019 and 2020. |
(2) | Number of time vested Restricted Share Units ("RSU") awarded on 9/12/18. The awards will vest at a rate of one third on each January 1st, 2020, 2021 and 2022. There is a two year holding period after each vested date. The units are exchangeable with the company's common stock at the exchange rate of 1 for 1 after the vesting date and holding period. |
(3) | Number of time vested Restricted Share Units ("RSU") awarded on 9/19/17. The awards will vest at a rate of one third on each January 1st, 2019, 2020 and 2021. There is a two year holding period after each vested date. The units are exchangeable with the company's common stock at the exchange rate of 1 for 1 after the vesting date and holding period. |