UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K/A
Amendment No. 1
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): January 1, 2015
IMPRIMIS PHARMACEUTICALS, INC.
(Exact name of registrant as specified in its charter)
| Delaware | 001-35814 | 45-0567010 | ||
| (State
or other jurisdiction of incorporation) |
(Commission File Number) |
(IRS
Employer Identification No.) |
| 12264 El Camino Real, Suite 350 | ||
| San Diego, CA | 92130 | |
| (Address of principal executive offices) | (Zip Code) |
Registrant’s telephone number, including area code: (858) 704-4040
| N/A | ||
| (Former name or former address if changed since last report.) |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| [ ] | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| [ ] | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| [ ] | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| [ ] | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
On January 6, 2015, Imprimis Pharmaceuticals, Inc. (the “Company”) filed a Current Report on Form 8-K (the “Initial Form 8-K”) reporting on the closing on January 1, 2015 of the Company’s acquisition of all of the outstanding capital stock of South Coast Specialty Compounding, Inc. D/B/A Park Compounding (“Park”) from its owners (the “Sellers”). This Amendment No. 1 on Form 8-K/A amends and supplements the Initial Form 8-K and is being filed to provide the historical financial information and the pro forma financial information required pursuant to Item 9.01 on Form 8-K. In accordance with the requirements of Item 9.01 of Form 8-K, this Amendment No. 1 on Form 8-K/A is being filed within 71 calendar days of the date that the Initial Form 8-K was required to be filed.
Item 9.01. Financial Statements and Exhibits.
(a) Financial Statements of Businesses Acquired.
The following audited financial statements of Park are attached hereto as Exhibit 99.1 and incorporated herein by reference:
| ● | Independent Auditors’ Report | |
| ● | Balance Sheets as of December 31, 2014 and 2013 | |
| ● | Statements of Income for the years ended December 31, 2014 and 2013 | |
| ● | Statement of Stockholders’ Equity for the years ended December 31, 2014 and 2013 | |
| ● | Statements of Cash Flows for the years ended December 31, 2014 and 2013 | |
| ● | Notes to the Financial Statements |
(b) Pro Forma Financial Information.
The following unaudited pro forma financial information is attached hereto as Exhibit 99.2 and incorporated herein by reference:
| ● | Unaudited Pro Forma Condensed Combined Balance Sheets as of December 31, 2014 | |
| ● | Unaudited Pro Forma Condensed Combined Statement of Operations for the year ended December 31, 2014 | |
| ● | Notes to Unaudited Pro Forma Condensed Combined Financial Statements |
(d) Exhibits.
| EXHIBIT NUMBER | DESCRIPTION | |
| 2.1* | Stock Purchase Agreement, dated January 1, 2015, among Dennis Saadeh and Tina Sulic-Saadeh (as Sellers) and Imprimis Pharmaceuticals, Inc.* (Incorporated by reference to Exhibit 2.1 of the Company’s Form 8-K filed on December 2, 2014.) | |
| 23.1 | Consent of Independent Auditors. | |
| 99.1 | Audited Financial Statements listed in Item 9.01(a) | |
| 99.2 | Unaudited Pro Forma Financial Information listed in Item 9.01(b) |
* Schedules and exhibits have been omitted pursuant to Item 601(b)(2) of Regulation S-K. A copy of any omitted schedule or exhibit will be furnished supplementally to the Securities and Exchange Commission upon request; provided, however that the Company may request confidential treatment pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended, for any schedule or exhibit so furnished.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| IMPRIMIS PHARMACEUTICALS, INC. | ||
| Dated: March 12, 2015 | By: | /s/ Andrew R. Boll |
| Name: | Andrew R. Boll | |
| Title: | Chief Financial Officer | |
EXHIBIT INDEX
| EXHIBIT NUMBER | DESCRIPTION | |
| 2.1* | Stock Purchase Agreement, dated January 1, 2015, among Dennis Saadeh and Tina Sulic-Saadeh (as Sellers) and Imprimis Pharmaceuticals, Inc.* (Incorporated by reference to Exhibit 2.1 of the Company’s Form 8-K filed on [January 6, 2015].) | |
| 23.1 | Consent of Independent Auditors. | |
| 99.1 | Audited Financial Statements listed in Item 9.01(a) | |
| 99.2 | Unaudited Pro Forma Financial Information listed in Item 9.01(b) |
* Schedules and exhibits have been omitted pursuant to Item 601(b)(2) of Regulation S-K. A copy of any omitted schedule or exhibit will be furnished supplementally to the Securities and Exchange Commission upon request; provided, however that the Company may request confidential treatment pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended, for any schedule or exhibit so furnished.