UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Options | 01/25/2010 | 01/25/2017 | Common Stock | 551 (3) | $ 12.62 | D | Â |
Stock Options | 02/21/2011 | 02/21/2018 | Common Stock | 1,050 (4) | $ 7.31 | D | Â |
Stock Options | 07/24/2011 | 07/24/2018 | Common Stock | 5,000 (5) | $ 6.12 | D | Â |
Stock Options | 12/08/2011 | 12/08/2018 | Common Stock | 3,000 (6) | $ 4.38 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Dave Hensley C/O UNITY BANK 64 OLD HIGHWAY 22 CLINTON, NJ 08809 |
 |  |  SVP | Acting Chief Lending Officer |
Dave Hensley by Linda B. McDermott, POA | 07/23/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Restricted stock; vests one-quarter or 375 shares per year commencing July 24, 2009; currently 375 shares have vested. |
(2) | Restricted Stock; vests one-quarter or 250 shares per year commencing December 8, 2009; currently 0 shares have vested. |
(3) | Stock options vest one-third or 184 shares each year commencing January 25, 2008; currently 367 shares have fully vested. |
(4) | Stock options vest one-third or 350 shares per year commencing February 21, 2009; currently 350 are fully vested. |
(5) | Stock options vest one-third or 1,667 per year commencing July 24, 2009; currently 1,667 shares are fully vested. |
(6) | Stock options vest one-third or 1,000 shares per year comencing December 8,2009; currently 0 shares are fully vested. |