1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Restricted Stock Units
|
Â
(1)
|
02/01/2010 |
Common
|
2,300
|
$
(1)
|
D
|
Â
|
Restricted Stock Units
|
Â
(2)
|
01/01/2012 |
Common
|
1,000
|
$
(2)
|
D
|
Â
|
Restricted Stock Units
|
Â
(3)
|
06/19/2014 |
Common
|
10,000
|
$
(3)
|
D
|
Â
|
Restricted Stock Units
|
Â
(4)
|
02/20/2009 |
Common
|
2,270
|
$
(4)
|
D
|
Â
|
Restricted Stock Units
|
Â
(5)
|
02/19/2010 |
Common
|
1,573
|
$
(5)
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(6)
|
02/20/2016 |
Common
|
3,707
|
$
89.16
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(7)
|
02/19/2017 |
Common
|
3,832
|
$
94.47
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(8)
|
02/19/2018 |
Common
|
6,725
|
$
88.49
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Each restricted stock unit represents the right to receive one share of Whirlpool common stock. Restricted stock units will vest and convert one-for-one to shares on February 1, 2010. |
(2) |
Each restricted stock unit represents the right to receive one share of Whirlpool common stock. Restricted stock units will vest and convert one-for-one to shares on January 1, 2012. |
(3) |
Each restricted stock unit represents the right to receive one share of Whirlpool common stock. Restricted stock units will vest and convert one-for-one to shares - 50% on June 19, 2010 and 50% on June 19, 2014. |
(4) |
Each restricted stock unit represents the right to receive one share of Whirlpool common stock. Restricted stock units will vest and convert one-for-one to shares on February 20, 2009. |
(5) |
Each restricted stock unit represents the right to receive one share of Whirlpool common stock. Restricted stock units will vest and convert one-for-one to shares on February 19, 2010. |
(6) |
The option is exercisable in three equal annual installments. The first installment became exercisable on February 20, 2007, with the second installment becoming exercisable on February 20, 2008. The final installment becomes exercisable on February 20, 2009. |
(7) |
The option is exercisable in three equal annual installments. The first installment became exercisable on February 19, 2008, and the next two installments become exercisable on February 19, 2009 and February 19, 2010. |
(8) |
The option is exercisable in three equal annual installments. One third will become exercisable on February 19, 2009, one third on February 19, 2010 and the final one third on February 19, 2011. |