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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
SIMMONS L E 920 MEMORIAL CITY WAY SUITE 800 HOUSTON, TX 77024 |
X | Member of Group | ||
SCF V LP 600 TRAVIS STE 6600 HOUSTON, TX 77002 |
X | |||
SCF VI LP 600 TRAVIS STE 6600 HOUSTON, TX 77002 |
X | |||
SCF-V, G.P., Limited Partnership 600 TRAVIS STE 6600 HOUSTON, TX 77002 |
X | |||
SCF-VI, G.P., Limited Partnership 600 TRAVIS STE 6600 HOUSTON, TX 77002 |
X | |||
SCF-VII, G.P., Limited Partnership 600 TRAVIS STE 6600 HOUSTON, TX 77002 |
X | |||
SCF-VII, L.P. 600 TRAVIS STE 6600 HOUSTON, TX 77002 |
X | |||
SIMMONS L E & ASSOCIATES INC 600 TRAVIS STE 6600 HOUSTON, TX 77002 |
X |
/s/ John C. Ivascu, as attorney-in-fact for L.E. Simmons | 04/18/2012 | |
**Signature of Reporting Person | Date | |
/s/ John C. Ivascu, as attorney-in-fact for LESA | 04/18/2012 | |
**Signature of Reporting Person | Date | |
/s/ John C. Ivascu, as attorney-in-fact for SCF-V | 04/18/2012 | |
**Signature of Reporting Person | Date | |
/s/ John C. Ivascu, as attorney-in-fact for SCF-V GP | 04/18/2012 | |
**Signature of Reporting Person | Date | |
/s/ John C. Ivascu, as attorney-in-fact for SCF-VI | 04/18/2012 | |
**Signature of Reporting Person | Date | |
/s/ John C. Ivascu, as attorney-in-fact for SCF-VI GP | 04/18/2012 | |
**Signature of Reporting Person | Date | |
/s/ John C. Ivascu, as attorney-in-fact for SCF-VII | 04/18/2012 | |
**Signature of Reporting Person | Date | |
/s/ John C. Ivascu, as attorney-in-fact for SCF-VII GP | 04/18/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | SCF-V, L.P., a Delaware limited partnership ("SCF-V"), SCF-VI, L.P., a Delaware limited partnership ("SCF-VI") and SCF-VII, L.P., a Delaware limited partnership ("SCF-VII" and, collectively with SCF-V and SCF-VI, the "Selling Stockholders") sold the shares of common stock to the public in connection with the initial public offering of the issuer on April 17, 2012 ("the IPO"). |
(2) | L.E. Simmons is President and sole member of the board of directors of L.E. Simmons & Associates, Inc., a Delaware corporation ("LESA"), which is the sole general partner of each of SCF-V, G.P., Limited Partnership ("SCF-V GP"), SCF-VI, G.P., Limited Partnership ("SCF-VI GP") and SCF-VII, G.P. (SCF-VII Limited Partnership ("SCF-VII GP"), each of which are Delaware limited partnerships. Additionally, SCF-V GP is the sole general partner of SCF-V, SCF-VI GP is the sole general partner of SCF-VI and SCF-VII GP is the sole general partner of SCF-VII (SCF-VII, collectively with LESA, SCF-V GP, SCF-VI GP, SCF-VII GP, SCF-V and SCF-VI, the "Reporting Entities"). Based on the reporting person's affiliation with the Reporting Entities, L.E. Simmons may be deemed to beneficially own all of the shares of common stock of the Issuer beneficially owned or deemed to be beneficially owned by the Reporting Entities. |