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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Fishback Daniel R ONE CIRCLE STAR WAY SUITE 200 SAN CARLOS, CA 94070 |
X | Chief Executive Officer |
By: Michael J. McAdam, Attorney in Fact For: Daniel R. Fishback | 10/08/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Average sale price of $8.126 consists of the following trades: 445 shares were sold at $7.92 per share, 50 at $7.93, 690 at $7.95, 150 at $7.98, 200 at $7.99, 350 at $8, 507 at $8.01, 400 at $8.02, 50 at $8.03, 100 at $8.04, 400 at $8.05, 200 at $8.06, 210 at $8.07, 50 at $8.09, 2,085 at $8.10, 812 at $8.11, 1,169 at $8.12, 1,223 at $8.13, 2,759 at $8.14, 100 at $8.145, 500 at $8.15, 400 at $8.17, 250 at $8.18, 350 at $8.19, 100 at $8.20, 50 at $8.21, 50 at $8.215, 250 at $8.24, 150 at $8.25, 50 at $8.255, 100 at $8.27, 50 at $8.28, 50 at $8.29, 150 at $8.31, 50 at $8.325, 50 at $8.335, 100 at $8.34, 50 at $8.345, 150 at $8.35, 150 at $8.365, 300 at $8.37, 100 at $8.38, 28 at $8.39, 322 at $8.40, and 50 shares were sold at $8.41 per share. |
(2) | Shares held by the Annie Fishback Separate Share Irrevocable Trust |
(3) | Average sale price of $8.272 consists of the following trades: 50 shares were sold at $8.10 per share, 50 at $8.105, 300 at $8.17, 450 at $8.18, 50 at $8.19, 450 at $8.20, 236 at $8.21, 127 at $8.22, 201 at $8.23, 50 at $8.2375, 185 at $8.24, 50 at $8.255, 13 at $8.26, 300 at $8.2675, 150 at $8.27, 589 at $8.28, 250 at $8.285, 450 at $8.29, 300 at $8.295, 1,350 at $8.30, 400 at $8.31, 300 at $8.32, 649 at $8.33, 50 at $8.335, and 550 shares were sold at $8.34 per share. |
(4) | Average sale price of $8.126 consists of the following trades: 445 shares were sold at $7.92 per share, 50 at $7.93, 690 at $7.95, 150 at $7.98, 200 at $7.99, 350 at $8, 506 at $8.01, 400 at $8.02, 50 at $8.03, 100 at $8.04, 400 at $8.05, 200 at $8.06, 210 at $8.07, 50 at $8.09, 2,085 at $8.10, 812 at $8.11, 1,169 at $8.12, 1,223 at $8.13, 2,760 at $8.14, 100 at $8.145, 500 at $8.15, 400 at $8.17, 250 at $8.18, 350 at $8.19, 100 at $8.20, 50 at $8.21, 50 at $8.215, 250 at $8.24, 150 at $8.25, 50 at $8.255, 100 at $8.27, 50 at $8.28, 50 at $8.29, 150 at $8.31, 50 at $8.325, 50 at $8.335, 100 at $8.34, 50 at $8.345, 150 at $8.35, 150 at $8.365, 300 at $8.37, 100 at $8.38, 28 at $8.39, 322 at $8.40, and 50 shares were sold at $8.41 per share. |
(5) | Shares held by the Megan Fishback Separate Share Irrevocable Trust |
(6) | Average sale price of $8.272 consists of the following trades: 50 shares were sold at $8.10 per share, 50 at $8.105, 300 at $8.17, 450 at $8.18, 50 at $8.19, 450 at $8.20, 235 at $8.21, 128 at $8.22, 201 at $8.23, 50 at $8.2375, 185 at $8.24, 1 at $8.25, 50 at $8.255, 13 at $8.26, 300 at $8.2675, 150 at $8.27, 589 at $8.28, 250 at $8.285, 450 at $8.29, 300 at $8.295, 1,350 at $8.30, 400 at $8.31, 300 at $8.32, 648 at $8.33, 50 at $8.335, and 550 shares were sold at $8.34 per share. |