Edgar Filing: MARKETAXESS HOLDINGS INC

Ownership Submission

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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3235-0104

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(Print or Type Responses)

1. Name and Address of Reporting Person ^*

Â Trudeau Robert

2. Date of Event Requiring Statement (Month/Day/Year)
07/14/2008

3. Issuer Name and Ticker or Trading Symbol
MARKETAXESS HOLDINGS INC [MKTX]

(Last)

(First)

(Middle)

C/O TECHNOLOGY CROSSOVER VENTURES,Â 528 RAMONA STREET

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

__X__ Director	__X__ 10% Owner
_____ Officer (give title below)	__X__ Other (specify below)
May be part of a 13(g) group

5. If Amendment, Date Original Filed(Month/Day/Year)

(Street)

PALO ALTO,Â CAÂ 94301

6. Individual or Joint/Group Filing(Check Applicable Line)
___ Form filed by One Reporting Person
_X_ Form filed by More than One Reporting Person

(City)

(State)

(Zip)

Table I - Non-Derivative Securities Beneficially Owned

1.Title of Security
(Instr. 4)

2. Amount of Securities Beneficially Owned
(Instr. 4)

3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)

4. Nature of Indirect Beneficial Ownership
(Instr. 5)

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.			SEC 1473 (7-02)
	Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
1. Title of Derivative Security (Instr. 4)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	4. Conversion or Exercise Price of Derivative Security		6. Nature of Indirect Beneficial Ownership (Instr. 5)
Series B Preferred Stock	Â ⁽¹⁾	Â ⁽²⁾	Common Stock	3,472,653	$ 10	I	TCV VI, L.P. ⁽³⁾ ⁽⁴⁾
Series B Preferred Stock	Â ⁽¹⁾	Â ⁽²⁾	Common Stock	27,347	$ 10	I	TCV Member Fund, L.P. ⁽⁵⁾ ⁽⁴⁾
Common Stock Warrants	Â ⁽¹⁾	Â ⁽⁶⁾	Common Stock	555,624	$ 10	I	TCV VI, L.P. ⁽³⁾ ⁽⁴⁾
Common Stock Warrants	Â ⁽¹⁾	Â ⁽⁶⁾	Common Stock	4,376	$ 10	I	TCV Member Fund, L.P. ⁽⁵⁾ ⁽⁴⁾
Common Stock Warrants	Â ⁽¹⁾	Â ⁽⁷⁾	Common Stock	138,906	$ 10	I	TCV VI, L.P. ⁽³⁾ ⁽⁴⁾
Common Stock Warrants	Â ⁽¹⁾	Â ⁽⁷⁾	Common Stock	1,094	$ 10	I	TCV Member Fund, L.P. ⁽⁵⁾ ⁽⁴⁾

Reporting Owners

Reporting Owner Name / Address	Relationships
Reporting Owner Name / Address	Director	10% Owner	Officer	Other
Trudeau Robert C/O TECHNOLOGY CROSSOVER VENTURES 528 RAMONA STREET PALO ALTO,Â CAÂ 94301	Â X	Â X	Â	May be part of a 13(g) group
HOAG JAY C C/O TECHNOLOGY CROSSOVER VENTURES 528 RAMONA STREET PALO ALTO,Â CAÂ 94301	Â	Â X	Â	May be part of a 13(g) group
KIMBALL RICK C/O TECHNOLOGY CROSSOVER VENTURES 528 RAMONA STREET PALO ALTO,Â CAÂ 94301	Â	Â X	Â	May be part of a 13(g) group
DREW JOHN C/O TECHNOLOGY CROSSOVER VENTURES 528 RAMONA STREET PALO ALTO,Â CAÂ 94301	Â	Â X	Â	May be part of a 13(g) group
REYNOLDS JON Q JR C/O TECHNOLOGY CROSSOVER VENTURES 528 RAMONA STREET PALO ALTO,Â CAÂ 94301	Â	Â X	Â	May be part of a 13(g) group
GRIFFITH WILLIAM C/O TECHNOLOGY CROSSOVER VENTURES 528 RAMONA STREET PALO ALTO,Â CAÂ 94301	Â	Â X	Â	May be part of a 13(g) group
Technology Crossover Management VI, L.L.C. C/O TECHNOLOGY CROSSOVER VENTURES 528 RAMONA STREET PALO ALTO,Â CAÂ 94301	Â	Â X	Â	May be part of a 13(g) group
TCV VI L P C/O TECHNOLOGY CROSSOVER VENTURES 528 RAMONA STREET PALO ALTO,Â CAÂ 94301	Â	Â X	Â	May be part of a 13(g) group
TCV Member Fund, L.P. C/O TECHNOLOGY CROSSOVER VENTURES 528 RAMONA STREET PALO ALTO,Â CAÂ 94301	Â	Â X	Â	May be part of a 13(g) group

Signatures

Carla S. Newell Authorized signatory for Robert W. Trudeau		07/17/2008
^**Signature of Reporting Person		Date
Carla S. Newell Authorized signatory for Jay C. Hoag		07/17/2008
^**Signature of Reporting Person		Date
Carla S. Newell Authorized signatory for Richard H. Kimball		07/17/2008
^**Signature of Reporting Person		Date
Carla S. Newell Authorized signatory for John L. Drew		07/17/2008
^**Signature of Reporting Person		Date
Carla S. Newell Authorized signatory for Jon Q. Reynolds Jr.		07/17/2008
^**Signature of Reporting Person		Date
Carla S. Newell Authorized signatory for William J.G. Griffith IV		07/17/2008
^**Signature of Reporting Person		Date
Carla S. Newell Authorized signatory for Technology Crossover Management VI, L.L.C.		07/17/2008
^**Signature of Reporting Person		Date
Carla S. Newell Authorized signatory for TCV VI, L.P.		07/17/2008
^**Signature of Reporting Person		Date
Carla S. Newell Authorized signatory for TCV Member Fund, L.P.		07/17/2008
^**Signature of Reporting Person		Date

Explanation of Responses:

*	If the form is filed by more than one reporting person, see Instruction 5(b)(v).
**	Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1)	Immediately.
(2)	Not applicable.
(3)	These securities are directly held by TCV VI, L.P. Jay C. Hoag ("Hoag"), Richard H. Kimball ("Kimball"), John L. Drew ("Drew"), Jon Q. Reynolds, Jr. ("Reynolds"), William J.G. Griffith IV ("Griffith") and Robert W. Trudeau ("Trudeau") (collectively the "TCM Members") are Class A Members of Technology Crossover Management VI, L.L.C. ("TCM VI") which is the sole general partner of TCV VI, L.P. The TCM Members and TCM VI may be deemed to beneficially own the securities held by TCV VI, L.P. but the TCM Members and TCM VI disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
(4)	Hoag, Kimball, Drew, Reynolds, Griffith, Trudeau, TCM VI, TCV VI, L.P. and TCV Member Fund, L.P. (collectively, "Reporting Owners") may be deemed to be part of a 13(g) group with other related persons however, the Reporting Owners disclaim 13(g) group status.
(5)	These securities are directly held by TCV Member Fund, L.P. Each of the TCM Members are Class A Members of TCM VI which is a general partner of TCV Member Fund, L.P. The TCM Members and TCM VI may be deemed to beneficially own the securities held by TCV Member Fund, L.P. but the TCM Members and TCM VI disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
(6)	June 4, 2018.
(7)	July 16, 2018.

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