1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option (Right to Buy)
|
Â
(2)
|
06/24/2025 |
Common Stock
|
20,000
|
$
5
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(3)
|
12/15/2025 |
Common Stock
|
15,000
|
$
2.36
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(4)
|
08/02/2026 |
Common Stock
|
25,000
|
$
2
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(5)
|
09/28/2026 |
Common Stock
|
10,000
|
$
1.49
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(6)
|
12/07/2027 |
Common Stock
|
30,000
|
$
1.3
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Represents 22,000 shares of common stock underlying a restricted stock unit award (RSU) and 10,018 shares of common stock that the Reporting Person owns. The RSU shall vest in five equal daily installments beginning on January 22, 2019, provided that the Reporting Person has provided continuous service to the Issuer through the applicable vesting date. The RSU represents the Issuer's unfunded and unsecured promise to issue shares of Common Stock on future vesting dates. |
(2) |
Became exercisable with respect to one-quarter of the shares of stock which are subject to this option on June 17, 2016 (the "Initial Vesting Date") and with respect to the remainder of the shares in equal increments monthly over three years beginning on the date one month from the Initial Vesting Date, provided that the Reporting Person has provided continuous service to the Issuer through the applicable vesting date. |
(3) |
Becomes exercisable in equal monthly installments over 48 months beginning one month after the vesting commencement date of December 16, 2015, provided the Reporting Person has provided continuous service to the Issuer through the applicable vesting date. |
(4) |
Becomes exercisable in equal monthly installments over 48 months beginning one month after the vesting commencement date of August 1, 2016, provided the Reporting Person has provided continuous service to the Issuer through the applicable vesting date. |
(5) |
Becomes exercisable in equal monthly installments over 48 months beginning one month after the vesting commencement date of September 29, 2016, provided the Reporting Person has provided continuous service to the Issuer through the applicable vesting date. |
(6) |
Becomes exercisable in equal monthly installments over 48 months beginning one month after the vesting commencement date of December 8, 2017, provided the Reporting Person has provided continuous service to the Issuer through the applicable vesting date. |