1st Constitution Bancorp
|
(Name of Issuer)
|
Common Stock, No Par Value
|
(Title of Class of Securities)
|
31986N102
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(CUSIP Number)
|
December 31, 2012
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(Date of Event Which Requires Filing of this Statement)
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CUSIP No. 31986N102
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
5
|
SOLE VOTING POWER
|
365,729 (1)
|
6
|
SHARED VOTING POWER
|
0
|
|
7
|
SOLE DISPOSITIVE POWER
|
312,146 (2)
|
|
8
|
SHARED DISPOSITIVE POWER
|
0
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
365,729 (1)
|
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|
o
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
|
6.4%(3)
|
12
|
TYPE OF REPORTING PERSON
|
IN
|
(1)
|
Includes (i) 283,143 shares owned directly by the reporting person, (ii) options to purchase 24,678 shares of Issuer common stock that are currently exercisable or that will become exercisable within 60 days after the date hereof, (iii) 4,325 shares of restricted stock issued to the reporting person under the Issuer’s 2005 Equity Incentive Plan vesting within 60 days after the date hereof and (iv) 53,583 unvested shares of restricted stock issued to the reporting person under the Issuer’s 2005 Equity Incentive Plan, which may be voted immediately upon grant, but which may not be sold prior to the vesting date.
|
(2)
|
Includes (i) 283,143 shares owned directly by the reporting person, (ii) options to purchase 24,678 shares of Issuer common stock that are currently exercisable or that will become exercisable within 60 days after the date hereof and (iii) 4,325 shares of restricted stock issued to the reporting person under the Issuer’s 2005 Equity Incentive Plan vesting within 60 days after the date hereof; does not include 53,583 unvested shares of restricted stock issued to the reporting person under the Issuer’s 2005 Equity Incentive Plan, which may be voted immediately upon grant, but which may not be sold prior to the vesting date.
|
(3)
|
Based on information provided by the Issuer that on December 31, 2012 there were 5,693,261 shares of the Issuer’s common stock outstanding.
|
Item 1(a).
|
Name of Issuer:
|
||
1st Constitution Bancorp
|
|||
Item 1(b).
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Address of Issuer’s Principal Executive Offices:
|
||
P.O. Box 634
|
|||
2650 Route 130 North
|
|||
Cranbury, New Jersey 08512
|
|||
Item 2(a).
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Name of Person Filing:
|
||
Robert F. Mangano
|
|||
Item 2(b).
|
Address of Principal Business Office or, if None, Residence:
|
||
c/o 1st Constitution Bancorp
|
|||
P.O. Box 634
|
|||
2650 Route 130 North
|
|||
Cranbury, New Jersey 08512
|
|||
Item 2(c).
|
Citizenship:
|
||
U.S.A.
|
|||
Item 2(d).
|
Title of Class of Securities:
|
||
Common Stock, no par value
|
|||
Item 2(e).
|
CUSIP Number:
|
||
31986N102
|
|||
Item 3.
|
If This Statement is Filed Pursuant to §§240.13d-1(b), or 240.13d-2(b) or (c), Check Whether the Person Filing is a:
|
||
(a)
|
o
|
Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o);
|
|
(b)
|
o
|
Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c);
|
|
(c)
|
o |
Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c);
|
|
(d)
|
o |
Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
|
(e)
|
o |
An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
|
|
(f)
|
o |
An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
|
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(g)
|
o |
A parent holding company or control person in accordance with §240.13d-1(b)(ii)(G);
|
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(h)
|
o |
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
|
|
(i)
|
o |
A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act (15 U.S.C. 80a-3);
|
|
(j)
|
o |
A non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J);
|
|
(k)
|
o |
Group, in accordance with §240.13d-1(b)(1)(ii)(K.)
|
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Item 4.
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Ownership. | ||
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
|
|||
(a)
|
Amount beneficially owned:
|
||
365,729 (1)
|
|||
(b)
|
Percent of class:
|
||
|
6.4% (3)
|
||
(c)
|
Number of shares as to which such person has:
|
||
(i)
|
Sole power to vote or to direct the vote
|
||
365,729 (1)
|
|||
(ii)
|
Shared power to vote or to direct the vote
|
||
0
|
(iii)
|
Sole power to dispose or to direct the disposition of
|
||
312,146 (2)
|
|||
(iv)
|
Shared power to dispose or to direct the disposition of
|
||
|
0
|
(1)
|
Includes (i) 283,143 shares owned directly by the reporting person, (ii) options to purchase 24,678 shares of Issuer common stock that are currently exercisable or that will become exercisable within 60 days after the date hereof, (iii) 4,325 shares of restricted stock issued to the reporting person under the Issuer’s 2005 Equity Incentive Plan vesting within 60 days after the date hereof and (iv) 53,583 unvested shares of restricted stock issued to the reporting person under the Issuer’s 2005 Equity Incentive Plan, which may be voted immediately upon grant, but which may not be sold prior to the vesting date.
|
(2)
|
Includes (i) 283,143 shares owned directly by the reporting person, (ii) options to purchase 24,678 shares of Issuer common stock that are currently exercisable or that will become exercisable within 60 days after the date hereof and (iii) 4,325 shares of restricted stock issued to the reporting person under the Issuer’s 2005 Equity Incentive Plan vesting within 60 days after the date hereof; does not include 53,583 unvested shares of restricted stock issued to the reporting person under the Issuer’s 2005 Equity Incentive Plan, which may be voted immediately upon grant, but which may not be sold prior to the vesting date.
|
(3)
|
Based on information provided by the Issuer that on December 31, 2012 there were 5,693,261 shares of the Issuer’s common stock outstanding.
|
Item 5.
|
Ownership of Five Percent or Less of a Class.
|
Not applicable.
|
|
Item 6.
|
Ownership of More than Five Percent on Behalf of Another Person.
|
Not applicable.
|
|
Item 7.
|
Identification and Classification of the Subsidiary Which Acquired the
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Security Being Reported on by the Parent Holding Company.
|
|
Not applicable.
|
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Item 8.
|
Identification and Classification of Members of the Group.
|
Not applicable.
|
|
Item 9.
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Notice of Dissolution of Group.
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Not applicable.
|
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Item 10.
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Certification.
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Not applicable.
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Dated: February 12, 2013 | ||
/s/ Robert F. Mangano | ||
Robert F. Mangano
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