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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Non-Qualified Stock Option | $ 14.99 | 12/01/2017 | 12/01/2017 | M | 5,000 | 01/02/2011 | 01/02/2020 | Common Stock | 5,000 | $ 0 | 40,000 | D | |||
Non-Qualified Stock Option | $ 30.01 | 01/02/2012 | 01/02/2021 | Common Stock | 75,000 | 75,000 | D | ||||||||
Non-Qualified Stock Option | $ 27.61 | 12/04/2011 | 11/04/2021 | Common Stock | 100,000 | 100,000 | D | ||||||||
Non-Qualified Stock Options | $ 30.5 | 09/01/2017 | 09/01/2027 | Common Stock | 200,000 | 200,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
DAVIS BRUCE L 9405 SW GEMINI DRIVE BEAVERTON, OR 97008 |
Chairman and CEO |
Robert Chamness for Bruce Davis | 12/01/2017 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 12, 2013 and amended on December 22, 2016. |
(2) | The price reported on this transaction is an average price. Shares were sold in multiple transactions at prices ranging from $35.10 to $37.55. If requested, the reporting person will provide full details of the sale. |
(3) | Shares traded back to the Company to cover tax liability for vested restricted stock award. |