UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Option to Buy (1) | Â (2) | 09/09/2023 | Common Stock | 2,500 | $ 5.61 | D | Â |
Performance Share Award (3) | Â (3) | Â (3) | Common Stock | 5,118 | $ (3) | D | Â |
Restricted Stock Unit (4) | Â (4) | Â (4) | Common Stock | 876 | $ (4) | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Thomann R Zach C/O PFSWEB, INC. 505 MILLENNIUM ALLEN, TX 75013 |
 |  |  Senior Vice President |  |
/s/ R Zach Thomann | 04/11/2016 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Employee Stock Option issued under the 2005 Employee Stock Option and Incentive Plan (the "Plan"). |
(2) | Options subject to cumulative vesting schedule |
(3) | 2015 Performance Share Award issued under the Plan whose remaining shares are subject to future vesting based on future service conditions. |
(4) | Restricted Stock Unit Award granted under the Plan whose remaining shares are subject to future vesting based on future service conditions. |