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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (Right to Buy) | $ 38.42 | 02/23/2016 | A | 54,645 | (3) | 02/22/2026 | Common Stock | 54,645 | $ 0 | 54,645 | D | ||||
Restricted Stock Units | (4) | 02/23/2016 | A | 18,220 | (5) | (5) | Common Stock | 18,220 | $ 0 | 18,220 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Lippert Martin J 200 PARK AVENUE NEW YORK, NY 10166 |
EVP Global Technology |
Mark A. Schuman, authorized signer | 02/25/2016 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Shares acquired from the payout of 2013-2015 Performance Shares following determination of the performance factor for such award. |
(2) | Shares withheld to satisfy the Reporting Person's tax withholding obligation due on the Performance Share payout. |
(3) | The options become exercisable in three equal installments on February 23, 2017, 2018, and 2019. |
(4) | Each Restricted Stock Unit is the contingent right to receive one share of MetLife, Inc. common stock. |
(5) | The Restricted Stock Units vest in three equal installments on the first business day in March 2017, 2018 and 2019. |