UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Option (right to buy) | 01/30/2015 | 04/01/2024 | Common Stock | 8,210 (1) | $ 0 | D | Â |
Performance Stock Units (right to buy) | Â (2) | 04/01/2024 | Common Stock | 9,578 (1) (3) | $ 0 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Trupkiewicz William George 1625 SHARP POINT DRIVE FORT COLLINS, CO 80525 |
 |  |  Chief Accounting Officer |  |
/s/Thomas O. McGimpsey | 02/03/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | If the performance metrics for the reporting year have not been met as determined by the Compensation Committee, the unvested options and units for the 2014 performance period will expire immediately. |
(2) | This entry provides for voluntary reporting of performance stock units. Vesting of the performance units in respect of the 2014 performance period will be determined by the Compensation Committee. |
(3) | This entry was moved from Table 1 reported in the 12/3/14 Form 3 to Table 2 in this Form 3A as the performance metrics had not yet been determined and, therefore, had not been issued or released. |