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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
CMEA VENTURES VI LP ONE LETTERMAN DRIVE BLDG. C. STE. CM 500 SAN FRANCISCO, CA 94129-2402 |
X | X | ||
CMEA Ventures VI GmbH & Co. KG ONE LETTERMAN DRIVE BLDG. C. STE. CM 500 SAN FRANCISCO, CA 94129-2402 |
X | |||
CMEA Ventures VI Management, L.P. ONE LETTERMAN DRIVE BLDG. C. STE. CM 500 SAN FRANCISCO, CA 94129-2402 |
X | |||
Sohail Faysal A. ONE LETTERMAN DRIVE BLDG. C. STE. CM 500 SAN FRANCISCO, CA 94129-2402 |
X | |||
Watson James F ONE LETTERMAN DRIVE BLDG. C. STE. CM 500 SAN FRANCISCO, CA 94129-2402 |
X | |||
Collier David J ONE LETTERMAN DRIVE BLDG. C. STE. CM 500 SAN FRANCISCO, CA 94129-2402 |
X |
CMEA Ventures VI, L.P By: CMEA Ventures VI Management, L.P. its General Partner /s/ James Watson, General Partner | 11/12/2014 | |
**Signature of Reporting Person | Date | |
By: CMEA Ventures VI Management, L.P. its managing limited partner, /s/ James Watson, its General Partner | 11/12/2014 | |
**Signature of Reporting Person | Date | |
By CMEA Ventures VI Management, L.P, its General Partner, /s/ James Watson, General Partner | 11/12/2014 | |
**Signature of Reporting Person | Date | |
/s/ Faysal Sohail | 11/12/2014 | |
**Signature of Reporting Person | Date | |
/s/ James Watson | 11/12/2014 | |
**Signature of Reporting Person | Date | |
/s/ David Collier | 11/12/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The shares are directly held by CMEA VI, L.P. ("CMEA VI"). The general partner of CMEA VI is CMEA Ventures VI Management, L.P. ("CMEA GP"). The general partners of CMEA GP include Faysal Sohail ("Sohail"), James Watson ("Watson") and David Collier ("Collier", collectively with Sohail and Watson, the "General Partners") and, as such, each of CMEA GP and the General Partners exercises shared voting and investment power over the shares held of record by CMEA VI. Each of the Reporting Persons disclaims beneficial ownership of the shares except to the extent of their pecuniary interest therein, if any. |
(2) | The shares are directly held by CMEA VI GmbH & Co. KG ("CMEA VI GmbH"). The managing limited partner of CMEA VI GmbH is CMEA GP and, as such, each of CMEA GP and the General Partners exercises shared voting and investment power over the shares held of record by CMEA VI GmbH. Each of the Reprorting Persons disclaims benefical ownershiop of the shares except to the extent of their pecuniary interest therein, if any. |