1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option (Right to Buy)
|
Â
(2)
|
02/18/2012 |
Common Stock
|
7,800
|
$
30.35
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(3)
|
02/17/2013 |
Common Stock
|
14,000
|
$
26
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(4)
|
02/16/2014 |
Common Stock
|
10,550
|
$
35.26
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(5)
|
04/14/2015 |
Common Stock
|
11,100
|
$
38.47
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(6)
|
02/27/2016 |
Common Stock
|
9,000
|
$
50.12
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(7)
|
02/26/2017 |
Common Stock
|
7,400
|
$
62.8
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(8)
|
02/25/2018 |
Common Stock
|
10,500
|
$
60.51
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(9)
|
02/23/2019 |
Common Stock
|
16,000
|
$
23.3
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(10)
|
02/22/2020 |
Common Stock
|
28,300
|
$
34.84
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(11)
|
02/22/2021 |
Common Stock
|
25,950
|
$
45.79
|
D
|
Â
|
Restricted Stock Units
|
02/24/2012(12)
|
Â
(12)
|
Common Stock
|
10,000
|
$
23.3
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
The reported holding reflects shares allocated to and indirectly held by the reporting person under the Savings and Investment Plan for Employees of Metropolitan Life and Participating Affiliates Trust. |
(2) |
The options became exercisable in three equal installments on February 19, 2003, 2004 and 2005. The number of shares represents the outstanding, unexercised portion of the option. |
(3) |
The options became exercisable in three equal installments on February 18, 2004, 2005 and 2006. |
(4) |
The options became exercisable in three equal installments on February 17, 2005, 2006 and 2007. |
(5) |
The options became exercisable in three equal installments on April 15, 2006, 2007 and 2008. |
(6) |
The options became exercisable in three equal installments on February 28, 2007, 2008 and 2009. |
(7) |
The options became exercisable in three equal installments on February 27, 2008, 2009 and 2010. |
(8) |
The options became exercisable in three equal installments on February 26, 2009, 2010 and 2011. |
(9) |
Two-Thirds (2/3) of this option is currently vested and exercisable. The remaining one-third (1/3) will become exercisable on February 24, 2012. |
(10) |
One-third (1/3) of this option is currently vested and exercisable. The remaining two-thirds (2/3) will become exercisable on February 23, 2012 and 2013. |
(11) |
The option becomes exercisable in three equal installments on February 23, 2012, 2013, and 2014 |
(12) |
The award of Restricted Stock Units has a three year cliff vesting schedule and will vest on February 24, 2012 and will be payable 100% in shares. |