1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option (Right to Buy)
|
Â
(2)
|
02/18/2012 |
Common Stock
|
14,000
|
$
30.35
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(3)
|
02/16/2014 |
Common Stock
|
9,600
|
$
35.26
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(4)
|
04/14/2015 |
Common Stock
|
8,350
|
$
38.47
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(5)
|
02/27/2016 |
Common Stock
|
7,600
|
$
50.12
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(6)
|
02/26/2017 |
Common Stock
|
6,000
|
$
62.8
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(7)
|
02/25/2018 |
Common Stock
|
6,000
|
$
60.51
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(8)
|
02/23/2019 |
Common Stock
|
14,000
|
$
23.3
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(9)
|
02/22/2020 |
Common Stock
|
28,300
|
$
34.84
|
D
|
Â
|
Restricted Stock Unit
|
02/24/2012(10)
|
Â
(10)
|
Common Stock
|
10,000
|
$
23.3
|
D
|
Â
|
Common Stock Equivalent Units
|
Â
(11)
|
Â
(11)
|
Common Stock
|
9,724
|
$
(12)
|
D
|
Â
|
Common Stock Equivalent Units
|
Â
(13)
|
Â
(13)
|
Common Stock
|
2,575
|
$
(12)
|
I
|
By Auxiliary Savings and Investment Plan
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
The reported holding reflects shares allocated to, and indirectly held by, the reporting person under the Savings and Investment Plan for Employees of Metropolitan Life and Participating Affiliates Trust. |
(2) |
The option vested in three equal installments on February 19, 2003, 2004 and 2005. |
(3) |
The option vested in three equal installments on February 17, 2005, 2006 and 2007. |
(4) |
The option vested in three equal installments on April 15, 2006, 2007 and 2008. |
(5) |
The option vested in three equal installments on February 28, 2007, 2008 and 2009. |
(6) |
The option vested in three equal installments on February 27, 2008, 2009 and 2010. |
(7) |
Two-Thirds (2/3) of this option are currently vested and exercisable. The remaining one-third (1/3) will become exercisable on February 26, 2011. |
(8) |
One-Third (1/3) of this option is currently vested and exercisable. The remaining two-thirds (2/3) will become exercisable on February 24, 2011 and 2012. |
(9) |
The option becomes exercisable in three equal installments on February 23, 2011, 2012, and 2013 |
(10) |
The award of Restricted Stock Unit has a three year cliff vesting schedule and will vest on February 24, 2012, and will be payable 100% in shares. |
(11) |
The reported Common Stock Equivalent Units reflect the current balance in the reporting person's deferred account allocated pursuant to the MetLife Deferred Compensation Plan for Officers whereby participants may elect to defer receipt of annual cash incentive payment for a specified period of time into a fund that tracks a MetLife Common Stock fund. When such Common Stock Equivalent Units are distributed, they are settled in cash. |
(12) |
Each share of Common Stock Equivalent Unit is the economic value of one share of MetLife, Inc. common stock. |
(13) |
The reported Common Stock Equivalent Units reflects the amount allocated by the reporting person into a simulated investment that tracks the MetLife common stock pursuant to the Auxiliary Savings and Investment Plan. The distribution of the amounts are made based on the reporting person's prior election and when such Common Stock Equivalent Units are distributed, they are paid in cash. |