UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option (Right to Buy) | Â (2) | 04/03/2017 | Common Stock, par value $0.01 per share | 1,067 | $ 80.01 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
McAuliffe James E 27422 PORTOLA PARKWAY SUITE 350 FOOTHILL RANCH, CA 92610 |
 |  |  Sr. VP |  |
/s/ Cherrie Tsai, with power of attorney for James E. McAuliffe | 12/17/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Reporting person was granted 24,000 shares of restricted stock on July 6, 2006 under the Kaiseral Aluminum Corporation 2006 Equity and Performance Incentive Plan; all restrictions on such shares will lapse on July 6, 2009. Reporting person was granted an additional 1,758 shares of restricted stock on April 3, 2007 under the Kaiseral Aluminum Corporation 2006 Equity and Performance Incentive Plan; all restriction on such shares will lapse on April 3, 2010. |
(2) | Grant to the reporting person on April 3, 2007 of stock options under Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan to purchase 1,067 shares of Kaiser Aluminum Corporation common stock; 355 of which will vest on April 3, 2008 and 356 of which will vest on each of April 3, 2009 and April 3, 2010. |