UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Option (Right to Buy) | 12/30/2005(2) | 02/17/2014 | CXW Common Stock | 12,300 | $ 9.99 | D | Â |
Employee Stock Option (Right to Buy) | 12/30/2005(3) | 02/16/2015 | CXW Common Stock | 22,500 | $ 13.06 | D | Â |
Employee Stock Option (Right to Buy) | 02/15/2007(4) | 02/15/2016 | CXW Common Stock | 19,304 | $ 14.27 | D | Â |
Employee Stock Option (Right to Buy) | 02/16/2008(5) | 02/16/2007 | CXW Common Stock | 11,408 | $ 26.53 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Grande Anthony L 10 BURTON HILLS BOULEVARD NASHVILLE, TN 37215 |
 |  |  Senior VP, Customer Relations |  |
Scott L. Craddock | 09/10/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 2,850 restricted shares granted on 2/16/05, 4,670 restricted shares granted on 2/15/06 and 3,960 restricted shares granted on 2/16/07. These restricted shares were granted subject to incremental and/or cumulative vesting over a three-year period based upon satisfaction of certain performance criteria. |
(2) | Options vested on stated date but are subject to certain re-sale restrictions pursuant to a Resale Restriction Agreement between the reporting person and the company, pursuant to which the re-sale restrictions on the shares underlying the remaining options will lapse on the earler of 02/17/2008 or termination of the reporting persons employment. |
(3) | Options vested on stated date but 11,250 option shares are subject to certain re-sale restrictions pursuant to a Resale Restriction Agreement between the reporting person and the company pursuant to which the re-sale restrictions on the shares underlying the remaining options will lapse (i) in equal increments on 02/16/2008 and 02/16/2009 or (ii) termination of the reporting person's employement, whichever is earlier. |
(4) | 4826 options currently exercisable; the remaining 14478 remain subject to vesting in equal increments over the next three years on the anniversary date of the grant (02/15/2006). |
(5) | Options vest over a four-year period on the anniversary date of the grant (02/16/2007) in equal increments. |
 Remarks: Exhibit Index Exhibit 24 -- Power of Attorney |