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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Non Qualified Stock Option (right to buy) | $ 16.26 | 07/02/2005 | D(4) | V | 150,000 | (5) | 11/19/2012 | Common Stock | 150,000 | (5) | 0 | D | |||
| Non Qualified Stock Option (right to buy) | $ 24.37 | 07/02/2005 | D(4) | V | 150,000 | (6) | 05/06/2013 | Common Stock | 150,000 | (6) | 0 | D | |||
| Non Qualified Stock Option (right to buy) | $ 24.56 | 07/02/2005 | D(4) | V | 170,000 | (7) | 02/15/2012 | Common Stock | 170,000 | (7) | 0 | D | |||
| Non Qualified Stock Option (right to buy) | $ 28.72 | 07/02/2005 | D(4) | V | 56,875 | (8) | 08/31/2011 | Common Stock | 56,875 | (8) | 0 | D | |||
| Non Qualified Stock Option (right to buy) | $ 33.04 | 07/02/2005 | D(4) | V | 100,000 | (9) | 02/17/2014 | Common Stock | 100,000 | (9) | 0 | D | |||
| Non Qualified Stock Option (right to buy) | $ 43.83 | 07/02/2005 | D(4) | V | 30,000 | (10) | 08/03/2011 | Common Stock | 30,000 | (10) | 0 | D | |||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
| BRIGDEN JOHN F 350 ELLIS STREET MOUNTAIN VIEW, CA 94043 |
SVP, Gen. Counsel, Secretary | |||
| Edward F. Malysz, as attorney-in-fact for John F. Brigden | 07/08/2005 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | Exempt transaction pursuant to Rule 16b-3(e) of the Exchange Act of 1934, as amended. |
| (2) | Shares were disposed of pursuant to merger agreement with Symantec Corporation in exchange for shares of Symantec Corporation common stock based on an exchange ratio of 1.1242 and having a value of $21.22 per share on the effective date of merger. |
| (3) | Shares were acquired through the 2002 Employee Stock Purchase Plan on 6/30/2005. |
| (4) | Exempt transaction pursuant to Rule 16b-3(e) of the Exchange Act of 1934, as amended. |
| (5) | Option, which provided for vesting in forty-eight equal monthly installments beginning 9/1/2002 and was subject to 50% acceleration of all unvested shares upon a change in control, was assumed by Symantec Corporation and replaced with an option to acquire 168,630 shares of Symantec Corporation common stock having an exercise price of $14.4636 per share. |
| (6) | Option, which provided for vesting in forty-eight equal monthly installments beginning 4/21/2003 and was subject to 50% acceleration of all unvested shares upon a change in control, was assumed by Symantec Corporation and replaced with an option to acquire 168,629 shares of Symantec Corporation common stock having an exercise price of $21.6776 per share. |
| (7) | Option, which provided for vesting in forty-eight equal monthly installments beginning 11/15/2004, was assumed by Symantec Corporation and replaced with an option to acquire 191,114 shares of Symantec Corporation common stock having an exercise price of $21.8466 per share. |
| (8) | Option, which provided for vesting in forty-eight equal monthly installments beginning 8/31/2001 and was subject to 50% acceleration of all unvested shares upon a change in control, was assumed by Symantec Corporation and replaced with an option to acquire 63,939 shares of Symantec Corporation common stock having an exercise price of $25.5471 per share. |
| (9) | Option, which provided for vesting in forty-eight equal monthly installments beginning 11/1/2003 and was subject to 50% acceleration of all unvested shares upon a change in control, was assumed by Symantec Corporation and replaced with an option to acquire 112,420 shares of Symantec Corporation common stock having an exercise price of $29.3898 per share. |
| (10) | Option, which provided for one-eighth of the option vesting on 11/21/2001 and the remaining shares vesting in forty-two equal monthly installments thereafter, and was subject to 50% acceleration of all unvested shares upon a change in control, was assumed by Symantec Corporation and replaced with an option to acquire 33,726 shares of Symantec Corporation common stock having an exercise price of $38.9877 per share. |