Form 8-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of

the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): June 13, 2016

 

 

HERITAGE INSURANCE HOLDINGS, INC.

(Exact name of registrant as specified in its charter)

 

 

 

Delaware   001-36462   45-5338504

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(I.R.S. Employer

Identification No.)

   

33759

(Zip Code)

Heritage Insurance Holdings, Inc.

2600 McCormick Drive, Suite 300

Clearwater, Florida

(Address of principal executive offices)

 

(727) 362-7202

(Registrant’s telephone number, including area code)

N/A

(Former name or former address, if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 


Item 5.07 Submission of Matters to a Vote of Security Holders

Heritage Insurance Holdings, Inc. (the “Company”) held its Annual Meeting of Stockholders (the “Annual Meeting”) on June 13, 2016. The matters that were voted on at the Annual Meeting and the final voting results as to each such matter are set forth below.

Proposal No. 1: Election of Directors

The following nominees were elected to the Board of Directors for a one-year term expiring in 2017, as follows:

 

    

FOR

    

WITHHELD

    

BROKER

NON-VOTES

 

Bruce Lucas

     16,445,578           1,839,140         9,800,898   

Richard Widdicombe

     16,283,347           2,001,371         9,800,898   

Panagiotis (Pete) Apostolou

     14,979,578           3,305,140         9,800,898   

Irini Barlas

       9,293,122           8,991,596         9,800,898   

Trifon Houvardas

     16,716,166           1,568,552         9,800,898   

James Masiello

       9,203,087           9,081,631         9,800,898   

Nicholas Pappas

       7,830,568         10,454,150         9,800,898   

Joseph Vattamattam

     16,613,721           1,670,997         9,800,898   

Vijay Walvekar

     16,614,580           1,670,138         9,800,898   

Proposal No. 2: Ratification of Appointment of Grant Thornton LLP to Serve as Independent Registered Public Accounting Firm for the Company for the Fiscal Year Ending December 31, 2016

The ratification of Grant Thornton LLP to serve as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2016 was approved as follows:

 

FOR

 

AGAINST

 

ABSTAIN

27,881,299

  120,043   84,274


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

    HERITAGE INSURANCE HOLDINGS, INC.

Dated: June 14, 2016

    By:   /s/ Bruce Lucas
    Name:   Bruce Lucas
    Title:   Chairman and Chief Executive Officer