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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option | (2) | 07/01/2013 | A | 40,000 | 02/03/2015(1) | 06/30/2023 | Common Stock | 40,000 | $ 17.204 | 590,720 | D | ||||
Stock Option | (3) | 07/01/2013 | A | 80,000 | 02/03/2015(1) | 06/30/2023 | Common Stock | 80,000 | $ 19.448 | 670,720 | D | ||||
Stock Option | (4) | 07/01/2013 | A | 120,000 | 02/03/2015(1) | 06/30/2023 | Common Stock | 120,000 | $ 21.692 | 790,720 | D | ||||
Stock Option | (5) | 07/01/2013 | A | 160,000 | 02/03/2015(1) | 06/30/2023 | Common Stock | 160,000 | $ 23.936 | 950,720 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Monahan Michael ONE ELMCROFT ROAD STAMFORD, CT 06926 |
EVP Finance and CFO |
Jean Jacob - POA for Michael Monahan | 07/02/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The stock option grant vests in three equal annual installments on 2-3-2015; 2-2-2016 and 2-7-2017. |
(2) | The Grant price for the stock options was calculated at 115% of the closing price on July 1, 2013 which was $14.96. |
(3) | The Grant price for the stock options was calculated at 130% of the closing price on July 1, 2013 which was $14.96. |
(4) | The Grant price for the stock options was calculated at 145% of the closing price on July 1, 2013 which was $14.96. |
(5) | The Grant price for the stock options was calculated at 160% of the closing price on July 1, 2013 which was $14.96. |